The motivation of this thesis is to contribute to the improvement of the physical-layer secrecy and privacy of wireless communication. Firstly, the rate and power adaptation technique is investigated to improve the energy efficiency of the physical-layer secrecy. We present the optimum rate and power adaptation rule that maximizes the average secrecy energy efficiency(SEE) subject to an average transmission power constraint. The SEE is defined as the outage secrecy capacity, the largest secrecy rate, such that the outage probability is less than a certain value, divided by the total power consumption (bits per joule). We also characterize the SEE gain provided by varying the rate and/or the power, and discuss the impact of the number of antennas on the optimum adaptation rule. Secondly, the joint impact of imperfect knowledge of the channel gain (channel uncertainty) and noise power (noise uncertainty) at the adversary is investigated to improve the physical-layer privacy. We characterize the covert throughput gain provided by the channel uncertainty as well as the covert throughput loss caused by the channel fading as a function of the noise uncertainty. We also show the impact the channel uncertainty on the total detection error probability and the covert throughput. Our result shows that the channel fading is crucial to hiding the signal transmission, particularly when the noise uncertainty is low and/or the receive SNR is high. The impact of the channel uncertainty on the total detection error probability and the covert throughput is more significant when the noise uncertainty is larger. Finally, hiding a covert (private) message in non-orthogonal multiple access (NOMA) systems by superimposing (embedding) it under other messages is proposed.We determine the total detection error probability (sum of false alarm and missed detection probability), the adversary's optimum detection strategy that minimizes the total detection error probability, and the communicator's optimum message hiding strategy that maximizes the total detection error probability. Additionally, we explore exploiting the channel variations to further increase the total detection error probability. We show that the total detection error probability increases and converges to 1 as the number of users increases and that the total detection error probability, hence the covert rate, can be increased by increasing the transmission power when the channel variation is exploited.
The motivation of this thesis is to contribute to the improvement of the physical-layer secrecy and privacy of wireless communication. Firstly, the rate and power adaptation technique is investigated to improve the energy efficiency of the physical-layer secrecy. We present the optimum rate and power adaptation rule that maximizes the average secrecy energy efficiency(SEE) subject to an average transmission power constraint. The SEE is defined as the outage secrecy capacity, the largest secrecy rate, such that the outage probability is less than a certain value, divided by the total power consumption (bits per joule). We also characterize the SEE gain provided by varying the rate and/or the power, and discuss the impact of the number of antennas on the optimum adaptation rule. Secondly, the joint impact of imperfect knowledge of the channel gain (channel uncertainty) and noise power (noise uncertainty) at the adversary is investigated to improve the physical-layer privacy. We characterize the covert throughput gain provided by the channel uncertainty as well as the covert throughput loss caused by the channel fading as a function of the noise uncertainty. We also show the impact the channel uncertainty on the total detection error probability and the covert throughput. Our result shows that the channel fading is crucial to hiding the signal transmission, particularly when the noise uncertainty is low and/or the receive SNR is high. The impact of the channel uncertainty on the total detection error probability and the covert throughput is more significant when the noise uncertainty is larger. Finally, hiding a covert (private) message in non-orthogonal multiple access (NOMA) systems by superimposing (embedding) it under other messages is proposed.We determine the total detection error probability (sum of false alarm and missed detection probability), the adversary's optimum detection strategy that minimizes the total detection error probability, and the communicator's optimum message hiding strategy that maximizes the total detection error probability. Additionally, we explore exploiting the channel variations to further increase the total detection error probability. We show that the total detection error probability increases and converges to 1 as the number of users increases and that the total detection error probability, hence the covert rate, can be increased by increasing the transmission power when the channel variation is exploited.
Exploiting the randomness embedded in wireless channels, the physical-layer security techniques can provide additional security robustness against malicious eavesdropping at the physical layer of communication systems. To further this line of study, this thesis focuses on developing advanced multi-antenna transmission strategies for enhancing the secrecy performance of wireless communication systems. Assuming perfect channel feedback from the desired receiver and none from the eavesdropper, we consider beamforming with smartly injected artificial noise, aiming to confuse the eavesdropper whilst leaving the desired receiver unaffected. The system parameters are either chosen to be fixed for all transmissions, or adaptively adjusted based on the channel feedback from the desired receiver. For both cases, we provide novel and explicit design solutions for achieving the maximum throughput subject to a secrecy outage constraint. We then derive accurate approximations for the maximum throughput, and give new insights into the additional power cost for achieving a higher security level and the throughput gain of adaptive transmission over non-adaptive transmission. Having investigated the perfect feedback scenario, we then relax the feedback assumption and consider practical effects imposed by limited feedback constraints on the channel from the desired receiver to the transmitter. To deal with quantization error due to limited feedback whilst also accounting for unknown channel of the eavesdropper, we specify a connection outage constraint to guarantee the reliability of desired communication and a secrecy outage constraint to guard against malicious eavesdropping. Under dual outage constraints, we derive a novel optimized rate-adaptive transmission design to maximize the average secrecy throughput. New insights regarding the optimal power/feedback allocation and the number of feedback bits required for efficient quantization are obtained through our analysis. Our preceding study focused on isolated point-to-point transmission without any interference. However, the performance of contemporary wireless networks is often limited by interference from concurrent transmissions. To characterize the impact of interference on secure communication, we consider an interference-limited large-scale network. To confuse the malicious eavesdroppers, in addition to information-bearing signals, the transmitters are designed to generate artificial noise through either beamforming or antenna sectoring in a distributed manner. For both cases, using tools from stochastic geometry, we provide a statistical characterization of the reliability performance of desired communication and the secrecy performance against eavesdropping. We then investigate the networkwide secrecy throughput performance and optimize the transmit power allocation. Our analysis reveals interesting differences between the beamforming and sectoring approaches in terms of the optimal power allocation and the maximum networkwide secrecy throughput.
Security has become an increasingly significant and urgent issue in wireless networks. The growing computational capability of the eavesdropper (Eve) and more and more complicated secure key management in large scale and heterogeneous networks, pose more and more stringent requirement to the cryptographic protocols. As a new design paradigm, physical layer security has been recognised as a promising solution to enhance the security of wireless links relying on the channel properties and advanced signal processing, and can act as either an alternative or a complementary solution to the conventional cryptographic methods. Without complicated secure key generation and management, physical layer security is quite suitable for the large scale distributed networks. In this thesis, we aim to improve the secrecy performance in emerging wireless communication systems relying on different physical layer security techniques. Firstly, the security of an amplify-and-forward successive relaying network with multiple untrusted relay nodes is investigated, where the conventional detrimental inter-relay interference is exploited to jam the untrusted nodes without assistance of external helpers. Considering different complexity requirements, several relay selection schemes are proposed, and the closed-form expressions of the lower bound of the secrecy outage probability and the maximum secrecy diversity order are derived accordingly. It is shown that the maximum secrecy diversity order of N-1 can be achieved for an N relay nodes network. Secondly, the artificial noise (AN) aided secure transmission strategy for a multiple-input single-output multiple-Eve (MISOME) system with a secure user (Bob) and a normal user (NU) is investigated. The power allocations among Bob, NU and AN, as well as the wiretap code rates, are jointly optimized to maximize the effective secrecy throughput (EST), under the average throughput constraint of NU. An alternative optimization algorithm with guaranteed convergence is proposed to obtain the optimal parameters. It is shown that the EST increases with the transmitting power and the number of transmit antennas, and decreases with the throughput constraint of NU, and the EST can be improved through injecting AN and concurrent transmission of Bob and NU. Thirdly, physical layer security in a multi-antenna small-cell network is investigated, where the multi-antenna base stations (BSs), cellular users, and Eves are all randomly distributed according to independent Poisson point processes. Stochastic geometry is applied to analyze the connection and secrecy outage probabilities and the average achievable secrecy rate. The impact of different parameters, including power allocation, BS and Eve density, and the adaptive eavesdropping or jamming on the secrecy performance is analyzed. It is shown that the average secrecy rate is a quasi-concave function of the power allocation factor and monotonically decreases with the ratio of the Eve-BS density. Finally, we study the physical layer security in a large-scale heterogeneous network consisting of both sub-6 GHz massive multi-input multi-output (MIMO) macro cells and millimeter wave (mmWave) small cells. By considering pilot spoofing attacks from the Eves, the coverage and secrecy probabilities are derived using stochastic geometry and the conditions under which the millimeter wave tier outperforms the sub-6 GHz counterpart are discussed in terms of both coverage and secrecy.It is shown that the mmWave small cell can provide better coverage performance in the high transmission code-rate region, and the secrecy performance of the mmWave system outperforms the sub-6 GHz counterpart in the low redundant rate region, which reveals the advantage of using mmWave for secure communication.
The aim of this paper is to investigate a security solution in the physical layer of a wireless channel. By considering secrecy outage probability, a method of maximizing the average secrecy throughput through adaptive power and transmissions rate with Artificial Noise (AN) will be presented. This system performance secrecy throughput is evaluated by the different impacts of system parameters. The results show that transmissions with AN and with adaptive optimal power control will significantly increase the secrecy throughput.
Covert or low probability of detection communication is crucial to protect user privacy and provide a strong security. We analyze the joint impact of imperfect knowledge of the channel gain (channel uncertainty) and noise power (noise uncertainty) on the average probability of detection error at the eavesdropper and the covert throughput in Rayleigh fading channel. We characterize the covert throughput gain provided by the channel uncertainty as well as the covert throughput loss caused by the channel fading as a function of the noise uncertainty. Our result shows that the channel fading is essential to hiding the signal transmission, particularly when the noise uncertainty is below a threshold and/or the receive SNR is above a threshold. The impact of the channel uncertainty on the average probability of detection error and covert throughput is more significant when the noise uncertainty is larger.
In this dissertation, we present novel physical (PHY) and cross-layer design guidelines and resource adaptation algorithms to improve the security and user experience in the future wireless networks. Physical and cross-layer wireless security measures can provide stronger overall security with high efficiency and can also provide better flexibility in response to the typically time-varying wireless environment. To better utilize limited wireless resources, we present approaches and techniques based on new performance criteria for wireless system optimization by thoroughly exploiting user information including its Quality of Service (QoS) requests and channel state information (CSI) to improve network throughput and security.
In recent years, there has been a growing research interest in wireless system security from PHY layer perspective. In a wiretap channel model introduced in the seminal work by Wyner, a sender “Alice” wishes to transmit a secret message to the intended receiver “Bob” in presence of a passive eavesdropper “Eve”. Existing works have characterized maximum achievable secrecy rate or secrecy capacity for single- and multiple-antenna systems by applying Gaussian signaling and secrecy code. Despite the impracticality of Gaussian input, its compact closed-form expression of mutual information motivated the wide use of Gaussian input assumption in theoretical analysis. In contrast to the Gaussian codebook, practical wiretap codes must consist of finite-alphabet symbols. Because of this constraint, the achievable secrecy rate for a finite-alphabet input scenario would differ from the secrecy rate achievable by a Gaussian codebook. In this thesis, we quantify the effect of finite discrete-constellation on instantaneous and ergodic secrecy rate of multiple-antenna wire-tap channels. Our results demonstrate substantial performance difference between systems involving finite-alphabet inputs and systems with Gaussian inputs. In addition, we investigate the secrecy performance of multi-terminal wiretap systems when a codebook based transmission beamforming is implemented. We characterize the secrecy outage probability of a communication link under eavesdropping. We consider a limited feedback scenario where the transmitter uses a pre-defined codebook known to both the transmitter and the receiver for beamforming, and analyze the secrecy outage probability of the link when it being eavesdropped.
Next, we consider the security of wireless multi-hop networks. Certainly, network security is an overarching issue that transcends all layers of communication protocol stack. Therefore, we tackle the problem of network security by proper user scheduling, routing, and resource management. Our approach of secrecy is complementary to the traditional cryptography based techniques. Together, they can provide stronger overall security and flexibility in selecting the desired solution and can reduce bandwidth and energy overhead as much as possible. Multi-hop wireless networks frequently employ the traditional routing and resource allocation strategies. Such strategies often fail to take into account the additional need for protection against security vulnerabilities due to the wireless medium. Thus, to address security concerns, we investigate the problem of eavesdropping control by proposing security-aware power allocation strategies and routing algorithms for multi-hop networks.
The future wireless infrastructure will consists of a plethora of heterogeneous collections of applications and services. A differentiated service structure would therefore be an essential part of the future wireless infrastructure. In addition to the security consideration of wireless network, we focus on the heterogeneous structure of the network. We study the problem of cross-layer resource allocation and admission control in a multiuser heterogeneous OFDMA network providing both QoS-constrained user servicesand best-effort services. Such heterogeneous networks provide service to both High-Priority (HP) users and Best-Effort (BE) users. By clustering subcarriers, efficient algorithms for cluster and power allocation have been proposed. Our strategy maximizes the total network utility of the BE users while satisfying the QoS request for maximum number of HP users. The feasibility of the resource allocation problem depends on the number of HP users in the network. Since a large number of demanding HP users would render the resource allocation problem infeasible, a joint admission control and resource allocation scheme could be an efficient way of tackling both problems with less overhead. By incorporating admission control, we propose an efficient and optimal joint admission control and resource allocation algorithm.
The issue of physical layer security for the wireless communication with slow fading is addressed in this paper, and the secrecy outage performance is concerned. The system is modeled as a wiretap channel, and each of the transmitter and receivers is equipped with a single antenna. The channel state information (CSI) about the channel from the transmitter to the legitimate receiver (the main channel) is assumed to be perfectly known by the transmitter and the receivers, while the transmitter does not know the CSI about the channel from the transmitter to the eavesdropper (the eavesdropper's channel) but its probability density function (PDF). Differing from the fixed secrecy rate scheme and the on/off scheme in the literature, this paper adaptively chooses the secrecy rate. The secrecy rate for each value of the main channel gain is determined by the required secrecy outage probability and the PDF of the eavesdropper's channel, and the secrecy throughput is maximized under the constraint of the transmit power for the required secrecy outage probability. The quasi-static Rayleigh fading channel is used to compare our scheme with the two existing schemes, and simulation results show that our scheme outperforms them when small secrecy outage probabilities are required.