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The generalized Kadanoff-Baym ansatz. Computing nonlinear response properties of finite systems

Karsten Balzer, S. Hermanns, M. Bönitz

Published Aug 16, 2016• 22 citations
OpenAlex

Abstract

Abstract. For a minimal Hubbard-type system at different interaction strengths U, we investigate the density-response for an excitation beyond the linear regime using the generalized Kadanoff-Baym ansatz (GKBA) and the second Born (2B) approximation. We find strong correlation features in the response spectra and establish the connection to an involved double excitation process. By comparing approximate and exact Green’s function results, we also observe an anomalous U-dependence of the energy of this double excitation in 2B+GKBA. This is in accordance with earlier findings [K. Balzer et al., EPL 98, 67002 (2012)] on double excitations in quantum wells. 1.

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The generalized Kadanoff-Baym ansatz. Computing nonlinear response properties of finite systems

K Balzer, S Hermanns, M. Bönitz

For a minimal Hubbard-type system at different interaction strengths U , we investigate the density-response for an excitation beyond the linear regime using the generalized Kadanoff-Baym ansatz (GKBA) and the second Born (2B) approximation. We find strong correlation features in the response spectra and establish the connection to an involved double excitation process. By comparing approximate and exact Green's function results, we also observe an anomalous U -dependence of the energy of this double excitation in 2B+GKBA. This is in accordance with earlier findings [K. Balzer et al., EPL 98 , 67002 (2012)] on double excitations in quantum wells.

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In modern quantum many-body physics, the Kadanoff-Baym equations have become a crucial component in the treatment of strongly and weakly correlated systems far from equilibrium. From the one-particle Green function $G$($t$,${t}^{\ensuremath{'}}$), they allow for the calculation of time-dependent expectation values of all one-particle observables and the total energy. In this work, for isolated Coulomb systems, the numerical behavior of the Kadanoff-Baym equations is investigated. The electron density dynamics are damped to an unphysical homogeneous density distribution, across both the linear and nonlinear response regimes. Unphysical features are shown to exist for $\mathrm{\ensuremath{\Phi}}$-derivable self-energy approximations, such as Hartree-Fock, second-Born, or $G\phantom{\rule{0}{0ex}}W$, in Hubbard and Coulomb systems, irrespective of interaction strength. With this degree of universality, these findings are pertinent to all two-time formalisms, and suggest the need for a different approach to the dynamics of quantum systems.

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The Hubbard model is a prototype for strongly correlated many-particle systems, including electrons in condensed matter and molecules, as well as for fermions or bosons in optical lattices. While the equilibrium properties of these systems have been studied in detail, the nonequilibrium dynamics following a strong nonperturbative excitation only recently came into the focus of experiments and theory. It is of particular interest how the dynamics depend on the coupling strength and on the particle number and whether there exist universal features in the time evolution. Here, we present results for the dynamics of finite Hubbard clusters based on a self-consistent nonequilibrium Green functions (NEGF) approach invoking the generalized Kadanoff-Baym ansatz (GKBA). We discuss the conserving properties of the GKBA with Hartree-Fock propagators in detail and present a generalized form of the energy conservation criterion of Baym and Kadanoff for NEGF. Furthermore, we demonstrate that the HF-GKBA cures some artifacts of prior two-time NEGF simulations. Besides, this approach substantially speeds up the numerical calculations and thus presents the capability to study comparatively large systems and to extend the analysis to long times allowing for an accurate computation of the excitation spectrum via time propagation. Our data obtained within the second Born approximation compare favorably with exact diagonalization results (available for up to 13 particles) and are expected to have predictive capability for substantially larger systems in the weak-coupling limit.

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The time evolution in quantum many-body systems after external excitations is attracting high interest in many fields, including dense plasmas, correlated solids, laser-excited materials, or fermionic and bosonic atoms in optical lattices. The theoretical modeling of these processes is challenging, and the only rigorous quantum-dynamics approach that can treat correlated fermions in two and three dimensions is nonequilibrium Green functions (NEGF). However, NEGF simulations are computationally expensive due to their ${T}^{3}$ scaling with the simulation duration $T$. Recently, ${T}^{2}$ scaling was achieved with the generalized Kadanoff-Baym ansatz (GKBA), for the second-order Born (SOA) self energy, which has substantially extended the scope of NEGF simulations. In a recent Letter [Schl\"unzen et al., Phys. Rev. Lett. 124, 076601 (2020).] we demonstrated that GKBA-NEGF simulations can be efficiently mapped onto coupled time-local equations for the single-particle and two-particle Green functions on the time diagonal, hence the method has been called the G1-G2 scheme. This allows one to perform the same simulations with order ${T}^{1}$ scaling, both for SOA and $GW$ self energies giving rise to a dramatic speedup. Here we present more details on the G1-G2 scheme, including derivations of the basic equations including results for a general basis, for Hubbard systems, and for jellium. Also, we demonstrate how to incorporate initial correlations into the G1-G2 scheme. Further, the derivations are extended to a broader class of self energies, including the $T$ matrix in the particle-particle and particle-hole channels and the dynamically-screened-ladder approximation. Finally, we demonstrate that, for all self energies, the CPU-time scaling of the G1-G2 scheme with the basis dimension ${N}_{b}$ can be improved compared to our first report: The overhead compared to the original GKBA is not more than an additional factor ${N}_{b}$, even for Hubbard systems.

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For a quantum many-body system, the direct population of states of double-excitation character is a clear indication that correlations importantly contribute to its nonequilibrium properties. We analyze such correlation-induced transitions by propagating the nonequilibrium Green's functions in real-time within the second Born approximation. As crucial benchmarks, we compute the absorption spectrum of few electrons confined in quantum wells of different width. Our results include the full two-time solution of the Kadanoff-Baym equations as well as of their time-diagonal limit and are compared to Hartree-Fock and exact diagonalization data.

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The non-equilibrium Green function approach to inhomogeneous quantum many-body systems using the generalized Kadanoff–Baym ansatz

S Hermanns, K Balzer, M. Bönitz

In the non-equilibrium Green function calculations, the use of the generalized Kadanoff–Baym ansatz (GKBA) allows for a simple approximate reconstruction of the two-time Green function from its time-diagonal value. With this, a drastic reduction of the computational needs is achieved in time-dependent calculations, making longer time propagation possible and more complex systems accessible. This paper gives credit to the GKBA that was introduced 25 years ago. After a detailed derivation of the GKBA, we recall its application to homogeneous systems and show how to extend it to strongly correlated, inhomogeneous systems. As a proof of concept, we present the results for a two-electron quantum well, where the correct treatment of the correlated electron dynamics is crucial for a correct description of the equilibrium and dynamic properties.

arXiv:1205.4427•Physica Scripta•Nov 1, 2012•45 citations
Abstract. For a minimal Hubbard-type system at different interaction strengths U, we investigate the density-response for an excitation beyond the linear regime using the generalized Kadanoff-Baym ansatz (GKBA) and the second Born (2B) approximation. We find strong correlation features in the response spectra and establish the connection to an involved double excitation process. By comparing approximate and exact Green’s function results, we also observe an anomalous U-dependence of the energy of this double excitation in 2B+GKBA. This is in accordance with earlier findings [K. Balzer et al., EPL 98, 67002 (2012)] on double excitations in quantum wells. 1.
For a minimal Hubbard-type system at different interaction strengths U , we investigate the density-response for an excitation beyond the linear regime using the generalized Kadanoff-Baym ansatz (GKBA) and the second Born (2B) approximation. We find strong correlation features in the response spectra and establish the connection to an involved double excitation process. By comparing approximate and exact Green's function results, we also observe an anomalous U -dependence of the energy of this double excitation in 2B+GKBA. This is in accordance with earlier findings [K. Balzer et al., EPL 98 , 67002 (2012)] on double excitations in quantum wells.
In modern quantum many-body physics, the Kadanoff-Baym equations have become a crucial component in the treatment of strongly and weakly correlated systems far from equilibrium. From the one-particle Green function GGG(ttt,${t}^{\ensuremath{'}}$), they allow for the calculation of time-dependent expectation values of all one-particle observables and the total energy. In this work, for isolated Coulomb systems, the numerical behavior of the Kadanoff-Baym equations is investigated. The electron density dynamics are damped to an unphysical homogeneous density distribution, across both the linear and nonlinear response regimes. Unphysical features are shown to exist for $\mathrm{\ensuremath{\Phi}}$-derivable self-energy approximations, such as Hartree-Fock, second-Born, or $G\phantom{\rule{0}{0ex}}W$, in Hubbard and Coulomb systems, irrespective of interaction strength. With this degree of universality, these findings are pertinent to all two-time formalisms, and suggest the need for a different approach to the dynamics of quantum systems.
The Hubbard model is a prototype for strongly correlated many-particle systems, including electrons in condensed matter and molecules, as well as for fermions or bosons in optical lattices. While the equilibrium properties of these systems have been studied in detail, the nonequilibrium dynamics following a strong nonperturbative excitation only recently came into the focus of experiments and theory. It is of particular interest how the dynamics depend on the coupling strength and on the particle number and whether there exist universal features in the time evolution. Here, we present results for the dynamics of finite Hubbard clusters based on a self-consistent nonequilibrium Green functions (NEGF) approach invoking the generalized Kadanoff-Baym ansatz (GKBA). We discuss the conserving properties of the GKBA with Hartree-Fock propagators in detail and present a generalized form of the energy conservation criterion of Baym and Kadanoff for NEGF. Furthermore, we demonstrate that the HF-GKBA cures some artifacts of prior two-time NEGF simulations. Besides, this approach substantially speeds up the numerical calculations and thus presents the capability to study comparatively large systems and to extend the analysis to long times allowing for an accurate computation of the excitation spectrum via time propagation. Our data obtained within the second Born approximation compare favorably with exact diagonalization results (available for up to 13 particles) and are expected to have predictive capability for substantially larger systems in the weak-coupling limit.
The time evolution in quantum many-body systems after external excitations is attracting high interest in many fields, including dense plasmas, correlated solids, laser-excited materials, or fermionic and bosonic atoms in optical lattices. The theoretical modeling of these processes is challenging, and the only rigorous quantum-dynamics approach that can treat correlated fermions in two and three dimensions is nonequilibrium Green functions (NEGF). However, NEGF simulations are computationally expensive due to their T3{T}^{3}T3 scaling with the simulation duration TTT. Recently, T2{T}^{2}T2 scaling was achieved with the generalized Kadanoff-Baym ansatz (GKBA), for the second-order Born (SOA) self energy, which has substantially extended the scope of NEGF simulations. In a recent Letter [Schl\"unzen et al., Phys. Rev. Lett. 124, 076601 (2020).] we demonstrated that GKBA-NEGF simulations can be efficiently mapped onto coupled time-local equations for the single-particle and two-particle Green functions on the time diagonal, hence the method has been called the G1-G2 scheme. This allows one to perform the same simulations with order T1{T}^{1}T1 scaling, both for SOA and GWGWGW self energies giving rise to a dramatic speedup. Here we present more details on the G1-G2 scheme, including derivations of the basic equations including results for a general basis, for Hubbard systems, and for jellium. Also, we demonstrate how to incorporate initial correlations into the G1-G2 scheme. Further, the derivations are extended to a broader class of self energies, including the TTT matrix in the particle-particle and particle-hole channels and the dynamically-screened-ladder approximation. Finally, we demonstrate that, for all self energies, the CPU-time scaling of the G1-G2 scheme with the basis dimension Nb{N}_{b}Nb​ can be improved compared to our first report: The overhead compared to the original GKBA is not more than an additional factor Nb{N}_{b}Nb​, even for Hubbard systems.
For a quantum many-body system, the direct population of states of double-excitation character is a clear indication that correlations importantly contribute to its nonequilibrium properties. We analyze such correlation-induced transitions by propagating the nonequilibrium Green's functions in real-time within the second Born approximation. As crucial benchmarks, we compute the absorption spectrum of few electrons confined in quantum wells of different width. Our results include the full two-time solution of the Kadanoff-Baym equations as well as of their time-diagonal limit and are compared to Hartree-Fock and exact diagonalization data.
In the non-equilibrium Green function calculations, the use of the generalized Kadanoff–Baym ansatz (GKBA) allows for a simple approximate reconstruction of the two-time Green function from its time-diagonal value. With this, a drastic reduction of the computational needs is achieved in time-dependent calculations, making longer time propagation possible and more complex systems accessible. This paper gives credit to the GKBA that was introduced 25 years ago. After a detailed derivation of the GKBA, we recall its application to homogeneous systems and show how to extend it to strongly correlated, inhomogeneous systems. As a proof of concept, we present the results for a two-electron quantum well, where the correct treatment of the correlated electron dynamics is crucial for a correct description of the equilibrium and dynamic properties.