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Analytical and Numerical Techniques in Static and Driven Topological Matter

Dominic Reiss

Published Jan 1, 2020• 1 citation
OpenAlex

Abstract

This dissertation comprises two parts, each of which details an investigation within topological matter.In the first part, we investigate the real space localization properties of static topological insulators in two dimensions. We develop three numerical procedures each of which removes an extensive fraction of the local degrees of freedom. We probe the real space properties of the residual projection operator, showing that the maximally localized length scale ξ supported in the residual Hilbert space diverges as the fraction of states remaining approaches 0. The power-law exponent ν = 1/2 characterizing the singular behavior of ξ appears universal across class A insulators with non-zero Chern number.In the second part, we explore a class of Floquet topological phases in three dimensions. These phases have translational invariance but no other symmetry, and exhibit anomalous transport at a boundary surface. We show that the boundary behavior of such phases falls into equivalence classes up to local 2D unitary evolution. This provides a classification of the 3D bulk, which we conjecture to be complete. We demonstrate that such phases may be generated by exactly solvable “exchange drives” in the bulk. The edge behavior of a general exchange drive in two or three dimensions is shown to derive from the geometric properties of its action in the bulk, a form of bulk-boundary correspondence.

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This dissertation comprises two parts, each of which details an investigation within topological matter.In the first part, we investigate the real space localization properties of static topological insulators in two dimensions. We develop three numerical procedures each of which removes an extensive fraction of the local degrees of freedom. We probe the real space properties of the residual projection operator, showing that the maximally localized length scale ξ supported in the residual Hilbert space diverges as the fraction of states remaining approaches 0. The power-law exponent ν = 1/2 characterizing the singular behavior of ξ appears universal across class A insulators with non-zero Chern number.In the second part, we explore a class of Floquet topological phases in three dimensions. These phases have translational invariance but no other symmetry, and exhibit anomalous transport at a boundary surface. We show that the boundary behavior of such phases falls into equivalence classes up to local 2D unitary evolution. This provides a classification of the 3D bulk, which we conjecture to be complete. We demonstrate that such phases may be generated by exactly solvable “exchange drives” in the bulk. The edge behavior of a general exchange drive in two or three dimensions is shown to derive from the geometric properties of its action in the bulk, a form of bulk-boundary correspondence.
This dissertation focus on the classification of topological matters in static and periodically driven systems.First, we build a complete topological classification of local unitary operators in free fermionic systems. This result can be encoded in a periodic table with a period of eight, similar to the periodic table of topological insulators. In our classification, we define two local unitaries in a certain symmetry class to be topologically equivalent if they can be connected via finite time evolutions (locally generated unitaries) without breaking the symmetries of the symmetry class while maintaining locality. In this way, the classification we derive will allow us to distinguish locally generated unitaries from those that cannot be locally generated.Besides, we also how to find possible generating Hamiltonians for locally generated unitaries. These results can be used to study the edge behaviors of Floquet systems.Second, we propose bulk invariants and edge invariants that are locally computable and improve existing topological invariants by being applicable to systems with the disorder. Afterward, we set up a rigorous connection between bulk and edge invariants for Floquet systems belonging to Class AIII and class AII of the Altland-Zirnbauer symmetry classification.Last, after treating a static system as a Floquet system generated by a constant Hamiltonian, we employ the tools we developed in Floquet systems to classify the edge behaviors in static systems.
In two dimensions, interacting Floquet topological phases may arise even in the absence of any protecting symmetry, exhibiting chiral edge transport that is robust to local perturbations. We explore a similar class of Floquet topological phases in three dimensions, with translational invariance but no other symmetry, which also exhibit anomalous transport at a boundary surface. By studying the space of local 2D unitary operators, we show that the boundary behavior of such phases falls into equivalence classes, each characterized by an infinite set of reciprocal lattice vectors. In turn, this provides a classification of the 3D bulk, which we conjecture is complete. We demonstrate that such phases may be generated by exactly solvable ``exchange drives'' in the bulk. In the process, we show that the edge behavior of a general exchange drive in two or three dimensions can be deduced from the geometric properties of its action in the bulk, a form of bulk-boundary correspondence.
This dissertation discusses some applications of conformal field theories (CFTs) in topological phases of matter. The first part is devoted to a discussion of coupled wire constructions of some novel quantum Hall systems. Through a theoretical coupled wire model, we construct strongly correlated electronic integer quantum Hall states with filling factor 16. The edge state is a bosonic chiral (E8)1 CFT, which is closely related to topological paramagnets in (3+1)d. As a distinguishing feature, these states support electric and thermal Hall transport violating the Wiedemann-Franz law. We further construct two descendant non-Abelian quantum Hall states at filling 8, each carrying bosonic chiral (G2)1 or (F4)1 edge theories, and hosting Fibonacci anyonic excitations in the bulk. Finally, we discover a new notion of particle-hole conjugation based on the E8 state that relates the G2 and F4 Fibonacci states, which is reminiscent of similar physics in half-filled Landau level. The second part is focused on the surface topological orders of 3D bulk topological systems. Symmetry protected and symmetry-enriched topological (SPT/SET) phases in three dimensions are quantum systems that support non-trivial two-dimensional surface states. These surface states develop finite excitation energy gaps when the relevant symmetries are broken. On the other hand, one-dimensional gapless modes can populate along interfaces that separate adjacent gapped surface domains with distinct symmetry-breaking orders. A surface strip pattern in general reduces the low-energy SPT/SET surface degrees of freedom onto a 2D array of gapless 1D channels. These channels can be coupled to one another by quasiparticle tunneling, and these inter-wire interactions collectively provide an effective description of the surface state. In this part, we study a general class of symmetry-preserving or breaking SPT/SET surface states that admit finite excitation energy gaps and Abelian topological orders via the coupled wire construction. In particular, we focus on the prototype Abelian surface topological orders that fall under the ADE classification of simply-laced Lie algebras. We also elaborate on the emergent symmetry and duality properties of the coupled wire models. The third part is to discuss the relation between the conformal boundary state and (2+1)d SPT phases. We propose a diagnostic tool for detecting nontrivial symmetry-protected topological (SPT) phases protected by a symmetry group G in 2 + 1 dimensions. Our method is based on directly studying the 1 + 1-dimensional anomalous edge conformal field theory (CFT) of SPT phases. We claim that if the CFT is the edge theory of an SPT phase, then there must be an obstruction to cutting it open. This obstruction manifests as the non-existence of boundary states in the CFT that preserves both the conformal symmetry and the global symmetry G. We discuss the relation between edgeability and gappability in the presence of G. We study several examples including time-reversal symmetric topological insulators, ZN symmetric bosonic SPT phases, and Z2 × Z2 symmetric topological superconductors.
The obstruction to constructing localized degrees of freedom is a signature of several interesting condensed matter phases. We introduce a localization renormalization procedure that harnesses this property and apply our method to distinguish between topological and trivial phases in quantum Hall and Chern insulators. By iteratively removing a fraction of maximally localized orthogonal basis states, we find that the localization length in the residual Hilbert space exhibits a power-law divergence as the fraction of remaining states approaches zero, with an exponent of $\ensuremath{\nu}=0.5$. In sharp contrast, the localization length converges to a system-size-independent constant in the trivial phase. We verify this scaling using a variety of algorithms to truncate the Hilbert space and show that it corresponds to a statistically self-similar expansion of the real-space projector. This result is in accord with a renormalization group picture and motivates the use of localization renormalization as a versatile numerical diagnostic for quantum Hall systems.
In the past few years, the discovery of topological insulators has resurrected the study of exotic phases of matter beyond the Landau symmetry breaking paradigm. In this thesis, we focus on two particular classes of exotic phases, known as "topological phases" and "symmetry protected topological phases (SPT phases)" in 2D and 3D. Topological phases are generalizations of fractional quantum Hall liquids while SPT phases are generalizations of topological insulators. We investigate topological phases and SPT phases by constructing and analyzing appropriate exactly soluble lattice spin models. We address the following three questions: The first question involves a large class of exactly soluble lattice spin models called string-net models. It is known that string-net models can realize a large class of 2D topological phases, but it is unclear what topological phases can and can not be realized by these models. Thus our first question is: what are the most general topological phases that can be realized by string-net models? We find that a topological phase can be realized by a string-net model if and only if it supports a gapped edge, i.e. the edge can be gapped by suitable local interactions. In the second question we ask: how can we distinguish different 3D topological phases? While it is well known that 3D topological phases can be distinguished by the braiding statistics between particle and loop-like excitations, we construct two exactly soluble lattice models that demonstrate that we also have to consider the braiding statistics of loops with other loops. In the final part of the thesis, we derive a bulk-boundary correspondence for 3D SPT phases. More specifically, we prove that a particular exactly soluble lattice spin model has protected surface states using the fact that the vortex loop excitations in the bulk have non-trivial braiding statistics. We prove the result for a particular 3D exactly soluble lattice model, but our arguments apply more generally.