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Dynamical Mean-Field Theory for Open Markovian Quantum Many Body Systems

Orazio Scarlatella, Aashish A. Clerk, Rosario Fazio, Marco Schirò

Published Dec 12, 2020• 1 citation
OpenAlex

Abstract

Open quantum many body systems describe several quantum simulators, ranging from arrays of superconducting circuits hosting correlated states of light, to ultracold atoms in optical lattices in presence of controlled dissipative processes. Their theoretical understanding is hampered by the exponential scaling of their Hilbert space and by their intrinsic nonequilibrium nature, limiting the applicability of many traditional approaches. In this work we extend Dynamical Mean Field Theory (DMFT), a powerful nonperturbative technique developed for strongly correlated quantum many-body systems, to Markovian open quantum systems. Within Open-DMFT, a master equation describing a lattice of bosonic particles is mapped, at large but finite connectivity, onto an impurity problem describing a single site coupled to Markovian and non-Markovian environments, where the latter accounts for quantum fluctuations beyond Gutzwiller mean-field theory. We introduce a new non-perturbative approach to solve the impurity problem, which dresses the impurity, featuring Markovian dissipative channels, with the non-Markovian bath, in a self-consistent scheme based on a resummation of non-crossing diagrams. Finally, we apply our Open-DMFT to solve a driven-dissipative Bose-Hubbard model, which is relevant to current experiments with dissipative ultracold bosons. We show that this model undergoes a dissipative phase transition towards a superfluid phase, which can be equally interpreted as a quantum many-body synchronization transition of an array of quantum van der Pol oscillators. We show how Open-DMFT captures crucial effects due to finite lattice connectivity, such as hopping-induced dissipation and heating, which are completely missed by mean field theories and which lead to a drastic reduction of the broken symmetry phase that we interpret as a desynchronization driven by quantum fluctuations.

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Open quantum many body systems describe several quantum simulators, ranging from arrays of superconducting circuits hosting correlated states of light, to ultracold atoms in optical lattices in presence of controlled dissipative processes. Their theoretical understanding is hampered by the exponential scaling of their Hilbert space and by their intrinsic nonequilibrium nature, limiting the applicability of many traditional approaches. In this work we extend Dynamical Mean Field Theory (DMFT), a powerful nonperturbative technique developed for strongly correlated quantum many-body systems, to Markovian open quantum systems. Within Open-DMFT, a master equation describing a lattice of bosonic particles is mapped, at large but finite connectivity, onto an impurity problem describing a single site coupled to Markovian and non-Markovian environments, where the latter accounts for quantum fluctuations beyond Gutzwiller mean-field theory. We introduce a new non-perturbative approach to solve the impurity problem, which dresses the impurity, featuring Markovian dissipative channels, with the non-Markovian bath, in a self-consistent scheme based on a resummation of non-crossing diagrams. Finally, we apply our Open-DMFT to solve a driven-dissipative Bose-Hubbard model, which is relevant to current experiments with dissipative ultracold bosons. We show that this model undergoes a dissipative phase transition towards a superfluid phase, which can be equally interpreted as a quantum many-body synchronization transition of an array of quantum van der Pol oscillators. We show how Open-DMFT captures crucial effects due to finite lattice connectivity, such as hopping-induced dissipation and heating, which are completely missed by mean field theories and which lead to a drastic reduction of the broken symmetry phase that we interpret as a desynchronization driven by quantum fluctuations.
A number of experimental platforms relevant for quantum simulations, ranging from arrays of superconducting circuits hosting correlated states of light to ultracold atoms in optical lattices in the presence of controlled dissipative processes. Their theoretical understanding is hampered by the exponential scaling of their Hilbert space and by their intrinsic nonequilibrium nature, limiting the applicability of many traditional approaches. In this work, we extend the nonequilibrium bosonic dynamical mean-field theory (DMFT) to Markovian open quantum systems. Within DMFT, a Lindblad master equation describing a lattice of dissipative bosonic particles is mapped onto an impurity problem describing a single site embedded in its Markovian environment and coupled to a self-consistent field and to a non-Markovian bath, where the latter accounts for fluctuations beyond Gutzwiller mean-field theory due to the finite lattice connectivity. We develop a nonperturbative approach to solve this bosonic impurity problem, which dresses the impurity, featuring Markovian dissipative channels, with the non-Markovian bath, in a self-consistent scheme based on a resummation of noncrossing diagrams. As a first application of our approach, we address the steady state of a driven-dissipative Bose-Hubbard model with two-body losses and incoherent pump. We show that DMFT captures hopping-induced dissipative processes, completely missed in Gutzwiller mean-field theory, which crucially determine the properties of the normal phase, including the redistribution of steady-state populations, the suppression of local gain, and the emergence of a stationary quantum-Zeno regime. We argue that these processes compete with coherent hopping to determine the phase transition toward a nonequilibrium superfluid, leading to a strong renormalization of the phase boundary at finite connectivity. We show that this transition occurs as a finite-frequency instability, leading to an oscillating-in-time order parameter, that we connect with a quantum many-body synchronization transition of an array of quantum van der Pol oscillators.
The study of nonequilibrium phenomena in correlated lattice systems has developed into one of the most active and exciting branches of condensed matter physics. This research field provides rich new insights that could not be obtained from the study of equilibrium situations, and the theoretical understanding of the physics often requires the development of new concepts and methods. On the experimental side, ultrafast pump-probe spectroscopies enable studies of excitation and relaxation phenomena in correlated electron systems, while ultracold atoms in optical lattices provide a new way to control and measure the time evolution of interacting lattice systems with a vastly different characteristic time scale compared to electron systems. A theoretical description of these phenomena is challenging because, first, the quantum-mechanical time evolution of many-body systems out of equilibrium must be computed and second, strong-correlation effects which can be of a nonperturbative nature must be addressed. This review discusses the nonequilibrium extension of the dynamical mean field theory (DMFT), which treats quantum fluctuations in the time domain and works directly in the thermodynamic limit. The method reduces the complexity of the calculation via a mapping to a self-consistent impurity problem, which becomes exact in infinite dimensions. Particular emphasis is placed on a detailed derivation of the formalism, and on a discussion of numerical techniques, which enable solutions of the effective nonequilibrium DMFT impurity problem. Insights gained into the properties of the infinite-dimensional Hubbard model under strong nonequilibrium conditions are summarized. These examples illustrate the current ability of the theoretical framework to reproduce and understand fundamental nonequilibrium phenomena, such as the dielectric breakdown of Mott insulators, photodoping, and collapse-and-revival oscillations in quenched systems. Furthermore, remarkable novel phenomena have been predicted by the nonequilibrium DMFT simulations of correlated lattice systems, including dynamical phase transitions and field-induced repulsion-to-attraction conversions.
We formulate a bosonic dynamical mean-field theory (B-DMFT) which provides a comprehensive, thermodynamically consistent framework for the theoretical investigation of correlated lattice bosons. The B-DMFT is applicable for arbitrary values of the coupling parameters and temperature and becomes exact in the limit of high spatial dimensions ddd or coordination number ZZZ of the lattice. In contrast to its fermionic counterpart, the construction of the B-DMFT requires different scalings of the hopping amplitudes with ZZZ depending on whether the bosons are in their normal state or in the Bose-Einstein condensate (BEC). A detailed discussion of how this conceptual problem can be overcome by performing the scaling in the action rather than in the Hamiltonian itself is presented. The B-DMFT treats normal and condensed bosons on equal footing and thus includes the effects caused by their dynamic coupling. It reproduces all previously investigated limits in parameter space, such as the Beliaev-Popov and Hartree-Fock-Bogoliubov approximations, and generalizes the existing mean-field theories of interacting bosons. The self-consistency equations of the B-DMFT are those of a bosonic single-impurity coupled to two reservoirs corresponding to bosons in the condensate and in the normal state, respectively. We employ the B-DMFT to solve a model of itinerant and localized, interacting bosons analytically. The local correlations are found to enhance the condensate density and the BEC transition temperature TBEC{T}_{\text{BEC}}TBEC​. This effect may be used experimentally to increase TBEC{T}_{\text{BEC}}TBEC​ of bosonic atoms in optical lattices.
We introduce a versatile method to compute electronic steady-state properties of strongly correlated extended quantum systems out of equilibrium. The approach is based on dynamical mean-field theory (DMFT), in which the original system is mapped onto an auxiliary nonequilibrium impurity problem imbedded in a Markovian environment. The steady-state Green's function of the auxiliary system is solved by full diagonalization of the corresponding Lindblad equation. The approach can be regarded as the nontrivial extension of the exact-diagonalization-based DMFT to the nonequilibrium case. As a first application, we consider an interacting Hubbard layer attached to two metallic leads and present results for the steady-state current and the nonequilibrium density of states.
The dynamical mean-field theory (DMFT), which is successful in the study of strongly correlated fermions, was recently extended to boson systems [K. Byczuk and D. Vollhardt, Phys. Rev. B 77, 235106 (2008)]. In this paper, we employ the bosonic DMFT to study the Bose-Hubbard model which describes on-site interacting bosons in a lattice. Using exact diagonalization as the impurity solver, we get the DMFT solutions for the Green's function, the occupation density, as well as the condensate fraction on a Bethe lattice. Various phases are identified: the Mott insulator, the Bose-Einstein condensed (BEC) phase, and the normal phase. At finite temperatures, we obtain the crossover between the Mott-type regime and the normal phase, as well as the BEC-to-normal phase transition. Phase diagrams on the $\ensuremath{\mu}/U\text{\ensuremath{-}}\stackrel{\ifmmode \tilde{}\else \~{}\fi{}}{t}/U$ plane and on the $T/U\text{\ensuremath{-}}\stackrel{\ifmmode \tilde{}\else \~{}\fi{}}{t}/U$ plane are produced ($\stackrel{\ifmmode \tilde{}\else \~{}\fi{}}{t}$ is the scaled hopping amplitude). We compare our results with the previous ones, and discuss the implication of these results to experiments.
Since the first investigation of the Hubbard model in the limit of infinite dimensions by Metzner and Vollhardt, dynamical mean-field theory (DMFT) has become a very powerful tool for the investigation of lattice models of correlated electrons. In DMFT the lattice model is mapped on an effective quantum impurity model in a bath which has to be determined self-consistently. This approach led to significant progress in our understanding of typical correlation problems such as the Mott transition; furthermore, the combination of DMFT with ab-initio methods now allows for a realistic treatment of correlated materials. The focus of these lecture notes is on the relation between quantum impurity physics and the physics of lattice models within DMFT. Issues such as the observability of impurity quantum phase transitions in the corresponding lattice models are discussed in detail.