In this paper, directional modulation (DM) is investigated to enhance physical layer security. Practical transmitter designs are exploited under imperfect channel state information (CSI) and hardware constraints, such as finite-resolution phase shifters (PSs) and per-antenna power budget. Tailored for the practical issues in realizing DM, a series of practical scenarios are investigated. Starting from the scenario where eavesdroppers (Eve)s' information is completely unknown, corresponding designs are proposed to optimize legitimate users (LU)s' receiving performance while randomizing the Eves' received signal. When the Eves' CSI is imperfectly known, in the second scenario, the Eves' receiving performance is further deteriorated by imposing destructive interference to the Eves. For each scenario, three algorithms are proposed under hardware constraints and imperfect CSI, i.e., one direct-mapping algorithm suitable for high/moderate number of bits in PSs, one heuristic algorithm with improved receiving performance at the cost of complexity, and one iterative-closed-form algorithm with enhanced practicality of symbol-level based DM. Simulation demonstrates that the algorithms achieve lower symbol error rate (SER) at the LUs while significantly deteriorating the Eves' SER, leading to an improved secrecy throughput over the benchmarks.
In this paper, directional modulation (DM) is investigated to enhance physical layer security. Practical transmitter designs are exploited under imperfect channel state information (CSI) and hardware constraints, such as finite-resolution phase shifters (PSs) and per-antenna power budget. Tailored for the practical issues in realizing DM, a series of practical scenarios are investigated. Starting from the scenario where eavesdroppers (Eve)s' information is completely unknown, corresponding designs are proposed to optimize legitimate users (LU)s' receiving performance while randomizing the Eves' received signal. When the Eves' CSI is imperfectly known, in the second scenario, the Eves' receiving performance is further deteriorated by imposing destructive interference to the Eves. For each scenario, three algorithms are proposed under hardware constraints and imperfect CSI, i.e., one direct-mapping algorithm suitable for high/moderate number of bits in PSs, one heuristic algorithm with improved receiving performance at the cost of complexity, and one iterative-closed-form algorithm with enhanced practicality of symbol-level based DM. Simulation demonstrates that the algorithms achieve lower symbol error rate (SER) at the LUs while significantly deteriorating the Eves' SER, leading to an improved secrecy throughput over the benchmarks.
With the rapid development of wireless communications, security becomes extremely important. In many applications, each transmitter desires to send independent and confidential message to its intended receiver while ensuring mutual information-theoretic secrecy. In this dissertation, I study strategies for enhanced secrecy in wireless communication systems with limited rate feedback and transmitter cooperation. The two-user Gaussian channel model is considered under different scenarios. The transmitters both require channel state information (CSI), which is quantized at the receiver and fed back through the sum-rate-limited feedback channels. The quantization errors reduce the beamforming gain from the direct transmitter, and cause interference leakage from the cross transmitter. In the first scenario, I introduce the wiretap channel model where one receiver is a known eavesdropper, and a second transmitter is used to send a cooperative jamming signal to degrade the eavesdropper's channel. I consider two cases, one where no information about the eavesdroppers is available, and one where statistical CSI is available. With no information about the eavesdroppers, I show how to choose the allocation of feedback bits to the transmitters in order to maximize the amount of jamming power available to interfere with the eavesdroppers, subject to maintaining the lower bound on the rate at a minimum quality-of-service level. For the case of statistical CSI, I derive an approximate lower bound on the average secrecy rate, and optimize the bound to find a suitable bit allocation and the transmit power allocated to the transmitters. In the second scenario, I consider the interference channel model where the two transmitters are amenable to cooperation for improving the overall secrecy performance of the system. I derive an approximation for the average secrecy rate of each link, and optimize the sum secrecy rate over the transmit power and feedback bits allocated to the transmitters. Interestingly, increasing the transmit power beyond a certain point decreases the secrecy performance. When the transmitters have the same number of antennas, I derive the results in closed form. Simulations validate the theoretical analysis and demonstrate the significant performance gains that result from the use of optimal transmit power control and intelligent feedback bit allocation.
The current research on physical layer security is far from implementations in practical networks, arguably due to impractical assumptions in the literature and the limited applicability of physical layer security. Aiming to reduce the gap between theory and practice, this thesis focuses on wireless physical layer security towards practical assumptions and requirements. In the first half of the thesis, we reduce the dependence of physical layer security on impractical assumptions. The secrecy enhancements and analysis based on impractical assumptions cannot lead to any true guarantee of secrecy in practical networks. The current study of physical layer security was often based on the idealized assumption of perfect channel knowledge on both legitimate users and eavesdroppers. We study the impact of channel estimation errors on secure transmission designs. We investigate the practical scenarios where both the transmitter and the receiver have imperfect channel state information (CSI). Our results show how the optimal transmission design and the achievable throughput vary with the amount of knowledge on the eavesdropper's channel. Apart from the assumption of perfect CSI, the analysis of physical layer security often ideally assumed the number of eavesdropper antennas to be known. We develop an innovative approach to study secure communication systems without knowing the number of eavesdropper antennas by introducing the concept of spatial constraint into physical layer security. That is, the eavesdropper is assumed to have a limited spatial region to place (possibly an infinite number of) antennas. We show that a non-zero secrecy rate is achievable with the help of a friendly jammer, even if the eavesdropper places an infinite number of antennas in its spatial region. In the second half of the thesis, we improve the applicability of physical layer security. The current physical layer security techniques to achieve confidential broadcasting were limited to application in single-cell systems. The primary challenge to achieve confidential broadcasting in the multi-cell network is to deal with not only the inter-cell but also the intra-cell information leakage and interference. To tackle this challenge, we design linear precoders performing confidential broadcasting in multi-cell networks. We optimize the precoder designs to maximize the secrecy sum rate with based on the large-system analysis. Finally, we improve the applicability of physical layer security from a fundamental aspect. The analysis of physical layer security based on the existing secrecy metric was often not applicable in practical networks. We propose new metrics for evaluating the secrecy of transmissions over fading channels to address the practical limitations of using existing secrecy metrics for such evaluations. The first metric establishes a link between the concept of secrecy outage and the eavesdropper's ability to decode confidential messages. The second metric provides an error-probability-based secrecy metric which is often used for the practical implementation of secure wireless systems. The third metric characterizes how much or how fast the confidential information is leaked to the eavesdropper. We show that the proposed secrecy metrics enable one to appropriately design secure communication systems with different views on how secrecy is measured.
In this work, a directional modulation-based technique is devised to enhance the security of a multi-antenna wireless communication system employing M-PSK modulation to convey information. The directional modulation method operates by steering the array beam in such a way that the phase of the received signal at the receiver matches that of the intended M-PSK symbol. Due to the difference between the channels of the legitimate receiver and the eavesdropper, the signals received by the eavesdropper generally encompass a phase component different than the actual symbols. As a result, the transceiver which employs directional modulation can impose a high symbol error rate on the eavesdropper without requiring to know the eavesdropper's channel. The optimal directional modulation beamformer is designed to minimize the consumed power subject to satisfying a specific resulting phase and minimal signal amplitude at each antenna of the legitimate receiver. The simulation results show that the directional modulation results in a much higher symbol error rate at the eavesdropper compared to the conventional benchmark scheme, i.e., zero-forcing precoding at the transmitter.
In this work, a directional modulation-based technique is devised to enhance the security of a multi-antenna wireless communication system employing M-PSK modulation to convey information. The directional modulation method operates by steering the array beam in such a way that the phase of the received signal at the receiver matches that of the intended M-PSK symbol. Due to the difference between the channels of the legitimate receiver and the eavesdropper, the signals received by the eavesdropper generally encompass a phase component different than the actual symbols. As a result, the transceiver which employs directional modulation can impose a high symbol error rate on the eavesdropper without requiring to know the eavesdropper's channel. The optimal directional modulation beamformer is designed to minimize the consumed power subject to satisfying a specific resulting phase and minimal signal amplitude at each antenna of the legitimate receiver. The simulation results show that the directional modulation results in a much higher symbol error rate at the eavesdropper compared to the conventional benchmark scheme, i.e., zero-forcing precoding at the transmitter.
Wireless broadcast allows widespread and easy information transfer. However, it may expose the information to unintended receivers, which could include eavesdroppers. As a solution, cryptography at the higher network levels has been used to encrypt and protect data. Cryptography relies on the fact that the computational power of the adversary is not enough to break the encryption. However, due to increasing computing power, the adversary power also increases. To further strengthen the security and complement the encryption, the concept of physical layer security has been introduced and surged an enormous amount of research. Widely speaking, the research in physical layer security can be divided into two directions: the information-theoretic and signal processing paradigms. This thesis starts with an overview of the physical layer security literature and continues with the contributions which are divided into the two following parts. In the first part, we investigate the information-theoretic secrecy rate. In the first scenario, we study the confidentiality of a bidirectional satellite network consisting of two mobile users who exchange two messages via a multibeam satellite using the XOR network coding protocol. We maximize the sum secrecy rate by designing the optimal beamforming vector along with optimizing the return and forward link time allocation. In the second scenario, we study the effect of interference on the secrecy rate. We investigate the secrecy rate in a two-user interference network where one of the users, namely user 1, requires to establish a confidential connection. User 1 wants to prevent an unintended user of the network to decode its transmission. User 1 has to adjust its transmission power such that its secrecy rate is maximized while the quality of service at the destination of the other user, user 2, is satisfied. We obtain closed-form solutions for optimal joint power control. In the third scenario, we study secrecy rate over power ratio, namely ``secrecy energy efficiency''. We design the optimal beamformer for a multiple-input single-output system with and without considering the minimum required secrecy rate at the destination. In the second part, we follow the signal processing paradigm to improve the security. We employ the directional modulation concept to enhance the security of a multi-user multiple-input multiple-output communication system in the presence of a multi-antenna eavesdropper. Enhancing the security is accomplished by increasing the symbol error rate at the eavesdropper without the eavesdropper's CSI. We show that when the eavesdropper has less antennas than the users, regardless of the received signal SNR, it cannot recover any useful information; in addition, it has to go through extra noise enhancing processes to estimate the symbols when it has more antennas than the users. Finally, we summarize the conclusions and discuss the promising research directions in the physical layer security.
In this paper, we consider a physical layer security (PLS) problem for a hybrid wiretapping wireless system in millimeter-wave transmission, where the active eavesdropper and passive eavesdropper (Eve) may coexist to intercept the confidential messages and emit jamming signals. To achieve secure and reliable transmission, we propose a switched phased-array directional modulation (DM) scheme that employs multi-beam symbol-level precoding with aided artificial noise (AN) technique at the transmitter, and array reception at legitimate users (LU). Here we consider a more practical case that the information of the eavesdropper (Eve) is unknown by the transmitter. Leveraging DM beamforming, we aim to minimize transmit message power by optimizing the beamforming vector, subject to prescribed symbol-level constraints, thus generating exact/relaxed phases at LU. The remaining transmit power can be utilized to generate AN. Additionally, by means of the minimum variance distortionless response method at the LU, the jamming caused by active Eve can be efficiently eliminated. Simulation results demonstrate the superiority of the proposed scheme.