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Cost-Function-Dependent Barren Plateaus in Shallow Quantum Neural Networks.

Marco Cerezo, Akira Sone, Tyler J. Volkoff, Łukasz Cincio, Patrick J. Coles

Published Jan 2, 2020• 82 citations
OpenAlex

Abstract

Variational quantum algorithms (VQAs) optimize the parameters $\boldsymbol{\theta}$ of a quantum neural network $V(\boldsymbol{\theta})$ to minimize a cost function $C$. While VQAs may enable practical applications of noisy quantum computers, they are nevertheless heuristic methods with unproven scaling. Here, we rigorously prove two results, assuming $V(\boldsymbol{\theta})$ is a hardware-efficient ansatz composed of blocks forming local 2-designs. Our first result states that defining $C$ in terms of global observables leads to an exponentially vanishing gradient (i.e., a barren plateau) even when $V(\boldsymbol{\theta})$ is shallow. This implies that several VQAs in the literature must revise their proposed cost functions. On the other hand, our second result states that defining $C$ with local observables leads to at worst a polynomially vanishing gradient, so long as the depth of $V(\boldsymbol{\theta})$ is $\mathcal{O}(\log n)$. Taken together, our results establish a connection between locality and trainability. Finally, we illustrate these ideas with large-scale simulations, up to 100 qubits, of a particular VQA known as quantum autoencoders.

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Variational Quantum Algorithms (VQAs) have received considerable attention due to their potential for achieving near-term quantum advantage. However, more work is needed to understand their scalability. One known scaling result for VQAs is barren plateaus, where certain circumstances lead to exponentially vanishing gradients. It is common folklore that problem-inspired ansatzes avoid barren plateaus, but in fact, very little is known about their gradient scaling. In this work we employ tools from quantum optimal control to develop a framework that can diagnose the presence or absence of barren plateaus for problem-inspired ansatzes. Such ansatzes include the Quantum Alternating Operator Ansatz (QAOA), the Hamiltonian Variational Ansatz (HVA), and others. With our framework, we prove that avoiding barren plateaus for these ansatzes is not always guaranteed. Specifically, we show that the gradient scaling of the VQA depends on the degree of controllability of the system, and hence can be diagnosed through the dynamical Lie algebra g obtained from the generators of the ansatz. We analyze the existence of barren plateaus in QAOA and HVA ansatzes, and we highlight the role of the input state, as different initial states can lead to the presence or absence of barren plateaus. Taken together, our results provide a framework for trainability-aware ansatz design strategies that do not come at the cost of extra quantum resources. Moreover, we prove no-go results for obtaining ground states with variational ansatzes for controllable system such as spin glasses. Our work establishes a link between the existence of barren plateaus and the scaling of the dimension of g .

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Variational quantum algorithms (VQAs) optimize the parameters θ\boldsymbol{\theta}θ of a quantum neural network V(θ)V(\boldsymbol{\theta})V(θ) to minimize a cost function CCC. While VQAs may enable practical applications of noisy quantum computers, they are nevertheless heuristic methods with unproven scaling. Here, we rigorously prove two results, assuming V(θ)V(\boldsymbol{\theta})V(θ) is a hardware-efficient ansatz composed of blocks forming local 2-designs. Our first result states that defining CCC in terms of global observables leads to an exponentially vanishing gradient (i.e., a barren plateau) even when V(θ)V(\boldsymbol{\theta})V(θ) is shallow. This implies that several VQAs in the literature must revise their proposed cost functions. On the other hand, our second result states that defining CCC with local observables leads to at worst a polynomially vanishing gradient, so long as the depth of V(θ)V(\boldsymbol{\theta})V(θ) is O(log⁡n)\mathcal{O}(\log n)O(logn). Taken together, our results establish a connection between locality and trainability. Finally, we illustrate these ideas with large-scale simulations, up to 100 qubits, of a particular VQA known as quantum autoencoders.
Variational quantum algorithms (VQAs) optimize the parameters θ of a parametrized quantum circuit V(θ) to minimize a cost function C. While VQAs may enable practical applications of noisy quantum computers, they are nevertheless heuristic methods with unproven scaling. Here, we rigorously prove two results, assuming V(θ) is an alternating layered ansatz composed of blocks forming local 2-designs. Our first result states that defining C in terms of global observables leads to exponentially vanishing gradients (i.e., barren plateaus) even when V(θ) is shallow. Hence, several VQAs in the literature must revise their proposed costs. On the other hand, our second result states that defining C with local observables leads to at worst a polynomially vanishing gradient, so long as the depth of V(θ) is [Formula: see text]. Our results establish a connection between locality and trainability. We illustrate these ideas with large-scale simulations, up to 100 qubits, of a quantum autoencoder implementation.
Barren plateaus-regions of exponentially small gradients-are a major obstacle for training variational quantum algorithms on non-trivial problem sizes. Existing results analyze specific causes in isolation, such as random deep circuits or global cost functions, but lack a unified picture that integrates circuit design, data encoding, cost structure, and noise. In this work, we develop a comprehensive theory of barren plateaus for parametrized quantum circuits. We prove that three mechanisms jointly control gradient scaling: (1) ansatz-induced concentration, where highly expressive or sufficiently deep circuits approximate unitary 2-designs causing gradient variance to scale as O(2 −n); (2) data-encoding-induced concentration, where certain feature maps wash out class-conditional structure; and (3) probleminduced concentration, where cost functions effectively average over exponentially many degrees of freedom. For each mechanism, we derive explicit scaling laws for the gradient variance as a function of qubit count n, depth L, and encoding complexity. We show that appropriately constrained expressibility, locality, and symmetry breaking can prevent gradients from vanishing exponentially and obtain conditions under which gradients remain at worst polynomially small. This yields architectural and initialization design principles for plateau-resistant circuits, including shallow, problem-informed ansätze, layer-wise training, and structured data encodings. Numerical experiments on up to 100 qubits for VQE, QAOA, and quantum classifiers confirm our theoretical predictions and demonstrate 10-100× improvements in effective gradient magnitudes over standard architectures. Our framework subsumes existing barren plateau results and provides a practical toolkit for diagnosing and mitigating trainability issues in variational quantum algorithms.
Variational Quantum Algorithms (VQAs) may be a path to quantum advantage on Noisy Intermediate-Scale Quantum (NISQ) computers. A natural question is whether noise on NISQ devices places fundamental limitations on VQA performance. We rigorously prove a serious limitation for noisy VQAs, in that the noise causes the training landscape to have a barren plateau (i.e., vanishing gradient). Specifically, for the local Pauli noise considered, we prove that the gradient vanishes exponentially in the number of qubits n if the depth of the ansatz grows linearly with n. These noise-induced barren plateaus (NIBPs) are conceptually different from noise-free barren plateaus, which are linked to random parameter initialization. Our result is formulated for a generic ansatz that includes as special cases the Quantum Alternating Operator Ansatz and the Unitary Coupled Cluster Ansatz, among others. For the former, our numerical heuristics demonstrate the NIBP phenomenon for a realistic hardware noise model.
Quantum neural networks (QNNs) have generated excitement around the possibility of efficiently analyzing quantum data.But this excitement has been tempered by the existence of exponentially vanishing gradients, known as barren plateau landscapes, for many QNN architectures.Recently, quantum convolutional neural networks (QCNNs) have been proposed, involving a sequence of convolutional and pooling layers that reduce the number of qubits while preserving information about relevant data features.In this work, we rigorously analyze the gradient scaling for the parameters in the QCNN architecture.We find that the variance of the gradient vanishes no faster than polynomially, implying that QCNNs do not exhibit barren plateaus.This result provides an analytical guarantee for the trainability of randomly initialized QCNNs, which highlights QCNNs as being trainable under random initialization unlike many other QNN architectures.To derive our results, we introduce a novel graph-based method to analyze expectation values over Haar-distributed unitaries, which will likely be useful in other contexts.Finally, we perform numerical simulations to verify our analytical results.
Barren plateau landscapes correspond to gradients that vanish exponentially in the number of qubits. Such landscapes have been demonstrated for variational quantum algorithms and quantum neural networks with either deep circuits or global cost functions. For obvious reasons, it is expected that gradient-based optimizers will be significantly affected by barren plateaus. However, whether or not gradient-free optimizers are impacted is a topic of debate, with some arguing that gradient-free approaches are unaffected by barren plateaus. Here we show that, indeed, gradient-free optimizers do not solve the barren plateau problem. Our main result proves that cost function differences, which are the basis for making decisions in a gradient-free optimization, are exponentially suppressed in a barren plateau. Hence, without exponential precision, gradient-free optimizers will not make progress in the optimization. We numerically confirm this by training in a barren plateau with several gradient-free optimizers (Nelder-Mead, Powell, and COBYLA algorithms), and show that the numbers of shots required in the optimization grows exponentially with the number of qubits.
Variational Quantum Algorithms (VQAs) have received considerable attention due to their potential for achieving near-term quantum advantage. However, more work is needed to understand their scalability. One known scaling result for VQAs is barren plateaus, where certain circumstances lead to exponentially vanishing gradients. It is common folklore that problem-inspired ansatzes avoid barren plateaus, but in fact, very little is known about their gradient scaling. In this work we employ tools from quantum optimal control to develop a framework that can diagnose the presence or absence of barren plateaus for problem-inspired ansatzes. Such ansatzes include the Quantum Alternating Operator Ansatz (QAOA), the Hamiltonian Variational Ansatz (HVA), and others. With our framework, we prove that avoiding barren plateaus for these ansatzes is not always guaranteed. Specifically, we show that the gradient scaling of the VQA depends on the degree of controllability of the system, and hence can be diagnosed through the dynamical Lie algebra g obtained from the generators of the ansatz. We analyze the existence of barren plateaus in QAOA and HVA ansatzes, and we highlight the role of the input state, as different initial states can lead to the presence or absence of barren plateaus. Taken together, our results provide a framework for trainability-aware ansatz design strategies that do not come at the cost of extra quantum resources. Moreover, we prove no-go results for obtaining ground states with variational ansatzes for controllable system such as spin glasses. Our work establishes a link between the existence of barren plateaus and the scaling of the dimension of g .