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Journal of Magnetic Resonance

Markovian exchange phenomena in magnetic resonance and the Lindblad equation

Christian Bengs

Published Nov 5, 2020• 14 citations
Publisher

Abstract

Nuclear Magnetic Resonance (NMR) experiments involve coherent and incoherent dynamics. Incoherent dynamics give rise to nuclear spin relaxation typically accounted for by a differential equation known as a quantum master equation. Out of the existing master equations the Lindblad equation is particularly important. A central theorem of open quantum theory states that a relaxation process represents a quantum Markovian process if and only if it can be described by a Lindblad master equation. This in turn raises serious questions regarding the compatibility of conventional NMR relaxation theory and one of the most fundamental results of open quantum theory. The NMR treatment of important Markovian relaxation mechanisms such as Brownian motion or chemical exchange events do in general not result in a master equation in Lindblad form and would therefore be at odds with the mathematically rigorous theory of open quantum systems. We explore this apparent conflict for two important chemical exchange phenomena and show that their conventional treatment may be recast into a suitable Lindblad equation. Similarities between spatial diffusion and multi-site exchange events allow us to extend our results to nuclear spin relaxation due to translational diffusion. As a result we are able to show that the NMR treatment of intramolecular exchange and translational diffusion represent valid quantum Markovian processes compatible with the rigorous definitions of open quantum theory.

DOI
10.1016/j.jmr.2020.106868

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Nuclear Magnetic Resonance (NMR) experiments involve coherent and incoherent dynamics. Incoherent dynamics give rise to nuclear spin relaxation typically accounted for by a differential equation known as a quantum master equation. Out of the existing master equations the Lindblad equation is particularly important. A central theorem of open quantum theory states that a relaxation process represents a quantum Markovian process if and only if it can be described by a Lindblad master equation. This in turn raises serious questions regarding the compatibility of conventional NMR relaxation theory and one of the most fundamental results of open quantum theory. The NMR treatment of important Markovian relaxation mechanisms such as Brownian motion or chemical exchange events do in general not result in a master equation in Lindblad form and would therefore be at odds with the mathematically rigorous theory of open quantum systems. We explore this apparent conflict for two important chemical exchange phenomena and show that their conventional treatment may be recast into a suitable Lindblad equation. Similarities between spatial diffusion and multi-site exchange events allow us to extend our results to nuclear spin relaxation due to translational diffusion. As a result we are able to show that the NMR treatment of intramolecular exchange and translational diffusion represent valid quantum Markovian processes compatible with the rigorous definitions of open quantum theory.
Spin relaxation has been at the core of many studies since the early days of nuclear magnetic resonance (NMR) and the underlying theory worked out by its founding fathers. This Bloch-Redfield-Abraham relaxation theory has been recently reinvestigated () in the perspective of Lindblad theory of quantum Markovian master equations in order to account for situations where the widely used semi-classical relaxation theory breaks down. In this article, we review the conventional approach of quantum mechanical theory of NMR relaxation and show that, under the usual assumptions, it is equivalent to the Lindblad formulation. We also comment on the debate on semi-classical versus quantum versions of spectral density functions involved in relaxation.
The quantum dynamics of spin systems is often treated by a differential equation known as the master equation, which describes the trajectories of spin observables such as magnetization components, spin state populations, and coherences between spin states. The master equation describes how a perturbed spin system returns to a state of thermal equilibrium with a finite-temperature environment. The conventional master equation, which has the form of an inhomogeneous differential equation, applies to cases where the spin system remains close to thermal equilibrium, which is well satisfied for a wide variety of magnetic resonance experiments conducted on thermally polarized spin systems at ordinary temperatures. However, the conventional inhomogeneous master equation may fail in the case of hyperpolarized spin systems, when the spin state populations deviate strongly from thermal equilibrium, and in general where there is a high degree of nuclear spin order. We highlight a simple case in which the inhomogeneous master equation clearly fails, and propose an alternative master equation based on Lindblad superoperators which avoids most of the deficiencies of previous proposals. We discuss the strengths and limitations of the various formulations of the master equation, in the context of spin systems which are far from thermal equilibrium. The method is applied to several problems in nuclear magnetic resonance and to spin-isomer conversion.
An open quantum system is a quantum system that interacts with some environment whose degrees of freedom have been coarse grained away. This model describes non-equilibrium processes more general than scattering-matrix formulations. Furthermore, the microscopically-derived environment provides a model of noise, dissipation and decoherence far more general than Markovian (white noise) models. The latter are fully characterized by Lindblad equations and can be motivated phenomenologically. Non-Markovian processes consistently account for backreaction with the environment and can incorporate effects such as finite temperature and spatial correlations. We consider linear systems with bilinear coupling to the environment, or quantum Brownian motion, and nonlinear systems with weak coupling to the environment. For linear systems we provide exact solutions with analytical results for a variety of spectral densities. Furthermore, we point out an important mathematical subtlety which led to incorrect master-equation coefficients in earlier derivations, given nonlocal dissipation. For nonlinear systems we provide perturbative solutions by translating the formalism of canonical perturbation theory into the context of master equations. It is shown that unavoidable degeneracy causes an unfortunate reduction in accuracy between perturbative master equations and their solutions. We also extend the famous theorem of Lindblad, Gorini, Kossakowski and Sudarshan on completely positivity to non-Markovian master equations. Our application is primarily to model atoms interacting via a common electromagnetic field. The electromagnetic field contains correlations in both space and time, which are related to its relativistic (photon-mediated) nature. As such, atoms residing in the same field experience different environmental effects depending upon their relative position and orientation. Our more accurate solutions were necessary to assess sudden death of entanglement at zero temperature. In contrast to previous claims, we found that all initial states of two-level atoms undergo finite-time disentanglement. We were also able to access regimes which cannot be described by Lindblad equations and other simpler methods, such as near resonance. Finally we revisit the infamous Abraham-Lorentz force, wherein a single particle in motion experiences backreaction from the electromagnetic field. This leads to a number of well-known problems including pre-acceleration and runaway solutions. We found a more a more-suitable open-system treatment of the nonrelativistic particle to be perfectly causal and dissipative without any extraneous requirements for finite size of the particle, weak coupling to the field, etc..
The theory of open quantum systems represents one of the major developments of quantum mechanics over the last 50 years. Its central object of study is constituted by quantum systems that cannot be regarded as fully isolated, but instead interact with additional degrees of freedom, giving rise to irreversible phenomena such as dissipation and decoherence. The tools provided by this framework are nowadays of paramount importance across many active areas of research, including quantum computation, thermodynamics, metrology and biology. In this thesis, we investigate three main topics within the field. The first contribution concerns the microscopic derivation of the evolution equations, socalled quantum master equations, for open systems which are also subject to external driving fields. Standard techniques developed for time-independent Hamiltonians encounter several difficulties in the time-dependent case, largely restricting their applicability to specific instances, such as periodic or adiabatic drivings. In contrast, a core result of the derivation presented in the thesis is that, when the environment is sufficiently Markovian (essentially, memoryless), the non-adiabatic contributions to the driving field can be neglected in a controlled fashion, yielding an accurate master equation with time-dependent generator, capable of correctly reproducing the open dynamics even for strong drivings. This result is further supported by benchmarks against numerically exact simulations. The second contribution addresses the long-time behavior of general types of (Markovian) quantum master equations, including those of the form introduced above. While this problem has been extensively analyzed in the time-independent setting, virtually no results are known for time-dependent generators. In particular, we establish the foundations of a general theory of relaxation, that is, convergence towards an asymptotic trajectory in the long-time limit, independently of the initial state. The main results include a theorem guaranteeing sufficient conditions for relaxation and the derivation of a rate function governing the convergence to the asymptotic trajectory. The analysis is further extended to a simple non-Markovian case. Moreover, we treat in detail the specific master equation derived in the first part, connecting the aforementioned relaxation property directly to the underlying microscopic dynamics. The third contribution investigates chirality-induced spin selectivity (CISS) effects from the perspective of open quantum systems. Although the majority of theoretical studies aiming to model CISS are based on a coherent description of the spin dynamics, such effects have been observed also for electrons subject to incoherent transport across molecular networks. In this regard, we provide a rigorous ab initio derivation of the microscopic Hamiltonian describing the electronic transport, incorporating electron spin effects and contributions stemming from the nuclear vibrations. Within this result, we critically revise a master equation approach aiming to explain the origin of CISS effects observed in photosynthetic complexes. Taken together, these contributions offer fresh insights and original results on the interplay between driving fields and dissipation, relaxation phenomena, and electronic spin transport in the presence of incoherent dynamics. More broadly, these results provide new theoretical tools with several potential applications in quantum technologies, from modeling of control pulses in noisy environments to quantum reservoir engineering, and contribute to a deeper understanding of the role of quantum effects in biological systems.
We develop a Markovian master equation in the Lindblad form that enables the efficient study of a wide range of open quantum many-body systems that would be inaccessible with existing methods. The validity of the master equation is based entirely on properties of the bath and the system-bath coupling, without any requirements on the level structure within the system itself. The master equation is derived using a Markov approximation that is distinct from that used in earlier approaches. We provide a rigorous bound for the error induced by this Markov approximation; the error is controlled by a dimensionless combination of intrinsic correlation and relaxation timescales of the bath. Our master equation is accurate on the same level of approximation as the Bloch-Redfield equation. In contrast to the Bloch-Redfield approach, our approach ensures preservation of the positivity of the density matrix. As a result, our method is robust, and can be solved efficiently using stochastic evolution of pure states (rather than density matrices). We discuss how our method can be applied to static or driven quantum many-body systems, and illustrate its power through numerical simulation of a spin chain that would be challenging to treat by existing methods.
An open quantum system is a system coupled to an environment that can describe time-irreversible dynamics through which the system evolves toward the thermal equilibrium state.We present a quantum mechanically rigorous theory in order to help the analysis of spectra obtained from the advanced nuclear magnetic resonance (NMR) and muon spin rotation, relaxation or resonance (μSR) techniques.Our approach is based on the numerically "Exact" hierarchical equations of motion (HEOM) approach, which allows us to study the reduced system dynamics for non-perturbative and non-Markovian system-bath interactions at finite temperature even under strong time-dependent perturbations.We demonstrate the present theory to analyze μSR and low-field NMR spectra, as an extension of the Kubo-Toyabe theory focusing on the effects of temperature and anisotropy of a local magnetic field on spectra, to help further the development of these experimental means.