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Anyons in the Operational Formalism

Klil H. Neori, Philip Goyal

Published Aug 14, 2016• 1 citation
OpenAlex

Abstract

The operational formalism to quantum mechanics seeks to base the theory on a firm foundation of physically well-motivated axioms [1]. It has succeeded in deriving the Feynman rules [2] for general quantum systems. Additional elaborations have applied the same logic to the question of identical particles, confirming the so-called Symmetrization Postulate [3]: that the only two options available are fermions and bosons [4,5]. However, this seems to run counter to results in two-dimensional systems, which allow for anyons, particles with statistics which interpolate between Fermi-Dirac and Bose-Einstein (see [6] for a review). In this talk we will show that the results in two dimensions can be made compatible with the operational results. That is, we will show that anyonic behavior is a result of the topology of the space in two dimensions [7], and does not depend on the particles being identical; but that nevertheless, if the particles are identical, the resulting system is still anyonic.

Related papers

Anyons in the operational formalism

Klil H. Neori, Philip Goyal

The operational formalism to quantum mechanics seeks to base the theory on a firm foundation of physically well-motivated axioms [1]. It has succeeded in deriving the Feynman rules [2] for general quantum systems. Additional elaborations have applied the same logic to the question of identical particles, confirming the so-called Symmetrization Postulate [3]: that the only two options available are fermions and bosons [4,5]. However, this seems to run counter to results in two-dimensional systems, which allow for anyons, particles with statistics which interpolate between Fermi-Dirac and Bose-Einstein (see [6] for a review). In this talk we will show that the results in two dimensions can be made compatible with the operational results. That is, we will show that anyonic behavior is a result of the topology of the space in two dimensions [7], and does not depend on the particles being identical; but that nevertheless, if the particles are identical, the resulting system is still anyonic.

arXiv:1410.8080•AIP conference proceedings•Jan 1, 2015•0 citations

Identical particles in quantum mechanics : operational and topological considerations

Klil H. Neori

This dissertation reports our investigation into the existence of anyons, which interpolate between bosons and fermions, in light of the Symmetrization Postulate, which states that only the two extremes exist. The Symmetrization Postulate can be understood as asserting that there are only two consistent ways of combining the behavior of distinguishable particles to obtain the behavior of identical ones. We showed that anyonic behavior then arises because of the way in which the probability amplitudes of distinguishable particles in two dimensions are affected by the topology of the space. These can then be combined in one of the ways arising from the Symmetrization Postulate, to form identical anyons. Therefore, anyons do not invalidate the Symmetrization Postulate, but are entirely compatible with it. In order to show that anyons can arise without particle identity, we investigated how distinguishable particles can gain particular properties from the topology of their configuration space. We managed to do so, and in the process, discovered a novel approach for quantizing multiply-connected spaces, in a way that is more suited to anyons than the standard approach.

arXiv:1603.06282•Jan 1, 2015•0 citations

Informational approach to the quantum symmetrization postulate

Philip Goyal

A remarkable feature of quantum theory is that particles with identical intrinsic properties must be treated as indistinguishable if the theory is to give valid predictions in all cases. In the quantum formalism, indistinguishability is expressed via the symmetrization postulate (Dirac P 1926 Proc. R. Soc. A 112 661 , Heisenberg W 1926 Z. Phys. 38 411 ), which restricts a system of identical particles to the set of symmetric states ('bosons') or the set of antisymmetric states ('fermions'). However, the physical basis and range of validity of the symmetrization postulate has not been established. A well-known topological derivation of the postulate implies that its validity depends on the dimensionality of the space in which the particles move (Laidlaw M and DeWitt C 1971 Phys. Rev. D 3 1375–8 , Leinaas J M and Myrheim J 1977 Il Nuovo Cimento B 37 1–23 ). Here we show that the symmetrization postulate can be derived by strictly adhering to the informational requirement that particles which cannot be experimentally distinguished from one another are not labelled. Our key novel postulate is the operational indistinguishability postulate, which posits that the amplitude of a process involving several indistinguishable particles is determined by the amplitudes of all possible transitions of these particles when treated as distinguishable. The symmetrization postulate follows by requiring consistency with the rest of the quantum formalism. The derivation implies that the symmetrization postulate admits no natural variants. In particular, the possibility that identical particles generically exhibit anyonic behavior in two dimensions is excluded.

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Anyons and Lowest Landau Level Anyons

Stéphane Ouvry

Intermediate statistics interpolating from Bose statistics to Fermi statistics are allowed in two dimensions. This is due to the particular topology of the two dimensional configuration space of identical particles, leading to non trivial braiding of particles around each other. One arrives at quantum many-body states with a multivalued phase factor, which encodes the any- onic nature of particle windings. Bosons and fermions appear as two limiting cases. Gauging away the phase leads to the so-called anyon model, where the charge of each particle interacts “à la Aharonov-Bohm” with the fluxes carried by the other particles. The multivaluedness of the wave function has been traded off for topological interactions between ordinary particles. An alternative Lagrangian formulation uses a topological Chern-Simons term in 2+1 dimensions. Taking into account the short distance repulsion between particles leads to an Hamiltonian well defined in perturbation theory, where all perturbative divergences have disappeared. Together with numerical and semi-classical studies, perturbation theory is a basic analytical tool at disposal to study the model, since finding the exact N-body spectrum seems out of reach (except in the 2-body case which is solvable, or for particular classes of N-body eigenstates which generalize some 2-body eigenstates). However, a simplification arises when the anyons are coupled to an external homogeneous magnetic field. In the case of a strong field, by projecting the system on its lowest Landau level (LLL, thus the LLL-anyon model), the anyon model becomes solvable, i.e., the classes of exact eigenstates alluded to above provide for a complete interpolation from the LLL-Bose spectrum to the LLL-Fermi spectrum. Being a solvable model allows for an explicit knowledge of the equation of state and of the mean occupation number in the LLL, which do interpolate from the Bose to the Fermi cases. It also provides for a combinatorial interpretation of LLL-anyon braiding statistics in terms of occupation of single particle states. The LLL-anyon model might also be relevant experimentally: a gas of electrons in a strong magnetic field is known to exhibit a quantized Hall conductance, leading to the integer and fractional quantum Hall effects. Haldane/exclusion statistics, introduced to describe FQHE edge excitations, is a priori different from anyon statistics, since it is not defined by braiding considerations, but rather by counting arguments in the space of available states. However, it has been shown to lead to the same kind of thermodynamics as the LLL-anyon thermodynamics (or, in other words, the LLL-anyon model is a microscopic quantum mechanical realization of Hal- dane’s statistics). The one dimensional Calogero model is also shown to have the same kind of thermodynamics as the LLL-anyons thermodynamics. This is not a coincidence: the LLL-anyon model and the Calogero model are intimately related, the latter being a particular limit of the former. Finally, on the purely combinatorial side, the minimal difference partition problem — partition of integers with minimal difference constraints on their parts — can also be mapped on an abstract exclusion statistics model with a constant one-body density of states, which is neither the LLL-anyon model nor the Calogero model. These keywords were added by machine and not by the authors. This process is experimental and the keywords may be updated as the learning algorithm improves.

arXiv:0712.2174•Birkhäuser Basel eBooks•Jan 1, 2009•32 citations

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While elementary particles obey either bosonic or fermionic exchange statistics, generalized exchange statistics that interpolate between bosons and fermions---applicable to quasiparticles---constitute an intriguing topic from both the fundamental and practical points of view. This work develops a scattering framework for two identical one-dimensional (1D) bosonic anyons and two identical 1D fermionic anyons with zero-range contact interactions. The two-body system with zero-range interactions, in both free space and under external confinement, is used to illustrate the recently proposed bosonic-anyon---fermionic-anyon mapping (R. Hidalgo-Sacoto et al., Phys. Rev. A 112, 063309 (2025)), which connects the eigenstates of bosonic anyons to those of fermionic anyons and vice versa. Performing explicit calculations for two-particle systems, the momentum distributions and the off-diagonal correlations of the single-particle density matrix for bosonic anyons and fermionic anyons are confirmed to be distinct. We also confirm the previously derived asymptotic coefficients of the momentum distribution tail at orders ${k}^{\ensuremath{-}2}$ and ${k}^{\ensuremath{-}3}$ for two harmonically confined anyons. Nonuniversal contributions at order ${k}^{\ensuremath{-}4}$ are discussed.

Physical Review A•Aug 28, 2025•1 citation

Boson-anyon-fermion mapping and anyon construction in one dimension

Haitian Wang, Yu Chen, Xiaoling Cui

We establish an exact mapping between identical particles in one dimension with arbitrary exchange statistics, including bosons, anyons, and fermions, provided they share the same scattering length. This boson-anyon-fermion mapping facilitates the construction of anyons from a linear superposition of spatially symmetric and antisymmetric states. This scheme is general and has been demonstrated in a spin-1/2 Fermi gas, where both s- and p-wave bound states can be supported by manipulating spin channels. With a suitable symmetry-breaking field, these bound states are hybridized to form a fractional-wave molecule. The condensation of these molecules in a many-body system leads to anyonic superfluidity, characterized by fractional statistics upon spin exchange within a Cooper pair. These anyonic states can be detected through asymmetric momentum distributions for each spin with a chiral k − 3 tail. Our results demonstrate the inadequacy of the contact interaction model for anyons in continuum and lattices, and have also suggested a convenient route for engineering fractional phases on the platform of ultracold atoms.

arXiv:2410.21632•Physical Review Research•May 27, 2025•5 citations
The operational formalism to quantum mechanics seeks to base the theory on a firm foundation of physically well-motivated axioms [1]. It has succeeded in deriving the Feynman rules [2] for general quantum systems. Additional elaborations have applied the same logic to the question of identical particles, confirming the so-called Symmetrization Postulate [3]: that the only two options available are fermions and bosons [4,5]. However, this seems to run counter to results in two-dimensional systems, which allow for anyons, particles with statistics which interpolate between Fermi-Dirac and Bose-Einstein (see [6] for a review). In this talk we will show that the results in two dimensions can be made compatible with the operational results. That is, we will show that anyonic behavior is a result of the topology of the space in two dimensions [7], and does not depend on the particles being identical; but that nevertheless, if the particles are identical, the resulting system is still anyonic.
The operational formalism to quantum mechanics seeks to base the theory on a firm foundation of physically well-motivated axioms [1]. It has succeeded in deriving the Feynman rules [2] for general quantum systems. Additional elaborations have applied the same logic to the question of identical particles, confirming the so-called Symmetrization Postulate [3]: that the only two options available are fermions and bosons [4,5]. However, this seems to run counter to results in two-dimensional systems, which allow for anyons, particles with statistics which interpolate between Fermi-Dirac and Bose-Einstein (see [6] for a review). In this talk we will show that the results in two dimensions can be made compatible with the operational results. That is, we will show that anyonic behavior is a result of the topology of the space in two dimensions [7], and does not depend on the particles being identical; but that nevertheless, if the particles are identical, the resulting system is still anyonic.
This dissertation reports our investigation into the existence of anyons, which interpolate between bosons and fermions, in light of the Symmetrization Postulate, which states that only the two extremes exist. The Symmetrization Postulate can be understood as asserting that there are only two consistent ways of combining the behavior of distinguishable particles to obtain the behavior of identical ones. We showed that anyonic behavior then arises because of the way in which the probability amplitudes of distinguishable particles in two dimensions are affected by the topology of the space. These can then be combined in one of the ways arising from the Symmetrization Postulate, to form identical anyons. Therefore, anyons do not invalidate the Symmetrization Postulate, but are entirely compatible with it. In order to show that anyons can arise without particle identity, we investigated how distinguishable particles can gain particular properties from the topology of their configuration space. We managed to do so, and in the process, discovered a novel approach for quantizing multiply-connected spaces, in a way that is more suited to anyons than the standard approach.
A remarkable feature of quantum theory is that particles with identical intrinsic properties must be treated as indistinguishable if the theory is to give valid predictions in all cases. In the quantum formalism, indistinguishability is expressed via the symmetrization postulate (Dirac P 1926 Proc. R. Soc. A 112 661 , Heisenberg W 1926 Z. Phys. 38 411 ), which restricts a system of identical particles to the set of symmetric states ('bosons') or the set of antisymmetric states ('fermions'). However, the physical basis and range of validity of the symmetrization postulate has not been established. A well-known topological derivation of the postulate implies that its validity depends on the dimensionality of the space in which the particles move (Laidlaw M and DeWitt C 1971 Phys. Rev. D 3 1375–8 , Leinaas J M and Myrheim J 1977 Il Nuovo Cimento B 37 1–23 ). Here we show that the symmetrization postulate can be derived by strictly adhering to the informational requirement that particles which cannot be experimentally distinguished from one another are not labelled. Our key novel postulate is the operational indistinguishability postulate, which posits that the amplitude of a process involving several indistinguishable particles is determined by the amplitudes of all possible transitions of these particles when treated as distinguishable. The symmetrization postulate follows by requiring consistency with the rest of the quantum formalism. The derivation implies that the symmetrization postulate admits no natural variants. In particular, the possibility that identical particles generically exhibit anyonic behavior in two dimensions is excluded.
Intermediate statistics interpolating from Bose statistics to Fermi statistics are allowed in two dimensions. This is due to the particular topology of the two dimensional configuration space of identical particles, leading to non trivial braiding of particles around each other. One arrives at quantum many-body states with a multivalued phase factor, which encodes the any- onic nature of particle windings. Bosons and fermions appear as two limiting cases. Gauging away the phase leads to the so-called anyon model, where the charge of each particle interacts “à la Aharonov-Bohm” with the fluxes carried by the other particles. The multivaluedness of the wave function has been traded off for topological interactions between ordinary particles. An alternative Lagrangian formulation uses a topological Chern-Simons term in 2+1 dimensions. Taking into account the short distance repulsion between particles leads to an Hamiltonian well defined in perturbation theory, where all perturbative divergences have disappeared. Together with numerical and semi-classical studies, perturbation theory is a basic analytical tool at disposal to study the model, since finding the exact N-body spectrum seems out of reach (except in the 2-body case which is solvable, or for particular classes of N-body eigenstates which generalize some 2-body eigenstates). However, a simplification arises when the anyons are coupled to an external homogeneous magnetic field. In the case of a strong field, by projecting the system on its lowest Landau level (LLL, thus the LLL-anyon model), the anyon model becomes solvable, i.e., the classes of exact eigenstates alluded to above provide for a complete interpolation from the LLL-Bose spectrum to the LLL-Fermi spectrum. Being a solvable model allows for an explicit knowledge of the equation of state and of the mean occupation number in the LLL, which do interpolate from the Bose to the Fermi cases. It also provides for a combinatorial interpretation of LLL-anyon braiding statistics in terms of occupation of single particle states. The LLL-anyon model might also be relevant experimentally: a gas of electrons in a strong magnetic field is known to exhibit a quantized Hall conductance, leading to the integer and fractional quantum Hall effects. Haldane/exclusion statistics, introduced to describe FQHE edge excitations, is a priori different from anyon statistics, since it is not defined by braiding considerations, but rather by counting arguments in the space of available states. However, it has been shown to lead to the same kind of thermodynamics as the LLL-anyon thermodynamics (or, in other words, the LLL-anyon model is a microscopic quantum mechanical realization of Hal- dane’s statistics). The one dimensional Calogero model is also shown to have the same kind of thermodynamics as the LLL-anyons thermodynamics. This is not a coincidence: the LLL-anyon model and the Calogero model are intimately related, the latter being a particular limit of the former. Finally, on the purely combinatorial side, the minimal difference partition problem — partition of integers with minimal difference constraints on their parts — can also be mapped on an abstract exclusion statistics model with a constant one-body density of states, which is neither the LLL-anyon model nor the Calogero model. These keywords were added by machine and not by the authors. This process is experimental and the keywords may be updated as the learning algorithm improves.
While elementary particles obey either bosonic or fermionic exchange statistics, generalized exchange statistics that interpolate between bosons and fermions---applicable to quasiparticles---constitute an intriguing topic from both the fundamental and practical points of view. This work develops a scattering framework for two identical one-dimensional (1D) bosonic anyons and two identical 1D fermionic anyons with zero-range contact interactions. The two-body system with zero-range interactions, in both free space and under external confinement, is used to illustrate the recently proposed bosonic-anyon---fermionic-anyon mapping (R. Hidalgo-Sacoto et al., Phys. Rev. A 112, 063309 (2025)), which connects the eigenstates of bosonic anyons to those of fermionic anyons and vice versa. Performing explicit calculations for two-particle systems, the momentum distributions and the off-diagonal correlations of the single-particle density matrix for bosonic anyons and fermionic anyons are confirmed to be distinct. We also confirm the previously derived asymptotic coefficients of the momentum distribution tail at orders ${k}^{\ensuremath{-}2}$ and ${k}^{\ensuremath{-}3}$ for two harmonically confined anyons. Nonuniversal contributions at order ${k}^{\ensuremath{-}4}$ are discussed.
We establish an exact mapping between identical particles in one dimension with arbitrary exchange statistics, including bosons, anyons, and fermions, provided they share the same scattering length. This boson-anyon-fermion mapping facilitates the construction of anyons from a linear superposition of spatially symmetric and antisymmetric states. This scheme is general and has been demonstrated in a spin-1/2 Fermi gas, where both s- and p-wave bound states can be supported by manipulating spin channels. With a suitable symmetry-breaking field, these bound states are hybridized to form a fractional-wave molecule. The condensation of these molecules in a many-body system leads to anyonic superfluidity, characterized by fractional statistics upon spin exchange within a Cooper pair. These anyonic states can be detected through asymmetric momentum distributions for each spin with a chiral k − 3 tail. Our results demonstrate the inadequacy of the contact interaction model for anyons in continuum and lattices, and have also suggested a convenient route for engineering fractional phases on the platform of ultracold atoms.