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Physical Review Letters

A new kind of topological quantum order: A dimensional hierarchy of quasiparticles built from stationary excitations

Jeongwan Haah, Liang Fu, Ksheerasagar Vijay

Published Dec 1, 2015• 63 citations
OpenAlex

Abstract

We introduce exactly solvable models of interacting (Majorana) fermions in d≥3 spatial dimensions that realize a new kind of fermion topological quantum order, building on a model presented by S. Vijay, T. H. Hsieh, and L. Fu [Phys. Rev. X 5, 041038 (2015)10.1103/PhysRevX.5.041038]. These models have extensive topological ground-state degeneracy and a hierarchy of pointlike, topological excitations that are only free to move within submanifolds of the lattice. In particular, one of our models has fundamental excitations that are completely stationary. To demonstrate these results, we introduce a powerful polynomial representation of commuting Majorana Hamiltonians. Remarkably, the physical properties of the topologically ordered state are encoded in an algebraic variety, defined by the common zeros of a set of polynomials over a finite field. This provides a “geometric” framework for the emergence of topological order.

Related papers

A new kind of topological quantum order: A dimensional hierarchy of quasiparticles built from stationary excitations

Sagar Vijay, Jeongwan Haah, Liang Fu

Exactly solvable models often provide valuable insights in theoretical studies of topological phases. Here the authors introduce exactly solvable models of interacting Majorana fermions each with extensive topological ground-state degeneracy and a hierarchy of pointlike, topological excitations that are only free to move within submanifolds of the full lattice. These very different models make up a new kind of topological quantum order.

arXiv:1505.02576•Physical Review B•Dec 21, 2015•401 citations

Topology and Excitations in Low-Dimensional Quantum Matter

Ruben Verresen

The Schrödinger equation is nearly a century old, yet we are still in the midst of uncovering the remarkable phenomena emerging in many-body quantum systems. From superconductivity to anyonic quasiparticles, nature consistently surprises with its rich self-organization. To elucidate and grasp this variety, it is paramount to understand the phases of matter that can occur in many-body ground states, as well as their emergent collective excitations. Of particular interest are topological phases of matter, characterized by exotic excitations or edge phenomena. There exist by now several universal frameworks for gapped systems, i.e., those with an energy gap above the ground state. However, in the last decade, a multitude of gapless quantum wires---effectively one-dimensional systems---have been reported to be topologically non-trivial. A framework for their understanding and classification is missing. In addition to ground state order---topological or otherwise---a more complete picture involves the properties of excitations above the ground state. Alas, little is known about excitations beyond the universal low-energy regime. In part, this is due to a lack of analytical and numerical methods able to describe excitations at finite energies, especially in strongly-interacting systems beyond one dimension. In this thesis, we address these issues: firstly, we build a general understanding of topological phases in one dimension, including both gapped and gapless cases. In particular, we unify previously studied examples into a single framework. Secondly, we develop a novel numerical method for obtaining spectral functions in two dimensions---these give direct insight into the properties of excitations and are moreover experimentally measurable. Using this numerical method, we uncover a variety of robust properties of excitations at finite energies. Part I of this thesis concerns gapped and gapless topological phases in one dimension. In Chapter 2, we first treat the case of non-interacting fermions. Therein, we review the known classification of gapped phases before extending it to the gapless case, showing that exponentially-localized Majorana zero modes can still emerge at the edge when the bulk is gapless. Interacting gapped phases are discussed in Chapter 3, with a focus on symmetry-protected topological order. These have already been classified; our contribution is to provide a non-technical review of this classification as well as showing that many paradigmatic model Hamiltonians can be related to one another. Finally, Chapter 4 introduces the notion of symmetry-enriched quantum criticality, which we propose as a framework for classifying gapless phases. The key message is that in the presence of symmetries, a universality class can divide into distinct phases, characterized by the symmetry action on the low-energy scaling operators. This includes gapless topological phases, with examples hiding in plain sight; we clarify their stability and reinterpret previously studied examples. Part II studies the excitations above the ground states of two-dimensional quantum spin models. The main object of our study is the dynamic spin structure factor; this type of spectral function is reviewed in the first part of Chapter 5. The second part of this chapter introduces a novel matrix-product-state-based algorithm to efficiently compute it, opening a new window on the dynamics of two-dimensional quantum systems. We benchmark this numerical method in Chapter 6 on the exactly-solvable Kitaev model---a paradigmatic topological model realizing a quantum spin liquid. By adding non-integrable Heisenberg perturbations, we identify the first unequivocal theoretical realization of a proximate spin liquid: the ground state becomes conventionally ordered, yet the high-energy spectral properties are structurally similar to those of the nearby Kitaev spin liquid. The latter agrees with aspects of recent inelastic neutron scattering experiments on alpha-RuCl3. In Chapter 7, we turn to one of the oldest models in many-body quantum physics: the spin-1/2 Heisenberg antiferromagnet on the square lattice. Despite its venerable history, there is still disagreement about the physical origin of high-energy spectral features which low-order spin wave theory cannot account for. We provide a simple picture for this strongly-interacting-magnon feature by connecting it to a simple Ising limit. Lastly, Chapter 8 discusses the stability of quasiparticles---collective excitations behaving like a single emergent entity, of which magnons are a prime example. These are often known to be stable at the lowest energies and are presumed to decay whenever this is seemingly allowed by energy and momentum conservation. However, we show that strong interactions can prevent this from happening. We numerically confirm this principle of avoided decay in the (slightly-detuned) Heisenberg antiferromagnet on the triangular lattice. Moreover, we can even identify its fingerprints in existing experimental data on Ba3CoSb2O9 and superfluid helium. In this thesis, we thus enlarge our understanding of quantum phases and their excitations. The identification of the key principles of gapless topological phases in one dimension calls for direct analogues in higher dimensions, waiting to be uncovered. With regard to the robust properties of the excitations identified in this thesis, we are hopeful that these can be extended into a theory of quasiparticle properties away from the universal low-energy regime.

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We present a hierarchy of quantum many-body states among which many examples of topological order can be identified by construction. We define these states in terms of a general, basis-independent framework of tensor networks based on the algebraic setting of finite-dimensional Hopf C*-algebras. At the top of the hierarchy we identify ground states of new topological lattice models extending Kitaev's quantum double models [Ann. Phys. 303, 2 (2003)10.1016/S0003-4916(02)00018-0]. For these states we exhibit the mechanism responsible for their non-zero topological entanglement entropy by constructing an entanglement renormalization flow. Furthermore, we argue that the hierarchy states are related to each other by the condensation of topological charges.

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Parafermions are emergent excitations that generalize Majorana fermions and can also realize topological order. In this Letter, we present a nontrivial and quasi-exactly-solvable model for a chain of parafermions in a topological phase. We compute and characterize the ground-state wave functions, which are matrix-product states and have a particularly elegant interpretation in terms of Fock parafermions, reflecting the factorized nature of the ground states. Using these wave functions, we demonstrate analytically several signatures of topological order. Our study provides a starting point for the nonapproximate study of topological one-dimensional parafermionic chains with spatial inversion and time-reversal symmetry in the absence of strong edge modes.

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Majorana-Pauli stabilizer codes and duality webs of fermionic topological phases

Meng Sun, Zongyuan Wang, Nathanan Tantivasadakarn +1 more

Stabilizer codes provide exact lattice realizations of bosonic topological orders. In contrast, systematic stabilizer descriptions of intrinsically fermionic topological phases remain much less developed. In this work, we introduce Majorana-Pauli stabilizer codes, a class of exactly solvable fermionic lattice models whose stabilizers are built from both generalized Pauli operators and Majorana operators. As a main example, we construct an exactly solvable stabilizer realization of the fermionic toric code: an intrinsically fermionic $\mathbb Z_2$ topological order in $(2{+}1)$ dimensions, using $\mathbb Z_8$ Pauli operators coupled to Majorana modes. Within this stabilizer framework, the anyons, string operators, fusion rules, and braiding statistics all follow naturally from the stabilizer algebra. More broadly, we show that the fermionic toric code belongs to a duality web generated by anyon condensation and by gauging or ungauging bosonic or fermionic symmetries. This web connects bosonic topological orders, symmetry-enriched topological (SET) phases, and both bosonic and fermionic symmetry-protected topological (SPT) phases, all within a common stabilizer description. We extend this construction to all Abelian fermionic topological orders with gapped boundaries and to fermionic SPT phases whose fully gauged theories are Abelian. Going beyond Majorana operators, we introduce fermionic versions of the clock and shift operators and use them to construct an exact bosonization map for $\mathbb Z_D^F$ symmetries for $D$ even. Using this, we realize a stabilizer model for a nontrivial $\mathbb Z_8^F$ fermionic SPT phase with no free-fermion analog. Altogether, these results extend the stabilizer-code paradigm to a broad class of intrinsically fermionic phases bridging fermionic quantum many-body physics to quantum error correction.

quant-pharXiv:2606.25048•Jun 25, 2026•0 citations
We introduce exactly solvable models of interacting (Majorana) fermions in d≥3 spatial dimensions that realize a new kind of fermion topological quantum order, building on a model presented by S. Vijay, T. H. Hsieh, and L. Fu [Phys. Rev. X 5, 041038 (2015)10.1103/PhysRevX.5.041038]. These models have extensive topological ground-state degeneracy and a hierarchy of pointlike, topological excitations that are only free to move within submanifolds of the lattice. In particular, one of our models has fundamental excitations that are completely stationary. To demonstrate these results, we introduce a powerful polynomial representation of commuting Majorana Hamiltonians. Remarkably, the physical properties of the topologically ordered state are encoded in an algebraic variety, defined by the common zeros of a set of polynomials over a finite field. This provides a “geometric” framework for the emergence of topological order.
The Schrödinger equation is nearly a century old, yet we are still in the midst of uncovering the remarkable phenomena emerging in many-body quantum systems. From superconductivity to anyonic quasiparticles, nature consistently surprises with its rich self-organization. To elucidate and grasp this variety, it is paramount to understand the phases of matter that can occur in many-body ground states, as well as their emergent collective excitations. Of particular interest are topological phases of matter, characterized by exotic excitations or edge phenomena. There exist by now several universal frameworks for gapped systems, i.e., those with an energy gap above the ground state. However, in the last decade, a multitude of gapless quantum wires---effectively one-dimensional systems---have been reported to be topologically non-trivial. A framework for their understanding and classification is missing. In addition to ground state order---topological or otherwise---a more complete picture involves the properties of excitations above the ground state. Alas, little is known about excitations beyond the universal low-energy regime. In part, this is due to a lack of analytical and numerical methods able to describe excitations at finite energies, especially in strongly-interacting systems beyond one dimension. In this thesis, we address these issues: firstly, we build a general understanding of topological phases in one dimension, including both gapped and gapless cases. In particular, we unify previously studied examples into a single framework. Secondly, we develop a novel numerical method for obtaining spectral functions in two dimensions---these give direct insight into the properties of excitations and are moreover experimentally measurable. Using this numerical method, we uncover a variety of robust properties of excitations at finite energies. Part I of this thesis concerns gapped and gapless topological phases in one dimension. In Chapter 2, we first treat the case of non-interacting fermions. Therein, we review the known classification of gapped phases before extending it to the gapless case, showing that exponentially-localized Majorana zero modes can still emerge at the edge when the bulk is gapless. Interacting gapped phases are discussed in Chapter 3, with a focus on symmetry-protected topological order. These have already been classified; our contribution is to provide a non-technical review of this classification as well as showing that many paradigmatic model Hamiltonians can be related to one another. Finally, Chapter 4 introduces the notion of symmetry-enriched quantum criticality, which we propose as a framework for classifying gapless phases. The key message is that in the presence of symmetries, a universality class can divide into distinct phases, characterized by the symmetry action on the low-energy scaling operators. This includes gapless topological phases, with examples hiding in plain sight; we clarify their stability and reinterpret previously studied examples. Part II studies the excitations above the ground states of two-dimensional quantum spin models. The main object of our study is the dynamic spin structure factor; this type of spectral function is reviewed in the first part of Chapter 5. The second part of this chapter introduces a novel matrix-product-state-based algorithm to efficiently compute it, opening a new window on the dynamics of two-dimensional quantum systems. We benchmark this numerical method in Chapter 6 on the exactly-solvable Kitaev model---a paradigmatic topological model realizing a quantum spin liquid. By adding non-integrable Heisenberg perturbations, we identify the first unequivocal theoretical realization of a proximate spin liquid: the ground state becomes conventionally ordered, yet the high-energy spectral properties are structurally similar to those of the nearby Kitaev spin liquid. The latter agrees with aspects of recent inelastic neutron scattering experiments on alpha-RuCl3. In Chapter 7, we turn to one of the oldest models in many-body quantum physics: the spin-1/2 Heisenberg antiferromagnet on the square lattice. Despite its venerable history, there is still disagreement about the physical origin of high-energy spectral features which low-order spin wave theory cannot account for. We provide a simple picture for this strongly-interacting-magnon feature by connecting it to a simple Ising limit. Lastly, Chapter 8 discusses the stability of quasiparticles---collective excitations behaving like a single emergent entity, of which magnons are a prime example. These are often known to be stable at the lowest energies and are presumed to decay whenever this is seemingly allowed by energy and momentum conservation. However, we show that strong interactions can prevent this from happening. We numerically confirm this principle of avoided decay in the (slightly-detuned) Heisenberg antiferromagnet on the triangular lattice. Moreover, we can even identify its fingerprints in existing experimental data on Ba3CoSb2O9 and superfluid helium. In this thesis, we thus enlarge our understanding of quantum phases and their excitations. The identification of the key principles of gapless topological phases in one dimension calls for direct analogues in higher dimensions, waiting to be uncovered. With regard to the robust properties of the excitations identified in this thesis, we are hopeful that these can be extended into a theory of quasiparticle properties away from the universal low-energy regime.
Topological order is a new paradigm for quantum phases of matter developed to explain phase transitions which do not fit the symmetry breaking scheme for classifying phases of matter. They are characterized by patterns of entanglement that lead to topologically depended ground state degeneracy and anyonic excitations. One common approach for studying such phases in two-dimensional systems is through exactly solvable lattice Hamiltonian models such as quantum double models and String-Net models. The former can be understood as the Hamiltonian formulation of lattice gauge theories and, as such, it is defined by a finite gauge group. However, not much is known about topological phases in tridimensional systems. Motivated by this we develop a new class of three-dimensional exactly solvable models which go beyond quantum double models by using finite crossed modules instead of gauge groups. This approach relies on a lattice implementation of 2-gauge theory to obtain models with a richer topological structure. We construct the Hamiltonian model explicitly and provide a rigorous proof that the ground state degeneracy is a topological invariant and that the ground states can only be characterized with nonlocal order parameters.
We present a hierarchy of quantum many-body states among which many examples of topological order can be identified by construction. We define these states in terms of a general, basis-independent framework of tensor networks based on the algebraic setting of finite-dimensional Hopf C*-algebras. At the top of the hierarchy we identify ground states of new topological lattice models extending Kitaev's quantum double models [Ann. Phys. 303, 2 (2003)10.1016/S0003-4916(02)00018-0]. For these states we exhibit the mechanism responsible for their non-zero topological entanglement entropy by constructing an entanglement renormalization flow. Furthermore, we argue that the hierarchy states are related to each other by the condensation of topological charges.
Parafermions are emergent excitations that generalize Majorana fermions and can also realize topological order. In this Letter, we present a nontrivial and quasi-exactly-solvable model for a chain of parafermions in a topological phase. We compute and characterize the ground-state wave functions, which are matrix-product states and have a particularly elegant interpretation in terms of Fock parafermions, reflecting the factorized nature of the ground states. Using these wave functions, we demonstrate analytically several signatures of topological order. Our study provides a starting point for the nonapproximate study of topological one-dimensional parafermionic chains with spatial inversion and time-reversal symmetry in the absence of strong edge modes.
Stabilizer codes provide exact lattice realizations of bosonic topological orders. In contrast, systematic stabilizer descriptions of intrinsically fermionic topological phases remain much less developed. In this work, we introduce Majorana-Pauli stabilizer codes, a class of exactly solvable fermionic lattice models whose stabilizers are built from both generalized Pauli operators and Majorana operators. As a main example, we construct an exactly solvable stabilizer realization of the fermionic toric code: an intrinsically fermionic Z2\mathbb Z_2Z2​ topological order in (2+1)(2{+}1)(2+1) dimensions, using Z8\mathbb Z_8Z8​ Pauli operators coupled to Majorana modes. Within this stabilizer framework, the anyons, string operators, fusion rules, and braiding statistics all follow naturally from the stabilizer algebra. More broadly, we show that the fermionic toric code belongs to a duality web generated by anyon condensation and by gauging or ungauging bosonic or fermionic symmetries. This web connects bosonic topological orders, symmetry-enriched topological (SET) phases, and both bosonic and fermionic symmetry-protected topological (SPT) phases, all within a common stabilizer description. We extend this construction to all Abelian fermionic topological orders with gapped boundaries and to fermionic SPT phases whose fully gauged theories are Abelian. Going beyond Majorana operators, we introduce fermionic versions of the clock and shift operators and use them to construct an exact bosonization map for ZDF\mathbb Z_D^FZDF​ symmetries for DDD even. Using this, we realize a stabilizer model for a nontrivial Z8F\mathbb Z_8^FZ8F​ fermionic SPT phase with no free-fermion analog. Altogether, these results extend the stabilizer-code paradigm to a broad class of intrinsically fermionic phases bridging fermionic quantum many-body physics to quantum error correction.