Applications of the Extremal Functional Bootstrap

The study of conformal symmetry is motivated through an example in statistical mechanics and then rigorously developed in quantum field theories in general spatial dimensions. In particular, primary fields are introduced as the fundamental objects of such theories and then studied in the formalism of radial quantization. The implications of conformal invariance on the functional form of correlation functions are studied in detail. Conformal blocks are defined and various approaches to their analytical and numerical calculation are presented with a special emphasis on the one-dimensional case. Building on these preliminaries, a modern formulation of the conformal bootstrap program and its various extensions are discussed. Examples are given in which bounds on the scaling dimensions in a one-dimensional theory are derived numerically. Using these results I motivate the technique of using the extremal functional bootstrap which I then develop in more detail. Many technical details are discussed and examples shown. After a brief discussion of conformal field theories with a boundary I apply numerical methods to find constraints on the spectrum of the 3D Ising model. Another application is presented in which I study the 4-point function on the boundary of a particular theory in Anti-de-Sitter space in order to approximate the mass spectrum of the theory.The study of conformal symmetry is motivated through an example in statistical mechanics and then rigorously developed in quantum field theories in general spatial dimensions. In particular, primary fields are introduced as the fundamental objects of such theories and then studied in the formalism of radial quantization. The implications of conformal invariance on the functional form of correlation functions are studied in detail. Conformal blocks are defined and various approaches to their analytical and numerical calculation are presented with a special emphasis on the one-dimensional case. Building on these preliminaries, a modern formulation of the conformal bootstrap program and its various extensions are discussed. Examples are given in which bounds on the scaling dimensions in a one-dimensional theory are derived numerically. Using these results I motivate the technique of using the extremal functional bootstrap which I then develop in more detail. Many technical details are discussed and examples shown. After a brief discussion of conformal field theories with a boundary I apply numerical methods to find constraints on the spectrum of the 3D Ising model. Another application is presented in which I study the 4-point function on the boundary of a particular theory in Anti-de-Sitter space in order to approximate the mass spectrum of the theory.

Nov 13, 20180 citations

Bootstrapping Conformal Field Theories with the Extremal Functional Method

Sheer El-Showk, Miguel F. Paulos

The existence of a positive linear functional acting on the space of (differences between) conformal blocks has been shown to rule out regions in the parameter space of conformal field theories (CFTs). We argue that at the boundary of the allowed region the extremal functional contains, in principle, enough information to determine the dimensions and operator product expansion (OPE) coefficients of an infinite number of operators appearing in the correlator under analysis. Based on this idea we develop the extremal functional method (EFM), a numerical procedure for deriving the spectrum and OPE coefficients of CFTs lying on the boundary (of solution space). We test the EFM by using it to rederive the low lying spectrum and OPE coefficients of the two-dimensional Ising model based solely on the dimension of a single scalar quasiprimary--no Virasoro algebra required. Our work serves as a benchmark for applications to more interesting, less known CFTs in the near future.The existence of a positive linear functional acting on the space of (differences between) conformal blocks has been shown to rule out regions in the parameter space of conformal field theories (CFTs). We argue that at the boundary of the allowed region the extremal functional contains, in principle, enough information to determine the dimensions and operator product expansion (OPE) coefficients of an infinite number of operators appearing in the correlator under analysis. Based on this idea we develop the extremal functional method (EFM), a numerical procedure for deriving the spectrum and OPE coefficients of CFTs lying on the boundary (of solution space). We test the EFM by using it to rederive the low lying spectrum and OPE coefficients of the two-dimensional Ising model based solely on the dimension of a single scalar quasiprimary--no Virasoro algebra required. Our work serves as a benchmark for applications to more interesting, less known CFTs in the near future.

arXiv:1211.2810Physical Review LettersDec 9, 2013249 citations

Survey on the Conformal Field Theories in two dimensions and Minimal Models

Atlas Çelik

The fundamentals of the conformal symmetry transformations in two dimensions are introduced. From the adapted \textit{Ward identities under conformal constraints}, the \textit{operator product expansion} (OPE) is defined for free fields and the energy momentum tensor (EM). After demonstrating how the energy momentum tensor transforms under conformal invariance, the notion of the \textit{central charge c} is defined. Conformal fields in two dimensions are \textit{radially} quantized on the cylinder within the framework of the second quantization of quantum field theory and are then mapped onto complex plane via a conformal mapping. The \textit{radial ordering} of conformal fields is adopted. The \textit{Virasoro algebra} is derived from the identification of the \textit{conformal generators}, which follow from relations between equal-time commutators and contour integrals of conformal fields. The radial quantization is applied to the free fermionic and bosonic fields, where for the latter the \textit{Vertex operator} is defined and specified. The Fock space of the free boson is constructed through the \textit{operator state correspondence}. Various boundary conditions are applied to free fields, and their effects on the ground-state energy density are detailed, leading to the notion of the \textit{Casimir energy}. The OPEs are regularized for the \textit{interacting} conformal fields, namely the E-M tensor, and the related definition of \textit{normal ordering} is revisited. Utilization of the Virasoro algebra led first to the \textit{descendant states} and subsequently to the \textit{conformal families}. The OPEs are generalized for the conformal families, and it is demonstrated how the three-point function coefficients may be obtained in terms of the two-point functions. The same procedure is employed generically through the definition of the \textit{conformal blocks}. The \textit{conformal Bootstrap method} is introduced to calculate the coefficients of $n$ point functions. The Hilbert space of the conformal fields in two dimensions is formally constructed through the \textit{representation theory of Virasoro algebra}. Accordingly, the reducible and irreducible \textit{Verma modules} are specified. Due to the unitarity requirement of the Hilbert space, the famous \textit{Kac determinant} is introduced to obtain constraints on the inner products of the Verma modules, whence on the \textit{conformal weights} and the central charge. The decoupling of the \textit{null states} from rest of the their conformal families is used to obtain \textit{fusion rules} of the families. The \textit{Kac table} for the constrained conformal weights is constructed, and its analysis under the requirement of unitarity leads to the identification of the \textit{minimal models}. The correspondence between the discrete statistical systems at criticality and the minimal models is studied, where special attention is given on the \textit{Ising model}.The fundamentals of the conformal symmetry transformations in two dimensions are introduced. From the adapted \textit{Ward identities under conformal constraints}, the \textit{operator product expansion} (OPE) is defined for free fields and the energy momentum tensor (EM). After demonstrating how the energy momentum tensor transforms under conformal invariance, the notion of the \textit{central charge c} is defined. Conformal fields in two dimensions are \textit{radially} quantized on the cylinder within the framework of the second quantization of quantum field theory and are then mapped onto complex plane via a conformal mapping. The \textit{radial ordering} of conformal fields is adopted. The \textit{Virasoro algebra} is derived from the identification of the \textit{conformal generators}, which follow from relations between equal-time commutators and contour integrals of conformal fields. The radial quantization is applied to the free fermionic and bosonic fields, where for the latter the \textit{Vertex operator} is defined and specified. The Fock space of the free boson is constructed through the \textit{operator state correspondence}. Various boundary conditions are applied to free fields, and their effects on the ground-state energy density are detailed, leading to the notion of the \textit{Casimir energy}. The OPEs are regularized for the \textit{interacting} conformal fields, namely the E-M tensor, and the related definition of \textit{normal ordering} is revisited. Utilization of the Virasoro algebra led first to the \textit{descendant states} and subsequently to the \textit{conformal families}. The OPEs are generalized for the conformal families, and it is demonstrated how the three-point function coefficients may be obtained in terms of the two-point functions. The same procedure is employed generically through the definition of the \textit{conformal blocks}. The \textit{conformal Bootstrap method} is introduced to calculate the coefficients of $n$ point functions. The Hilbert space of the conformal fields in two dimensions is formally constructed through the \textit{representation theory of Virasoro algebra}. Accordingly, the reducible and irreducible \textit{Verma modules} are specified. Due to the unitarity requirement of the Hilbert space, the famous \textit{Kac determinant} is introduced to obtain constraints on the inner products of the Verma modules, whence on the \textit{conformal weights} and the central charge. The decoupling of the \textit{null states} from rest of the their conformal families is used to obtain \textit{fusion rules} of the families. The \textit{Kac table} for the constrained conformal weights is constructed, and its analysis under the requirement of unitarity leads to the identification of the \textit{minimal models}. The correspondence between the discrete statistical systems at criticality and the minimal models is studied, where special attention is given on the \textit{Ising model}.

Työväentutkimus VuosikirjaMay 20, 20260 citations

Aspects of local conformal symmetry in 1+1 dimensions

Scott Collier

In this dissertation we describe progress towards carving out the space of non-integrable conformal field theories (CFTs) in 1+1 dimensions using conformal bootstrap techniques. We develop and apply numerical and analytical techniques to explore the non-perturbative consequences of conformal symmetry, unitarity and locality on the spectrum and dynamics of 2D CFTs. Throughout we focus on compact irrational CFTs, which have a discrete spectrum consisting of an infinite number of primary operators and exhibit chaotic dynamics. In the first part of the dissertation we report on numerical advances in charting the space of 2D CFTs. We use semidefinite programming to compute bounds on the gap in the spectrum of primary operators as a function of the central charge and on spectral functions that capture the spectral density of primary operators. We then develop recursion relations for arbitrary Virasoro conformal blocks, and explore the constraints of modular invariance of the genus-two partition function, leading to ``critical surfaces'' that bound the heavy structure constants of a CFT. In the second part of the dissertation we develop the analytic bootstrap program for two dimensional conformal field theories, focusing on universal aspects of irrational unitary CFTs and holography. We show that the large-spin sector of irrational CFTs is universally governed by a ``Virasoro mean field theory,'' incorporating exact stress tensor dynamics into the analytic bootstrap and leading to non-perturbative insights about the bound-state dynamics of three-dimensional quantum gravity. We then leverage a generalized notion of modular invariance to derive a universal asymptotic formula for the average value of the structure constants whenever one or more of the operators has large conformal dimension. The large central charge limit makes contact with quantum gravity in three dimensions, where the averaging over heavy states corresponds to coarse-graining over black hole microstates. Finally, we study the Euclidean gravitational path integral of pure AdS3 quantum gravity, and use a modular bootstrap analysis to suggest new saddle point configurations that can be consistently included in the gravitational path integral and whose inclusion renders the dual torus partition function unitary.In this dissertation we describe progress towards carving out the space of non-integrable conformal field theories (CFTs) in 1+1 dimensions using conformal bootstrap techniques. We develop and apply numerical and analytical techniques to explore the non-perturbative consequences of conformal symmetry, unitarity and locality on the spectrum and dynamics of 2D CFTs. Throughout we focus on compact irrational CFTs, which have a discrete spectrum consisting of an infinite number of primary operators and exhibit chaotic dynamics. In the first part of the dissertation we report on numerical advances in charting the space of 2D CFTs. We use semidefinite programming to compute bounds on the gap in the spectrum of primary operators as a function of the central charge and on spectral functions that capture the spectral density of primary operators. We then develop recursion relations for arbitrary Virasoro conformal blocks, and explore the constraints of modular invariance of the genus-two partition function, leading to ``critical surfaces'' that bound the heavy structure constants of a CFT. In the second part of the dissertation we develop the analytic bootstrap program for two dimensional conformal field theories, focusing on universal aspects of irrational unitary CFTs and holography. We show that the large-spin sector of irrational CFTs is universally governed by a ``Virasoro mean field theory,'' incorporating exact stress tensor dynamics into the analytic bootstrap and leading to non-perturbative insights about the bound-state dynamics of three-dimensional quantum gravity. We then leverage a generalized notion of modular invariance to derive a universal asymptotic formula for the average value of the structure constants whenever one or more of the operators has large conformal dimension. The large central charge limit makes contact with quantum gravity in three dimensions, where the averaging over heavy states corresponds to coarse-graining over black hole microstates. Finally, we study the Euclidean gravitational path integral of pure AdS3 quantum gravity, and use a modular bootstrap analysis to suggest new saddle point configurations that can be consistently included in the gravitational path integral and whose inclusion renders the dual torus partition function unitary.

May 13, 20200 citations

Numerical Bootstrap Program for Boundary Conformal Field Theories

Bharathkumar Radhakrishnan

This thesis explores the application of numerical bootstrap techniques to two-point functions of bulk insertions in the presence of a boundary in two-dimensional conformal field theories. The first part of this thesis is devoted to presenting a comprehensive introduction to essential concepts in the numerical bootstrap of two-dimensional CFTs. Namely, an extensive introduction to the basics of conformal field theories (CFTs), their properties arising from the algebraic structure of conformal transformations, consitency conditions on the observables in a CFT, as well as the effects of the presence of defects in two-dimensional CFTs, is given. This is followed by a quick recount of the numerical techniques employed in the literature to solve for the aforementioned consistency conditions. These chapters form an overview of the seminal works that set the backdrop of the contributions made in the second part of the thesis. In the contributions of the thesis, we discuss the progress made in the investigations in (Meineri and Radhakrishnan 2025) where two-point functions in BCFTs are bootstrapped by treating them as a part of a larger system of consistency conditions involving the partition function on an annulus, the two-point function in the presence of a boundary, and four-point functions on the infinite plane. This perspective of treating the two-point function as a part of a larger system makes accessible parts of the BCFT data that have so-far remained inaccessible, and we present results on the boundary gap in the two-point function, and improvements in existing numerical bounds on the boundary entropy.This thesis explores the application of numerical bootstrap techniques to two-point functions of bulk insertions in the presence of a boundary in two-dimensional conformal field theories. The first part of this thesis is devoted to presenting a comprehensive introduction to essential concepts in the numerical bootstrap of two-dimensional CFTs. Namely, an extensive introduction to the basics of conformal field theories (CFTs), their properties arising from the algebraic structure of conformal transformations, consitency conditions on the observables in a CFT, as well as the effects of the presence of defects in two-dimensional CFTs, is given. This is followed by a quick recount of the numerical techniques employed in the literature to solve for the aforementioned consistency conditions. These chapters form an overview of the seminal works that set the backdrop of the contributions made in the second part of the thesis. In the contributions of the thesis, we discuss the progress made in the investigations in (Meineri and Radhakrishnan 2025) where two-point functions in BCFTs are bootstrapped by treating them as a part of a larger system of consistency conditions involving the partition function on an annulus, the two-point function in the presence of a boundary, and four-point functions on the infinite plane. This perspective of treating the two-point function as a part of a larger system makes accessible parts of the BCFT data that have so-far remained inaccessible, and we present results on the boundary gap in the two-point function, and improvements in existing numerical bounds on the boundary entropy.

Jan 1, 20250 citations

COLD ATOMS AND THE CONFORMAL BOOTSTRAP

Joshua William Squires

Statistical mechanics naturally lends itself to computational algorithms that use random sampling to leverage the law of large numbers. Though these methods have proven invaluable, in many cases yielding solutions to otherwise intractable problems, to an extent they also obscure the underlying physics. The two numerical methods studied in this thesis do not fit this description. The first, the conformal bootstrap, imposes symmetry constraints on the four-point correlation functions of a conformal field theory to restrict the spectrum of allowed scaling dimensions of a theory. A variation of the conformal bootstrap is implemented to treat two important non-unitary CFTs, percolation and the self-avoiding walk. The second involves a formalism which provides an integral equation with a kernel based on the two-body S-matrix. The solution of this integral equation represents a single particle's energy in the presence of interactions with the rest of a cold atom gas. The formalism is applied to Berezinskii-Kosterlitz-Thouless and upper branch phase transitions.Statistical mechanics naturally lends itself to computational algorithms that use random sampling to leverage the law of large numbers. Though these methods have proven invaluable, in many cases yielding solutions to otherwise intractable problems, to an extent they also obscure the underlying physics. The two numerical methods studied in this thesis do not fit this description. The first, the conformal bootstrap, imposes symmetry constraints on the four-point correlation functions of a conformal field theory to restrict the spectrum of allowed scaling dimensions of a theory. A variation of the conformal bootstrap is implemented to treat two important non-unitary CFTs, percolation and the self-avoiding walk. The second involves a formalism which provides an integral equation with a kernel based on the two-body S-matrix. The solution of this integral equation represents a single particle's energy in the presence of interactions with the rest of a cold atom gas. The formalism is applied to Berezinskii-Kosterlitz-Thouless and upper branch phase transitions.

Jan 1, 20190 citations

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point functions. The Hilbert space of the conformal fields in two dimensions is formally constructed through the \textit{representation theory of Virasoro algebra}. Accordingly, the reducible and irreducible \textit{Verma modules} are specified. Due to the unitarity requirement of the Hilbert space, the famous \textit{Kac determinant} is introduced to obtain constraints on the inner products of the Verma modules, whence on the \textit{conformal weights} and the central charge. The decoupling of the \textit{null states} from rest of the their conformal families is used to obtain \textit{fusion rules} of the families. The \textit{Kac table} for the constrained conformal weights is constructed, and its analysis under the requirement of unitarity leads to the identification of the \textit{minimal models}. The correspondence between the discrete statistical systems at criticality and the minimal models is studied, where special attention is given on the \textit{Ising model}.