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Generalized Quantum Master Equations In and Out of Equilibrium: When Can One Win?

Kelly, Aaron, Andrés Montoya−Castillo, Lu Wang, Thomas E. Markland

Published Jan 1, 2016• 72 citations
OpenAlex

Abstract

Generalized quantum master equations (GQMEs) are an important tool in modeling chemical and physical processes. For a large number of problems, it has been shown that exact and approximate quantum dynamics methods can be made dramatically more efficient, and in the latter case more accurate, by proceeding via the GQME formalism. However, there are many situations where utilizing the GQME approach with an approximate method has been observed to return the same dynamics as using that method directly. Here, for systems both in and out of equilibrium, we provide a more detailed understanding of the conditions under which using an approximate method can yieldbenefits when combined with the GQME formalism. In particular, we demonstrate the necessary manipulations, which are satisfied by exact quantum dynamics, that are required to recast the memory kernel in a form that can be analytically shown to yield the same result as a direct application of the dynamics regardless of the approximation used. By considering the connections between these forms of the kernel, we derive the conditions that approximate methods must satisfy if they are to offer different results when used in conjunction with the GQME formalism. These analytical results thus provide new insights as to when proceeding via the GQME approach can be used to improve theaccuracy of simulations.

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Generalized quantum master equations (GQMEs) are an important tool in modeling chemical and physical processes. For a large number of problems, it has been shown that exact and approximate quantum dynamics methods can be made dramatically more efficient, and in the latter case more accurate, by proceeding via the GQME formalism. However, there are many situations where utilizing the GQME approach with an approximate method has been observed to return the same dynamics as using that method directly. Here, for systems both in and out of equilibrium, we provide a more detailed understanding of the conditions under which using an approximate method can yieldbenefits when combined with the GQME formalism. In particular, we demonstrate the necessary manipulations, which are satisfied by exact quantum dynamics, that are required to recast the memory kernel in a form that can be analytically shown to yield the same result as a direct application of the dynamics regardless of the approximation used. By considering the connections between these forms of the kernel, we derive the conditions that approximate methods must satisfy if they are to offer different results when used in conjunction with the GQME formalism. These analytical results thus provide new insights as to when proceeding via the GQME approach can be used to improve theaccuracy of simulations.
Generalized quantum master equations (GQMEs) are an important tool in modeling chemical and physical processes. For a large number of problems, it has been shown that exact and approximate quantum dynamics methods can be made dramatically more efficient, and in the latter case more accurate, by proceeding via the GQME formalism. However, there are many situations where utilizing the GQME approach with an approximate method has been observed to return the same dynamics as using that method directly. Here, for systems both in and out of equilibrium, we provide a more detailed understanding of the conditions under which using an approximate method can yield benefits when combined with the GQME formalism. In particular, we demonstrate the necessary manipulations, which are satisfied by exact quantum dynamics, that are required to recast the memory kernel in a form that can be analytically shown to yield the same result as a direct application of the dynamics regardless of the approximation used. By considering the connections between these forms of the kernel, we derive the conditions that approximate methods must satisfy if they are to offer different results when used in conjunction with the GQME formalism. These analytical results thus provide new insights as to when proceeding via the GQME approach can be used to improve the accuracy of simulations.
This thesis describes the development of practical and efficient computational approaches to the quantum dynamics of complex systems. Most of the work presented here relies on the generalized quantum master equation (GQME) formalism, which provides a simple equation of motion of reduced dimensionality for a set of dynamical quantities, e.g., nonequilibrium averages and equilibrium time correlation functions. The reduced dimensionality of the GQME comes at a cost: the introduction of the memory kernel, which accounts for the influence of all ``excluded'' degrees of freedom. Focusing first on the second-order perturbative treatment of the memory kernel known as Redfield theory, I present a collaborative effort to extend its applicability into highly non-Markovian regions via a mode freezing approach. In this method, a portion of bath modes characterized by low frequencies are treated as sources of static disorder and used to calculate modified Redfield dynamics. Application of the method to the spin-boson and FMO complex models indicates that the Redfield+frozen modes scheme consistently produces dynamics that are as good or better than bare Redfield dynamics. Next, we explore GQME approach coupled to the self-consistent solution of the memory kernel, which requires the calculation of auxiliary kernels. Previous implementations of the method had shown impressive boosts in efficiency and, when approximate methods were used to calculate the auxiliary kernels, accuracy over direct calculation of nonequilibrium averages. We show that this method, when formulated from the Mori perspective, is equally applicable to nonequilibrium averages and equilibrium correlation functions. In addition, we examine the dependence of the improvements afforded by the GQME framework on the choice projection operator and kernel closure. In particular, we demonstrate that improvements in efficiency, which rely on short memory lifetimes, are sensitively dependent on the choice of projection operator, and that the choice of kernel closure directly dictates the improvements in accuracy. In addition, we present evidence that indicates that the success of the GQME formalism when the auxiliary kernels are calculated via semi- and quasi-classical methods is largely due to the exact sampling of bath operators at t=0 required by the calculation of specific kernel closures. Next, we provide analytical arguments that delineate when the GQME framework coupled to the self-consistent solution of the memory kernel is likely to provide improvements in efficiency and accuracy. Finally, we present a path integral framework that can efficiently render the partially Wigner-transformed canonical density operator for systems coupled linearly to harmonic baths. This approach permits the direct calculation of any thermodynamic quantity and can be integrated into dynamical schemes like the Ehrenfest, surface hopping, or linearized semi-classical initial value representation methods to calculate equilibrium correlation functions.
The formalism of the generalized quantum master equation (GQME) is an effective tool to simultaneously increase the accuracy and the efficiency of quasiclassical trajectory methods in the simulation of nonadiabatic quantum dynamics. The GQME expresses correlation functions in terms of a non-Markovian equation of motion, involving memory kernels that are typically fast-decaying and can therefore be computed by short-time quasiclassical trajectories. In this paper, we study the approximate solution of the GQME, obtained by calculating the kernels with two methods: Ehrenfest mean-field theory and spin-mapping. We test the approaches on a range of spin-boson models with increasing energy bias between the two electronic levels and place a particular focus on the long-time limits of the populations. We find that the accuracy of the predictions of the GQME depends strongly on the specific technique used to calculate the kernels. In particular, spin-mapping outperforms Ehrenfest for all the systems studied. The problem of unphysical negative electronic populations affecting spin-mapping is resolved by coupling the method with the master equation. Conversely, Ehrenfest in conjunction with the GQME can predict negative populations, despite the fact that the populations calculated from direct dynamics are positive definite.
We present a modified approach for simulating electronically nonadiabatic dynamics based on the Nakajima-Zwanzig generalized quantum master equation (GQME). The modified approach utilizes the fact that the Nakajima-Zwanzig formalism does not require casting the overall Hamiltonian in system-bath form, which is arguably neither natural nor convenient in the case of the Hamiltonian that governs nonadiabatic dynamics. Within the modified approach, the effect of the nuclear degrees of freedom on the time evolution of the electronic reduced density operator is fully captured by a memory kernel super-operator. A methodology for calculating the memory kernel from projection-free inputs is developed. Simulating the electronic dynamics via the modified approach, with a memory kernel obtained using exact or approximate methods, can be more cost effective and/or lead to more accurate results than direct application of those methods. The modified approach is compared to previously proposed GQME-based approaches, and its robustness and accuracy are demonstrated on a benchmark spin-boson model with a memory kernel which is calculated within the Ehrenfest method.
Semi- and quasi-classical (SC) theories can handle arbitrary interatomic interactions and are thus well-suited to predict quantum dynamics in condensed phases that encode energy and charge transport, spectroscopic responses, and chemical reactivity. However, SC theories can be computationally expensive and inaccurate. When combined with generalized quantum master equations (GQMEs), the resulting SC-GQMEs have been observed to enhance the efficiency and accuracy of SC dynamics. Yet, while the mechanism responsible for improved efficiency is clear, the underlying improved accuracy remains elusive. What is worse, SC-GQMEs can yield unphysical dynamics in challenging parameter regimes -- a shortcoming that might be avoided if the mechanism of accuracy improvement were understood. Here, we uncover this mechanism. We leverage short-time analyses to prove that exact, "left-handed" time-derivatives delay the onset of SC inaccuracy, and show that their numerical integration yields dynamics with improved accuracy, even without the GQME. We find, however, that these derivatives are a double-edged sword: while offering greater short-time accuracy, they become unphysical in challenging parameter regimes. Because short-lived memory kernels can leverage short-time accuracy while circumventing long-time instability, we develop a protocol to unambiguously determine the memory kernel cutoff, even in challenging regimes where previous treatments had failed. Our insights into accuracy improvement and kernel cutoff protocol can be expected to apply to complex systems that go beyond simple models.
The generalized quantum master equation (GQME) approach provides a rigorous framework for deriving the exact equation of motion for any subset of electronic reduced density matrix elements (e.g., the diagonal elements). In the context of electronic dynamics, the memory kernel and inhomogeneous term of the GQME introduce the implicit coupling to nuclear motion and dynamics of electronic density matrix elements that are projected out (e.g., the off-diagonal elements), allowing for efficient quantum dynamics simulations. Here, we focus on benchmark quantum simulations of electronic dynamics in a spin-boson model system described by various types of GQMEs. Exact memory kernels and inhomogeneous terms are obtained from short-time quantum-mechanically exact tensor-train thermo-field dynamics (TT-TFD) simulations and are compared with those obtained from an approximate linearized semiclassical method, allowing for assessment of the accuracy of these approximate memory kernels and inhomogeneous terms. Moreover, we have analyzed the computational cost of the full and reduced-dimensionality GQMEs. The scaling of the computational cost is dependent on several factors, sometimes with opposite scaling trends. The TT-TFD memory kernels can provide insights on the main sources of inaccuracies of GQME approaches when combined with approximate input methods and pave the road for the development of quantum circuits that implement GQMEs on digital quantum computers.