Functional Formulation of the Renormalization Group

A. A. Katanin

We consider formulations of the functional renormalization-group (fRG) flow for correlated electronic systems with the dynamical mean-field theory as a starting point. We classify the corresponding renormalization-group schemes into those neglecting one-particle irreducible six-point vertices (with respect to the local Green’s functions) and neglecting one-particle reducible six-point vertices. The former class is represented by the recently introduced DMF 2 RG approach [31], but also by the scale-dependent generalization of the one-particle irreducible representation (with respect to local Green’s functions, 1PI-LGF) of the generating functional [20]. The second class is represented by the fRG flow within the dual fermion approach [16, 32]. We compare formulations of the fRG approach in each of these cases and suggest their further application to study 2D systems within the Hubbard model.

Andreas Wipf

Jean Zinn‐Justin

J. F. Rentrop

Technological advances in the fabrication of mesoscopic structures allow for an experimental investigation of low-dimensional interacting many-body systems in nonequilibrium situations. From a theoretical perspective, the accurate description of such systems constitutes a major challenge which has in general not been solved. In light of possible applications, such as quantum computation, but also for a better understanding of correlation effects themselves, it is thus important to put a research focus on methodological advances.The so called functional renormalization group (fRG) has turned out to be a successful and versatile tool in the application to the aforementioned systems. Being an RG method, it has the associated advantages, e.g. a successive integrating out of energy scales and avoiding divergences that perturbation theory would have. In this thesis, we present two paradigmatic extensions of the fRG approach.Typically, the fRG is used to investigate the flow of the generating functional of the one-particle-irreducible (1PI) vertex functions. Typical approximations in this framework bring about certain shortcomings, such as the violation of conservation laws. In order to overcome some of these shortcomings, we formulate the fRG for the generating functional of the two-particle-irreducible (2PI) vertex functions. This step constitutes our first extension of the fRG approach. While typically only nonconserving schemes are generated in 1PI fRG, we can define nonconserving and conserving approximation schemes within 2PI fRG. Partially, these are found to be equivalent to known diagrammatic approximations. We apply the various 2PI fRG schemes to the quantum anharmonic oscillator, as a “toy model”, and to the Anderson impurity model, as a full fermionic quantum many-body problem. Overall, we find that the devised 2PI fRG schemes (even the conserving ones) offer no great advantage over established 1PI methods. As an exception, the nonconserving lowest-order 2PI fRG scheme in which the flow parameter is introduced in the interaction produces better results than 1PI fRG schemes which are comparable in computational effort.Our second extension of the fRG approach is to apply it to models which cannot (directly) be formulated in second quantization. Having a localized spin, the Kondo model is a simple example of such models which nevertheless shows nontrivial (but well-understood, e.g. by Anderson’s Poor Man’s Scaling) correlation effects. It has hardly been treated with fRG in the literature. In this thesis, we present how to overcome obstacles arising in the formulation of the Kondo model in functional integral formalism. Instead of the 1PI fRG, we use the Polchinski fRG which is based on connected amputated Green functions. This makes it possible to make a close connection to Poor Man’s Scaling which employs the concept of the T-matrix. We reproduce the results of Poor Man’s Scaling and also devise a systematic extension to it by keeping the frequency dependence of the flowing amputated Green functions in the RG equations. With this scheme, we do not find a significant qualitative improvement over Poor Man’s Scaling. However, we have layed the groundwork for more successful future extensions of the fRG applied to the Kondo model.

Andreas Wipf

Jan Diekmann, Severin G. Jakobs

We investigate the functional renormalization group (FRG) flow of the two-particle vertex function of a model for x-ray absorption in metals. Concerning the appearance of logarithmic divergences, the model is prototypical for an important class of mostly zero- and one-dimensional systems which includes the Kondo model and the interacting one-dimensional Fermi gas. For our analysis, we formulate the FRG in the framework of the real-time zero-temperature formalism, in which the model was studied before with a parquet-based approach. We establish that a reasonably crafted, purely fermionic one-loop FRG approximation is fully equivalent on a detailed level to the leading-logarithmic parquet approximation. These two approximation schemes are thus found to just represent different perspectives on the same technical steps. This finding also reconfirms the traditional understanding of the capabilities of one-loop RG approximations for such models, which was recently put into question by an investigation of the x-ray-absorption model with multiloop FRG.