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Proceedings of the ISCIE International Symposium on Stochastic Systems Theory and its Applications

Derivation of the Schrödinger Equation in Quantum Mechanics from Stochastic Control Theory

Akira Ohsumi

Published Jul 31, 2019• 0 citations
Publisher

Abstract

In this paper, the Schrödinger equation in quantum mechanics is derived as stochastic quantization from the stochastic optimal control theory based on the Nelson stochastic mechanics.
DOI
10.5687/sss.2019.103

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Non‐relativistic quantum systems are analyzed theoretically or by numerical approaches using the Schrödinger equation. Compared to the options available to treat classical mechanical systems this is limited, both in methods and in scope. However, based on Nelson's stochastic mechanics, the mathematical structure of quantum mechanics has in some aspects been developed into a form analogous to classical analytical mechanics. We show here that finding the Nash equilibrium for a stochastic optimal control problem, which is the quantum equivalent to Hamilton's principle of least action, allows to derive two things: i) the Schrödinger equation as the Hamilton‐Jacobi‐Bellman equation of this optimal control problem and ii) a set of quantum dynamical equations which are the generalization of Hamilton's equations of motion to the quantum world. We derive their general form for the non‐stationary and the stationary case. For the harmonic oscillator, the stationary equations lead to the coherent states, and we establish a numerical procedure to solve for the ground state properties without using the Schrödinger equation. image
We have advocated in a previous paper (Godart M. arXiv: 1206.2917v2[quant-ph] ) a version of the stochastic theory of quantum mechanics. It is indirectly based on a method proposed by Nelson to associate a Markov process with any solution of the Schroedinger equation. The debate began very soon on the question to know if the new theory based on that stochastic procees was equivalent to the orthodox Copenhagen version. We conclude in this paper that the answer is in the negative in agreement with the opinion of several physicists. We show however that the elementary solutions of the Schroedinger equation can be recovered formally from the stochastic theory in a great number of particular cases. We confirm also that this equation is no longer valid when a magnetic field is at work and that it must then give way to some other equation.
Among the famous formulations of quantum mechanics, the stochastic picture developed since the middle of the last century remains one of the less known ones. It is possible to describe quantum mechanical systems with kinetic equations of motion in configuration space based on conservative diffusion processes. This leads to the representation of physical observables through stochastic processes instead of self-adjoint operators. The mathematical foundations of this approach were laid by Edward Nelson in 1966. It allows a different perspective on quantum phenomena without necessarily using the wave-function. This article recaps the development of stochastic mechanics with a focus on variational and extremal principles. Furthermore, based on recent developments of optimal control theory, the derivation of generalized canonical equations of motion for quantum systems within the stochastic picture are discussed. These so-called quantum Hamilton equations add another layer to the different formalisms from classical mechanics that find their counterpart in quantum mechanics.
This is the fourth paper of a series devoted to mathematically derive the Schrödinger equation using stochastic constructs. We then show that Quantum Mechanics has a stochastic support by following two paths: we first present a stochastic derivation already known in the literature and show that it is equivalent to the characteristic function derivation, made by us in the first paper of this series. However, this approach does not furnish the true stochastic dynamics of the quantum mechanical system, but only an averaged one. We then present a new derivation of the Schrödinger equation based on Langevin equations that present all features of a true stochastic system. These two approaches then improve our understanding of Quantum Mechanics to encompass stochastic behavior.
We present a modified version of Nelson's seminal paper on the derivation of the time-dependent Schrödinger equation which draws on the equation of motion of a particle that moves under the influence of a classical force field and additional stochastic forces. The emphasis of our elaboration is focused on the implication of allowing stochastic forces to occur, viz. that the energy E of the particle is no longer conserved on its trajectory in a conservative force field. We correlate this departure Δ E from its classical energy with the energy/time uncertainty relation where Δ t is the average time for Δ E to persist. The stability of atoms, the zero-point energy of oscillators, the tunneling effect and the diffraction at slits are shown to be directly connected with the occurrence of such energy fluctuations. We discuss and rederive Nelson's theory entirely from this point of view and generalize his approach to systems of N particles which interact via pair forces. Achieving reversibility in a description of particle motion that is akin to Brownian motion, represents a salient point of the derivation. We demonstrate that certain objections raised against Nelson's theory are without substance. We also try to put the particular worldview of this version of stochastic quantum mechanics into perspective with regard to the established Copenhagen interpretation.