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Bulletin of the American Physical Society

Effects of electron-hole interactions in single-particle excitations within the GW approach

Meng Wu, Zhenglu Li, Steven G. Louie

Published Mar 2, 2020• 0 citations
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Electron-hole or quasiparticle representation plays a central role in describing electronic excitations in many-electron systems. For charge-neutral excitation, the electron-hole interaction kernel is the quantity of interest for calculating important excitation properties such as optical gap, optical spectra, electron-hole recombination, and electron-hole binding energies. The electron-hole interaction kernel can be formally derived from the density-density correlation function using both Green's function and time-dependent density functional theory (TDDFT) formalism. The accurate determination of the electron-hole interaction kernel remains a significant challenge for precise calculations of optical properties in the GW+BSE formalism. From the TDDFT perspective, the electron-hole interaction kernel has been viewed as a path to systematic development of frequency-dependent exchange-correlation functionals. Traditional approaches, such as many-body perturbation theory formalism, use unoccupied states (which are defined with respect to Fermi vacuum) to construct the electron-hole interaction kernel. However, the inclusion of unoccupied states has long been recognized as the leading computational bottleneck that limits the application of this approach for larger finite systems. In this work, an alternative derivation that avoids using unoccupied states to construct the electron-hole interaction kernel is presented. The central idea of this approach is to use explicitly correlated geminal functions for treating electron-electron correlation for both ground and excited state wave functions. Using this ansatz, it is derived using both diagrammatic and algebraic techniques that the electron-hole interaction kernel can be expressed only in terms of linked closed-loop diagrams. It is proved that the cancellation of unlinked diagrams is a consequence of linked-cluster theorem in real-space representation. The electron-hole interaction kernel derived in this work was used to calculate excitation energies in many-electron systems, and results were found to be in good agreement with the EOM-CCSD and GW+BSE methods. The numerical results highlight the effectiveness of the developed method for overcoming the computational barrier of accurately determining the electron-hole interaction kernel to applications of large finite systems such as quantum dots and nanorods.

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The most of the experimental measurable quantities in many-body electron system, such as the optical absorption, luminescent spectra and exciton effect, are related to the excitation states description. The density functional theory with local density approximation (DFT-LDA) as a ground state theory, i.e. the solutions based on the Kohn-Sham equation is a powerful tool for studying the ground state properties in many-particle systems. However, the first principles computation of excited states is more complexity than ground-state calculations. A key problem is that the exchange-correlation interaction in excited states is differ from the ground-states. In recent years, nevertheless, several electronic-excitation theories have been developed. The most important theoretical and computational method include the many-body perturbation theory which is based on the quasi-particle concept and the Green function equation, the time-dependent DFT and the Bethe-Salpeter equation for describing the electron-hole interaction. Among them the central ingredient is an electron's self-energy operator Σ that describes the exchange correlation effect beyond Hartree approximation. The implementations of the above theories are unavoidable to introduce some of approximations. A good approximation for Σ is the GW approach by Hedin. It is shown from computation simulations for many real condensed matter systems that the GW approach is a successful method for electronic-excitation problems. Another effective method for excited-states is so-called screen-exchange local-density approximation (sX-LDA). It is a combination of LDA and Hartree-Fock (HF)theory, in which the intrinsic local screen-exchange interaction has been replaced by a non-local one and a generalized Kohn-Sham equation (GKS) is given. Based on a PWscf package, the sX-LDA-PWscf method has been tested and indicates that an available approach for treating band-gap problem in semiconductors. In this paper, the many-body theories for the excitation process, its development and signification are reviewed. The relation and differences consist in different theoretical methods are discussed. On the based of above discussions, the applications of many-body theory to the band-band transition (band-gap underestimation problem) and exciton effect in semiconductors are presented.

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Electron-hole or quasiparticle representation plays a central role in describing electronic excitations in many-electron systems. For charge-neutral excitation, the electron-hole interaction kernel is the quantity of interest for calculating important excitation properties such as optical gap, optical spectra, electron-hole recombination, and electron-hole binding energies. The electron-hole interaction kernel can be formally derived from the density-density correlation function using both Green's function and time-dependent density functional theory (TDDFT) formalism. The accurate determination of the electron-hole interaction kernel remains a significant challenge for precise calculations of optical properties in the GW+BSE formalism. From the TDDFT perspective, the electron-hole interaction kernel has been viewed as a path to systematic development of frequency-dependent exchange-correlation functionals. Traditional approaches, such as many-body perturbation theory formalism, use unoccupied states (which are defined with respect to Fermi vacuum) to construct the electron-hole interaction kernel. However, the inclusion of unoccupied states has long been recognized as the leading computational bottleneck that limits the application of this approach for larger finite systems. In this work, an alternative derivation that avoids using unoccupied states to construct the electron-hole interaction kernel is presented. The central idea of this approach is to use explicitly correlated geminal functions for treating electron-electron correlation for both ground and excited state wave functions. Using this ansatz, it is derived using both diagrammatic and algebraic techniques that the electron-hole interaction kernel can be expressed only in terms of linked closed-loop diagrams. It is proved that the cancellation of unlinked diagrams is a consequence of linked-cluster theorem in real-space representation. The electron-hole interaction kernel derived in this work was used to calculate excitation energies in many-electron systems, and results were found to be in good agreement with the EOM-CCSD and GW+BSE methods. The numerical results highlight the effectiveness of the developed method for overcoming the computational barrier of accurately determining the electron-hole interaction kernel to applications of large finite systems such as quantum dots and nanorods.
For the one-dimensional, extended Peierls–Hubbard model we calculate analytically the ground-state energy and the single-particle gap to second order in the Coulomb interaction for a given lattice dimerization. The comparison with numerically exact data from the density-matrix renormalization group shows that the ground-state energy is quantitatively reliable for Coulomb parameters as large as the bandwidth. The single-particle gap can almost triple from its bare Peierls value before substantial deviations appear. For the calculation of the dominant optical excitations, we follow two approaches. In Wannier theory, we perturb the Wannier exciton states to second order. In two-step perturbation theory, similar in spirit to the GW -BSE approach (where the Bethe–Salpeter equation is solved for quasi-particles which are calculated in the GW -approximation), we form excitons from dressed electron–hole excitations. We find the Wannier approach to be superior to the two-step perturbation theory. For singlet excitons, Wannier theory is applicable up to Coulomb parameters as large as half the bandwidth. For triplet excitons, second-order perturbation theory quickly fails completely.
The most of the experimental measurable quantities in many-body electron system, such as the optical absorption, luminescent spectra and exciton effect, are related to the excitation states description. The density functional theory with local density approximation (DFT-LDA) as a ground state theory, i.e. the solutions based on the Kohn-Sham equation is a powerful tool for studying the ground state properties in many-particle systems. However, the first principles computation of excited states is more complexity than ground-state calculations. A key problem is that the exchange-correlation interaction in excited states is differ from the ground-states. In recent years, nevertheless, several electronic-excitation theories have been developed. The most important theoretical and computational method include the many-body perturbation theory which is based on the quasi-particle concept and the Green function equation, the time-dependent DFT and the Bethe-Salpeter equation for describing the electron-hole interaction. Among them the central ingredient is an electron's self-energy operator Σ that describes the exchange correlation effect beyond Hartree approximation. The implementations of the above theories are unavoidable to introduce some of approximations. A good approximation for Σ is the GW approach by Hedin. It is shown from computation simulations for many real condensed matter systems that the GW approach is a successful method for electronic-excitation problems. Another effective method for excited-states is so-called screen-exchange local-density approximation (sX-LDA). It is a combination of LDA and Hartree-Fock (HF)theory, in which the intrinsic local screen-exchange interaction has been replaced by a non-local one and a generalized Kohn-Sham equation (GKS) is given. Based on a PWscf package, the sX-LDA-PWscf method has been tested and indicates that an available approach for treating band-gap problem in semiconductors. In this paper, the many-body theories for the excitation process, its development and signification are reviewed. The relation and differences consist in different theoretical methods are discussed. On the based of above discussions, the applications of many-body theory to the band-band transition (band-gap underestimation problem) and exciton effect in semiconductors are presented.