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Toy Models for Retrocausality

Huw Price

Published Jan 1, 2008• 43 citations
OpenAlex

Abstract

A number of writers have been attracted to the idea that some of the peculiarities of quantum theory might be manifestations of 'backward' or 'retro' causality, underlying the quantum description. This idea has been explored in the literature in two main ways: firstly in a variety of explicit models of quantum systems, and secondly at a conceptual level. This note introduces a third approach, intended to complement the other two. It describes a simple toy model, which, under a natural interpretation, shows how retrocausality can emerge from simple global constraints. The model is also useful in permitting a clear distinction between the kind of retrocausality likely to be of interest in QM, and a different kind of reverse causality, with which it is liable to be confused. The model is proposed in the hope that future elaborations might throw light on the potential of retrocausality to account for quantum phenomena.

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Quantum mechanics has achieved unparalleled success as an operational theory, describing a wide range of experiments to remarkable accuracy. However, the physical foundations on which it rests remain as puzzling as they were a century ago, and a concise statement of the physical principles that underlie quantum mechanics is still outstanding. One promising approach holds that these principles should be formulated in terms of information, since many of the counter-intuitive effects in quantum theory concern questions such as what one can know about a quantum system and how the information encoded therein can be processed and distributed between parties. Another challenging feature of quantum theory is its incompatibility with the other cornerstone of modern physics, general relativity. In order to reconcile the two, one must identify and retain only the essential concepts and principles of each theory, and in the case of general relativity, causality has been identified as such a concept. This raises the question of how our classical understanding of causality must change when quantum theory is taken into account. In order to address these questions about information, knowledge and causality, I turn to the framework of causal models. In classical statistics, causal models explain the relations among a set of variables in terms of causal influences, which makes them a powerful tool for structuring our knowledge about complex systems and developing strategies for interacting with them. More importantly, the framework provides the conceptual underpinnings and mathematical methods for addressing questions about causation, information and knowledge in a rigorous manner. In this thesis, I develop a version of the classical causal models framework that is compatible with quantum theory and explore its physical implications. \n \n \nA first step is to define quantum versions of fundamental elements such as variables, conditionals and belief propagation rules. This allows one to consider the question of what one can come to know about a quantum variable from the point of view of causal modelling. The conditionals relating quantum variables are found to have a richer structure than their classical counterparts, which can be exploited for the task of discerning causal relations given limited data -- a central problem in classical causal modelling. The mathematical properties of quantum conditionals also establish a correspondence between various classes of two-party correlations, such as bound and distillable entanglement, and the types of causal structures that can give rise to them, which may become a useful tool for entanglement theory and quantum information processing. In the context of open quantum systems dynamics, quantum causal models provide a clear physical explanation of not completely positive maps and, more broadly, of non-Markovian quantum dynamics. Finally, I consider the possibility of non-classical effects in the way that different causal mechanisms are combined -- that is, non-classical causal structures. For the simple case of two causally ordered variables, I propose indicators that witness different classes of combinations of causal mechanisms, including a non-classical mixture, and describe an experiment realizing examples of the different classes. \n \n \nAs these results illustrate, the framework of quantum causal models provides both greater conceptual clarity and a comprehensive mathematical formalism for studying a diverse set of problems, ranging from foundational questions to applications in open systems dynamics and the exploration of non-classical causal structures, which are likely to feature in a future theory of quantum gravity. The material presented in this thesis is intended as a foundation and inspiration for further applications of quantum causal models.

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I have claimed that it is profitable to distinguish three key questions about causation. The first question, what are causal processes and interactions? , was addressed in Chapter 5. The second question, what is the connection between causes and effects? , was addressed in Chapter 7.The third question, what makes a cause different from an effect? , has not been addressed, and it is to that task that we turn in the present chapter. The question of the directionality and asymmetry of causation has long been an important ingredient in philosophical discussions of causation, although perhaps Reichenbach (1991) was the first to truly appreciate the significance of the question. It is certainly an aspect of folk intuitions. Many philosophers have held that an adequate analysis of causality should provide an explanation or account of causal asymmetry. On the other hand, it is precisely this aspect of causation that is the most common target for elimination from empirical accounts. This chapter looks at the ability of 'process' theories of causality to provide such an account, granting certain constraints. The major constraint, or premise, in the following analysis is the assumption that quantum mechanics reveals the presence of backwards-in-time causation. Thus, in the first instance, the argument presented here will not convince those who hold that there can be no backwards causation. However, I derive an empirical prediction, which, if confirmed, would give those sceptical about backwards causation reason to think again. The chapter begins with an analysis of some of the formal properties of causation. This is followed by a nontechnical presentation of the famous difficulties associated with Bell phenomena in quantum mechanics, and the backwards-in-time solution to those difficulties.

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It has become increasingly apparent that a number of perplexing issues associated with the interpretation of quantum mechanics are more easily resolved once the notion of retrocausality is introduced. The aim here is to list and discuss various examples where a clear explanation has become available via this approach. In so doing, the intention is to highlight that this direction of research deserves more attention than it presently receives.

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John H. Selby, Maria E. Stasinou, Stefano Gogioso +1 more

There exists a stark tension among different formulations of quantum theory as some are inherently time-symmetric while others are time-asymmetric. This tension is crisply captured when considering physical theories as theories of processes. We present the process theory of quantum physics, QPhys, which treats classical systems as internal to quantum theory. We provide three ways to incorporate time symmetry in QPhys. The first restricts the process theory of QPhys to one that satisfies an additional retrocausality constraint. The second is a novel approach, which extends the notions of causality and retrocausality to apply to systems along with processes. Utilizing this approach, we create a toy model for particle physics , where the causal and retrocausal systems correspond to particles and anti-particles respectively. The third approach extends QPhys to a supertheory that satisfies neither a causality nor a retrocausality constraint. To avoid unphysical predictions we modify either its composition rule or its processes.

arXiv:2209.07867•Quantum•Sep 30, 2026•1 citation
A number of writers have been attracted to the idea that some of the peculiarities of quantum theory might be manifestations of 'backward' or 'retro' causality, underlying the quantum description. This idea has been explored in the literature in two main ways: firstly in a variety of explicit models of quantum systems, and secondly at a conceptual level. This note introduces a third approach, intended to complement the other two. It describes a simple toy model, which, under a natural interpretation, shows how retrocausality can emerge from simple global constraints. The model is also useful in permitting a clear distinction between the kind of retrocausality likely to be of interest in QM, and a different kind of reverse causality, with which it is liable to be confused. The model is proposed in the hope that future elaborations might throw light on the potential of retrocausality to account for quantum phenomena.
It has often been suggested that retrocausality offers a solution to some of the puzzles of quantum mechanics: e.g., that it allows a Lorentz-invariant explanation of Bell correlations, and other manifestations of quantum nonlocality, without action-at-a-distance. Some writers have argued that time-symmetry counts in favour of such a view, in the sense that retrocausality would be a natural consequence of a truly time-symmetric theory of the quantum world. Critics object that there is complete time-symmetry in classical physics, and yet no apparent retrocausality. Why should the quantum world be any different? This note throws some new light on these matters. I call attention to a respect in which quantum mechanics is different, under some assumptions about quantum ontology. Under these assumptions, the combination of time-symmetry without retrocausality is unavailable in quantum mechanics, for reasons intimately connected with the differences between classical and quantum physics (especially the role of discreteness in the latter). Not all interpretations of quantum mechanics share these assumptions, however, and in those that do not, time-symmetry does not entail retrocausality.
It has been suggested that some of the puzzles of QM are resolved if we allow that there is retrocausality in the quantum world. In particular, it has been claimed that this approach offers a path to a Lorentz-invariant explanation of Bell correlations, and other manifestations of quantum "nonlocality", without action-at-a-distance. Some writers have suggested that this proposal can be supported by an appeal to time-symmetry, claiming that if QM were made "more time-symmetric", retrocausality would be a natural consequence. Critics object that there is complete time-symmetry in classical physics, and yet no apparent retrocausality. Why should QM be any different? In this note I call attention to a respect in which QM is different, under some assumptions about quantum ontology. Under these assumptions, the option of time-symmetry without retrocausality is not available in QM, for reasons intimately connected with the fundamental differences between classical and quantum physics (especially the role of discreteness in the latter).
Quantum mechanics has achieved unparalleled success as an operational theory, describing a wide range of experiments to remarkable accuracy. However, the physical foundations on which it rests remain as puzzling as they were a century ago, and a concise statement of the physical principles that underlie quantum mechanics is still outstanding. One promising approach holds that these principles should be formulated in terms of information, since many of the counter-intuitive effects in quantum theory concern questions such as what one can know about a quantum system and how the information encoded therein can be processed and distributed between parties. Another challenging feature of quantum theory is its incompatibility with the other cornerstone of modern physics, general relativity. In order to reconcile the two, one must identify and retain only the essential concepts and principles of each theory, and in the case of general relativity, causality has been identified as such a concept. This raises the question of how our classical understanding of causality must change when quantum theory is taken into account. In order to address these questions about information, knowledge and causality, I turn to the framework of causal models. In classical statistics, causal models explain the relations among a set of variables in terms of causal influences, which makes them a powerful tool for structuring our knowledge about complex systems and developing strategies for interacting with them. More importantly, the framework provides the conceptual underpinnings and mathematical methods for addressing questions about causation, information and knowledge in a rigorous manner. In this thesis, I develop a version of the classical causal models framework that is compatible with quantum theory and explore its physical implications. \n \n \nA first step is to define quantum versions of fundamental elements such as variables, conditionals and belief propagation rules. This allows one to consider the question of what one can come to know about a quantum variable from the point of view of causal modelling. The conditionals relating quantum variables are found to have a richer structure than their classical counterparts, which can be exploited for the task of discerning causal relations given limited data -- a central problem in classical causal modelling. The mathematical properties of quantum conditionals also establish a correspondence between various classes of two-party correlations, such as bound and distillable entanglement, and the types of causal structures that can give rise to them, which may become a useful tool for entanglement theory and quantum information processing. In the context of open quantum systems dynamics, quantum causal models provide a clear physical explanation of not completely positive maps and, more broadly, of non-Markovian quantum dynamics. Finally, I consider the possibility of non-classical effects in the way that different causal mechanisms are combined -- that is, non-classical causal structures. For the simple case of two causally ordered variables, I propose indicators that witness different classes of combinations of causal mechanisms, including a non-classical mixture, and describe an experiment realizing examples of the different classes. \n \n \nAs these results illustrate, the framework of quantum causal models provides both greater conceptual clarity and a comprehensive mathematical formalism for studying a diverse set of problems, ranging from foundational questions to applications in open systems dynamics and the exploration of non-classical causal structures, which are likely to feature in a future theory of quantum gravity. The material presented in this thesis is intended as a foundation and inspiration for further applications of quantum causal models.
I have claimed that it is profitable to distinguish three key questions about causation. The first question, what are causal processes and interactions? , was addressed in Chapter 5. The second question, what is the connection between causes and effects? , was addressed in Chapter 7.The third question, what makes a cause different from an effect? , has not been addressed, and it is to that task that we turn in the present chapter. The question of the directionality and asymmetry of causation has long been an important ingredient in philosophical discussions of causation, although perhaps Reichenbach (1991) was the first to truly appreciate the significance of the question. It is certainly an aspect of folk intuitions. Many philosophers have held that an adequate analysis of causality should provide an explanation or account of causal asymmetry. On the other hand, it is precisely this aspect of causation that is the most common target for elimination from empirical accounts. This chapter looks at the ability of 'process' theories of causality to provide such an account, granting certain constraints. The major constraint, or premise, in the following analysis is the assumption that quantum mechanics reveals the presence of backwards-in-time causation. Thus, in the first instance, the argument presented here will not convince those who hold that there can be no backwards causation. However, I derive an empirical prediction, which, if confirmed, would give those sceptical about backwards causation reason to think again. The chapter begins with an analysis of some of the formal properties of causation. This is followed by a nontechnical presentation of the famous difficulties associated with Bell phenomena in quantum mechanics, and the backwards-in-time solution to those difficulties.
There exists a stark tension among different formulations of quantum theory as some are inherently time-symmetric while others are time-asymmetric. This tension is crisply captured when considering physical theories as theories of processes. We present the process theory of quantum physics, QPhys, which treats classical systems as internal to quantum theory. We provide three ways to incorporate time symmetry in QPhys. The first restricts the process theory of QPhys to one that satisfies an additional retrocausality constraint. The second is a novel approach, which extends the notions of causality and retrocausality to apply to systems along with processes. Utilizing this approach, we create a toy model for particle physics , where the causal and retrocausal systems correspond to particles and anti-particles respectively. The third approach extends QPhys to a supertheory that satisfies neither a causality nor a retrocausality constraint. To avoid unphysical predictions we modify either its composition rule or its processes.