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Journal of Physics Condensed Matter

Correlation matrix renormalization theory in multi-band lattice systems

Jun Liu, Xin Zhao, Yongxin Yao, Cai‐Zhuang Wang, Kai‐Ming Ho

Published Oct 5, 2020• 5 citations
Publisher

Abstract

Abstract An appropriate treatment of electronic correlation effects plays an important role in accurate descriptions of physical and chemical properties of real materials. The recently proposed correlation matrix renormalization theory with sum rule correction (CMR) [1] for studying correlated-electron materials has shown good performance in molecular systems and a periodic hydrogen chain in comparison with various quantum chemistry and quantum Monte Carlo calculations [2]. This work gives a detailed formulation and computational code implementation of CMR in multi-band periodic lattice systems. This lattice CMR ab initio theory is highly efficient, has no material specific adjustable parameters, and has no double counting issues faced by the hybrid approaches like LDA + U , DFT + DMFT and DFT + GA type theories. Benchmark studies on materials with s and p orbitals in this study show that CMR in its current implementation consistently performs well for these systems as the electron correlation increases from the bonding region to the bond breaking region.

DOI
10.1088/1361-648x/abbe78

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Abstract An appropriate treatment of electronic correlation effects plays an important role in accurate descriptions of physical and chemical properties of real materials. The recently proposed correlation matrix renormalization theory with sum rule correction (CMR) [1] for studying correlated-electron materials has shown good performance in molecular systems and a periodic hydrogen chain in comparison with various quantum chemistry and quantum Monte Carlo calculations [2]. This work gives a detailed formulation and computational code implementation of CMR in multi-band periodic lattice systems. This lattice CMR ab initio theory is highly efficient, has no material specific adjustable parameters, and has no double counting issues faced by the hybrid approaches like LDA + U , DFT + DMFT and DFT + GA type theories. Benchmark studies on materials with s and p orbitals in this study show that CMR in its current implementation consistently performs well for these systems as the electron correlation increases from the bonding region to the bond breaking region.
Developing accurate and computationally efficient methods to calculate the electronic structure and total energy of correlated-electron materials has been a very challenging task in condensed matter physics and materials science. Recently, we have developed a correlation matrix renormalization (CMR) method which does not assume any empirical Coulomb interaction UUU parameters and does not have double counting problems in the ground-state total energy calculation. The CMR method has been demonstrated to be accurate in describing both the bonding and bond breaking behaviors of molecules. In this study, we extend the CMR method to the treatment of electron correlations in periodic solid systems. Using a linear hydrogen chain as a benchmark system, we show that the results from the CMR method compare very well with those obtained recently by accurate quantum Monte Carlo (QMC) calculations. We also study the equation of states of three-dimensional crystalline phases of atomic hydrogen. We show that the results from the CMR method agree much better with the available QMC data in comparison with those from density functional theory and Hartree-Fock calculations.
We recently proposed the correlation matrix renormalization (CMR) theory to treat the electronic correlation effects [Phys. Rev. B 2014, 89, 045131 and Sci. Rep. 2015, 5, 13478] in ground state total energy calculations of molecular systems using the Gutzwiller variational wave function (GWF). By adopting a number of approximations, the computational effort of the CMR can be reduced to a level similar to Hartree-Fock calculations. This paper reports our recent progress in minimizing the error originating from some of these approximations. We introduce a novel sum-rule correction to obtain a more accurate description of the intersite electron correlation effects in total energy calculations. Benchmark calculations are performed on a set of molecules to show the reasonable accuracy of the method.
We recently proposed the correlation matrix renormalisation (CMR) theory to efficiently and accurately calculate ground state total energy of molecular systems, based on the Gutzwiller variational wavefunction (GWF) to treat the electronic correlation effects. To help reduce numerical complications and better adapt the CMR to infinite lattice systems, we need to further refine the way to minimise the error originated from the approximations in the theory. This conference proceeding reports our recent progress on this key issue, namely, we obtained a simple analytical functional form for the one-electron renormalisation factors, and introduced a novel sum-rule correction for a more accurate description of the intersite electron correlations. Benchmark calculations are performed on a set of molecules to show the reasonable accuracy of the method.
A variety of quantum many-body methods have been developed for studying the strongly correlated electron systems. We have also proposed a computationally efficient and accurate approach, named the correlation matrix renormalization (CMR) method to address the challenges. The theoretic development and benchmark tests of the CMR method are included in this thesis. Meanwhile, ground state total energy is the most important property of electronic calculations. We also investigated an alternative approach to calculate the total energy, and extended this method for magnetic anisotropy energy of ferromagnetic materials. In addition, another theoretical tool, dynamical mean-field theory on top of the density functional theory, has also been used in electronic structure calculations for an Iridium oxide to study the phase transition, which results from an interplay of the d electrons' internal degrees of freedom.
We present an efficient method for calculating the electronic structure and total energy of strongly correlated electron systems. The method extends the traditional Gutzwiller approximation for one-particle operators to the evaluation of the expectation values of two particle operators in the many-electron Hamiltonian. The method is free of adjustable Coulomb parameters, and has no double counting issues in the calculation of total energy, and has the correct atomic limit. We demonstrate that the method describes well the bonding and dissociation behaviors of the hydrogen and nitrogen clusters, as well as the ammonia composed of hydrogen and nitrogen atoms. We also show that the method can satisfactorily tackle great challenging problems faced by the density functional theory recently discussed in the literature. The computational workload of our method is similar to the Hartree-Fock approach while the results are comparable to high-level quantum chemistry calculations.
Understanding emergent many-body phenomena in correlated materials remains one of the grandest challenges in solid-state quantum chemistry calculations. The individuality of electrons diminishes as correlation increases, which leads to the emergence of new features in the system. Seeking to address such problems accurately requires the aid of non-perturbative many-body techniques as well as the corresponding high-quality basis sets. In periodic systems, a given element may be present in different spatial arrangements displaying vastly different physical and chemical properties, and an elemental basis set independent of the physical properties of materials may lead to significant simulation inaccuracies. In fact, with the rapid progress of quantum chemistry methods in condensed-phase simulations, the need for a library of reliable Gaussian basis sets explicitly designed for periodic calculations has become urgent. In the meantime, the development of parameter-free, systematic and reliable quantum chemistry methods for simultaneously treating weak and strong correlations in periodic systems has never stopped. Their ability to treat realistic solid materials needs to be tested, and the obtained results can serve as benchmarks for empirical parameter-guided solid-state calculations. In this thesis, we present numerical studies of various solid-state systems, emphasizing the design and optimization of Gaussian basis sets and assessing the band structure properties of the periodic solid systems. The work begins by introducing the theoretical framework of the electronic structure theory and presenting the fundamentals of a fully self-consistent GW approximation and the self-energy embedding theory (SEET) in Chapters 2 and 3. It continues with a description of the Gaussian basis set optimization scheme we devised for solid-state quantum chemistry calculations. The scheme we present is designed to avoid a lack of material specificity within a given basis set by simultaneously minimizing the total energy of the system and optimizing the band energies when compared to the reference plane wave calculation while accounting for the overlap matrix condition number. We compare the quality of the Gaussian basis sets generated via our method against the existing basis sets. And the optimization scheme is tested to yield improved results. We finally present a quantitative study of electronic properties of realistic materials with the treatment of Green's function based weakly correlated self-consistent GW approximation and the strongly correlated self-energy embedding theory. In the transition metal oxide BiVO3, we found the inaccurate illustration of orbitals including t_{2g} in transition metal Vanadium by DFT. Our calculation shows a systematic trend of DFT failure in illustrating both insulating and metallic solutions, demonstrating the dangers of using DFT when the experimental data is scarce.