A generic Hamiltonian, which incorporates the effect of the orbital contraction on the hopping amplitude between nearest sites, is studied both analytically at the weak coupling limit and numerically at the intermediate and strong coupling regimes for a finite atomic cluster. The effect of the orbital contraction due to hole localization at atomic sites is specified with two coupling parameters V and W (multiplicative and additive contraction terms). The singularity of the vertex part of the two-particle Green’s function determines the critical temperature Tc and the relaxation rate Γ(T) of the order parameter at temperature above Tc. Unlike the case in conventional BCS superconductors, Γ has a non-zero imaginary part which may influence the fluctuation conductivity of the superconductor above Tc. We compute the ground state energy as a function of the particle number and magnetic flux through the cluster, and show the existence of the parity gap Δ appearing at the range of system parameters consistent with the appearance of the Cooper instability. Numeric calculation of the Hubbard model (with U>0) at arbitrary occupation does not show any sign of superconductivity in a small cluster.
The feasibility of a perturbation expansion for Green's functions of the t-J model directly in terms of X-operators is demonstrated using the Baym-Kadanoff functional method. As an application we derive explicit expressions for the kernel of the linearized equation for the superconducting order parameter in leading order of a 1/N expansion. The linearized equation is solved numerically on a square lattice taking instantaneous and retarded contributions into account. Classifying the order parameter according to irreducible representations of the point group C4v of the square lattice and according to even or odd parity in frequency we find that a reasonably strong instability occurs only for even frequency pairing with d-wavelike symmetry. The corresponding transition temperature Tc is where t is the nearest-neighbor hopping integral. The underlying effective interaction consists of an attractive, instantaneous term and a retarded term due to charge and spin fluctuations. The latter is weakly attractive at low frequencies below ,strongly repulsive up to and attractive towards even higher energies. Tc increases with decreasing doping until a d-wavelike bond-order wave instability is encountered near optimal doping at for J=0.3. Tc is essentially linear in J and rather insensitive to an additional second-nearest neighbor hopping integral t'. A rather striking property of Tc is that it is hardly affected by the soft mode associated with the bond-order wave instability or by the Van Hove singularity in the case with second-nearest neighbor hopping. This unique feature reflects the fact that the solution of the gap equation involves momenta far away from the Fermi surface (due to the instantaneous term) and many frequencies (due to the retarded term) so that singular properties in momentum or frequency are averaged out very effectively.
The Hubbard model with occupation-dependent hopping rate exhibits superconductivity in a wide range of parameters within mean-field (BCS) theory. Here we study pair binding energies in this model for small clusters by exact diagonalization of the Hamiltonian. The model is defined by on-site and nearest-neighbor repulsions U and V, and occupation-dependent hopping rate t(n)=t+n\ensuremath{\Delta}t. We present results for one-dimensional chains and for two-dimensional square lattices of sizes 4\ifmmode\times\else\texttimes\fi{}4, 6\ifmmode\times\else\texttimes\fi{}6, and 8\ifmmode\times\else\texttimes\fi{}8. As a function of carrier density n the pair binding energy first increases and then decreases, and vanishes beyond a critical density. BCS results for the pair binding energy are found to be in remarkably good agreement with the exact results. In particular, BCS theory accurately reproduces the range of interaction parameters where pair binding exists in the exact solution. The model is found to exhibit no tendency to phase separation or clustering of more than two particles even for parameters giving rise to strong pair binding, in contrast to other tight-binding models where pairing occurs.
Two-band hopping model is treated on a two-dimensional square lattice. The atoms are located at the corners and the middles of the edges of the squares. In addition to the strongly overlapping orbitals of the atoms, there are extra orbitals at the corners, which are weakly hybridized. The assumption is made that the Fermi level is inside the broad band and is very near to the narrow band formed by the extra orbitals. The Hamiltonian is Hubbard type, but the off-diagonal part of the two-site interaction is kept also where one creation or annihilation operator acts on the extra orbital and the others on one of its neighbors. The weak coupling is enhanced by the on-site Coulomb repulsion at the corners, which enhancement is a power function of the ratio of the broad band width and the narrow band position measured from the Fermi level. That enhancement is obtained by summation of logarithmic Kondo-type corrections of orbital origin, which reflects the formation of a ground state of new type with strong orbital and spin correlations. Interaction between the particles of the broad band is generated by processes with one heavy and one light particle in the intermediate state. That interaction strongly depends on the momenta of the particles. The generated interaction can result in attractive interaction, but particular parity of the different orbitals are required in the given approximation. The model clearly demonstrates that repulsive interaction can result in superconductivity.
In nonperturbative regimes, the superfluid instability in the two-dimensional (2D) Hubbard model can be described by an emergent BCS theory with small effective pairing constants. We compute the effective couplings using a controlled bold-line diagrammatic Monte Carlo approach, which stochastically sums all skeleton Feynman diagrams dressed in the one- and two-particle channels to high expansion orders, and map out the resulting superfluid ground-state phase diagram in a range of next-nearest-neighbor hopping $0\ensuremath{\le}{t}^{\ensuremath{'}}\ensuremath{\le}0.3t$, interaction strength $0\ensuremath{\le}U\ensuremath{\le}3t$, and lattice filling $0\ensuremath{\le}n\ensuremath{\le}2$. The phase diagram is dramatically transformed in the hole-doped region and becomes particularly rich at larger doping and ${t}^{\ensuremath{'}}$. At ${t}^{\ensuremath{'}}=0.3$, the weak-coupling picture with the dominant triplet pairing sharply peaked at $n\ensuremath{\approx}0.73$ due to the Van Hove singularity is replaced by a plateau of the singlet ${d}_{{x}^{2}\ensuremath{-}{y}^{2}}$ paring, while for $U\ensuremath{\gtrsim}3t$ the effective couplings are consistent with the ${d}_{{x}^{2}\ensuremath{-}{y}^{2}}$ high-temperature superconductivity in the hole-doped region near cuprates' optimal doping.
An exact study of charge-spin separation, pairing fluctuations, and pseudogaps is carried out by combining the analytical eigenvalues of the four-site Hubbard clusters with the grand canonical and canonical ensemble approaches in a multidimensional parameter space of temperature
(T), magnetic field
(h), on-site interaction
(U), and chemical potential $(\ensuremath{\mu})$. Our results, near the average number of electrons $⟨N⟩\ensuremath{\approx}3$, strongly suggest the existence of a critical parameter
Uc(T) for the localization of electrons and a particle-hole binding (positive) gap ${\ensuremath{\Delta}}^{e\text{\ensuremath{-}}h}(T)>0$ at
U>Uc(T), with a zero temperature critical value,
Uc(0)=4.584. For
U<Uc(T), the particle-particle pair binding is found with a (positive) pairing gap ${\ensuremath{\Delta}}^{P}(T)>0$. The ground state degeneracy is lifted at
U>Uc(T) and the cluster becomes a Mott-Hubbard like insulator due to the presence of energy gaps at all (allowed) integer numbers $(1\ensuremath{\le}N\ensuremath{\le}8)$ of electrons. In contrast, for $U\ensuremath{\le}{U}_{c}(T)$, we find an electron pair binding instability at finite temperature near $⟨N⟩\ensuremath{\approx}3$, which manifests a possible pairing mechanism, a precursor to superconductivity in small clusters. Rigorous criteria for the existence of many-body Mott-Hubbard like particle-hole and particle-particle pairings, spin pairing, (spin) pseudogap, and (spin) antiferromagnetic critical crossover temperatures, at which the corresponding pseudogaps disappear, are also formulated. In particular, the resulting phase diagram consisting of charge and spin pseudogaps, antiferromagnetic correlations, hole pairing with competing hole-rich
(⟨N⟩=2), hole-poor
(⟨N⟩=4), and magnetic
(⟨N⟩=3) regions in the ensemble of clusters near 1/8 filling closely resembles the phase diagrams and inhomogeneous phase separation recently found in the family of doped high-
Tc cuprates.