Over the past 30 years experimental observations have demonstrated the existence of a variety of quantum phases of matter not admissible to a classification in terms of the Landau theory of symmetry breaking. Examples include, but are not limited to the fractional quantum
Hall states and frustrated quantum magnets. Theoretical evidence supports the idea that such phases can exist in a large class of zero temperature strongly correlated condensed matter systems.
In this thesis we study a particular case of such systems called topological phases of matter. Such phases are characterised by the presence of non-local correlations which are manifest in properties such as degenerate groundstates that depend on the global topology of the
system and the emergence of topological excitations. Remarkably the classification of such materials is profoundly tied to the mathematical construction of topological quantum field theories (TQFT).
In this thesis we utilise this connection to explore possible candidate Hamiltonian models for topological phases of matter. Our methodology is that of reverse engineering effective local Hamiltonians from a class of discrete TQFT’s called state sums.
In chapter 5 we develop a construction to canonically associate to any state-sum TQFT a corresponding local Hilbert space and Hamiltonian defining a candidate model for a topological phase of matter.
In chapter 9 we develop a candidate model of topological phases using ideas from higher gauge theory and higher category theory. In particular we define a Hamiltonian realisation of the Yetter Homotopy 2-type TQFT which describes a topological gauge theory, where the
gauge symmetry is given by a finite 2-group and relate a class of such models to the construction of Walker-Wang.
Building on the Hamiltonian construction for state-sum TQFT’s, in Part III of this thesis we develop an algebraic approach to understanding the topological excitations of such theories, we call tube-algebras. In chapter 10 we develop a general construction for defining tube-algebras for any unitary state-sum TQFT and describe the general features. In chapter 12 we apply this construction to the
Dijkgraaf-Witten TQFT in 1+1, 2+1 and 3+1D. In chapter 13 we
apply this construction to topological higher lattice gauge theories and compare the results the Dijkgraaf-Witten TQFT.
Over the past 30 years experimental observations have demonstrated the existence of a variety of quantum phases of matter not admissible to a classification in terms of the Landau theory of symmetry breaking. Examples include, but are not limited to the fractional quantum
Hall states and frustrated quantum magnets. Theoretical evidence supports the idea that such phases can exist in a large class of zero temperature strongly correlated condensed matter systems.
In this thesis we study a particular case of such systems called topological phases of matter. Such phases are characterised by the presence of non-local correlations which are manifest in properties such as degenerate groundstates that depend on the global topology of the
system and the emergence of topological excitations. Remarkably the classification of such materials is profoundly tied to the mathematical construction of topological quantum field theories (TQFT).
In this thesis we utilise this connection to explore possible candidate Hamiltonian models for topological phases of matter. Our methodology is that of reverse engineering effective local Hamiltonians from a class of discrete TQFT’s called state sums.
In chapter 5 we develop a construction to canonically associate to any state-sum TQFT a corresponding local Hilbert space and Hamiltonian defining a candidate model for a topological phase of matter.
In chapter 9 we develop a candidate model of topological phases using ideas from higher gauge theory and higher category theory. In particular we define a Hamiltonian realisation of the Yetter Homotopy 2-type TQFT which describes a topological gauge theory, where the
gauge symmetry is given by a finite 2-group and relate a class of such models to the construction of Walker-Wang.
Building on the Hamiltonian construction for state-sum TQFT’s, in Part III of this thesis we develop an algebraic approach to understanding the topological excitations of such theories, we call tube-algebras. In chapter 10 we develop a general construction for defining tube-algebras for any unitary state-sum TQFT and describe the general features. In chapter 12 we apply this construction to the
Dijkgraaf-Witten TQFT in 1+1, 2+1 and 3+1D. In chapter 13 we
apply this construction to topological higher lattice gauge theories and compare the results the Dijkgraaf-Witten TQFT.
In this thesis, we study gapped topological phases of matter in systems with strong inter-particle interaction. They are challenging to analyze theoretically, because interaction not only gives rise to a plethora of phases that are otherwise absent, but also renders methods used to analyze non-interacting systems inadequate. By now, people have had a relatively systematic understanding of topological orders in two spatial dimensions. However, less is known about the higher dimensional cases. In Chapter 2, we will explore three dimensional long-range entangled topological orders in the framework of Walker-Wang models, which are a class of exactly solvable models for three-dimensional topological phases that are not known previously to be able to capture these phases. We find that they can represent a class of twisted discrete gauge theories, which were discovered using a different formalism. Meanwhile, a systematic theory of bosonic symmetry protected topological (SPT) phases in all spatial dimensions have been developed based on group cohomology. A generalization of the theory to group supercohomology has been proposed to classify and characterize fermionic SPT phases in all dimensions. However, it can only handle cases where the symmetry group of the system is a product of discrete unitary symmetries. Furthermore, the classification is known to be incomplete for certain symmetries. In Chapter 3, we will construct an exactly solvable model for the two-dimensional time-reversal-invariant topological superconductors, which could be valuable as a first attempt to a systematic understanding of strongly interacting fermionic SPT phases with anti-unitary symmetries in terms of exactly solvable models. In Chapter 4, we will propose an alternative classification of fermionic SPT phases using the spin cobordism theory, which hopefully can capture all the phases missing in the supercohomology classification. We test this proposal in the case of fermionic SPT phases with Z2 symmetry, where Z2 is either time-reversal or an internal symmetry. We find that cobordism classification correctly describes all known fermionic SPT phases in space dimensions less than or equal to 3.
The Schrödinger equation is nearly a century old, yet we are still in the midst of uncovering the remarkable phenomena emerging in many-body quantum systems. From superconductivity to anyonic quasiparticles, nature consistently surprises with its rich self-organization. To elucidate and grasp this variety, it is paramount to understand the phases of matter that can occur in many-body ground states, as well as their emergent collective excitations. Of particular interest are topological phases of matter, characterized by exotic excitations or edge phenomena. There exist by now several universal frameworks for gapped systems, i.e., those with an energy gap above the ground state. However, in the last decade, a multitude of gapless quantum wires---effectively one-dimensional systems---have been reported to be topologically non-trivial. A framework for their understanding and classification is missing. In addition to ground state order---topological or otherwise---a more complete picture involves the properties of excitations above the ground state. Alas, little is known about excitations beyond the universal low-energy regime. In part, this is due to a lack of analytical and numerical methods able to describe excitations at finite energies, especially in strongly-interacting systems beyond one dimension. In this thesis, we address these issues: firstly, we build a general understanding of topological phases in one dimension, including both gapped and gapless cases. In particular, we unify previously studied examples into a single framework. Secondly, we develop a novel numerical method for obtaining spectral functions in two dimensions---these give direct insight into the properties of excitations and are moreover experimentally measurable. Using this numerical method, we uncover a variety of robust properties of excitations at finite energies. Part I of this thesis concerns gapped and gapless topological phases in one dimension. In Chapter 2, we first treat the case of non-interacting fermions. Therein, we review the known classification of gapped phases before extending it to the gapless case, showing that exponentially-localized Majorana zero modes can still emerge at the edge when the bulk is gapless. Interacting gapped phases are discussed in Chapter 3, with a focus on symmetry-protected topological order. These have already been classified; our contribution is to provide a non-technical review of this classification as well as showing that many paradigmatic model Hamiltonians can be related to one another. Finally, Chapter 4 introduces the notion of symmetry-enriched quantum criticality, which we propose as a framework for classifying gapless phases. The key message is that in the presence of symmetries, a universality class can divide into distinct phases, characterized by the symmetry action on the low-energy scaling operators. This includes gapless topological phases, with examples hiding in plain sight; we clarify their stability and reinterpret previously studied examples. Part II studies the excitations above the ground states of two-dimensional quantum spin models. The main object of our study is the dynamic spin structure factor; this type of spectral function is reviewed in the first part of Chapter 5. The second part of this chapter introduces a novel matrix-product-state-based algorithm to efficiently compute it, opening a new window on the dynamics of two-dimensional quantum systems. We benchmark this numerical method in Chapter 6 on the exactly-solvable Kitaev model---a paradigmatic topological model realizing a quantum spin liquid. By adding non-integrable Heisenberg perturbations, we identify the first unequivocal theoretical realization of a proximate spin liquid: the ground state becomes conventionally ordered, yet the high-energy spectral properties are structurally similar to those of the nearby Kitaev spin liquid. The latter agrees with aspects of recent inelastic neutron scattering experiments on alpha-RuCl3. In Chapter 7, we turn to one of the oldest models in many-body quantum physics: the spin-1/2 Heisenberg antiferromagnet on the square lattice. Despite its venerable history, there is still disagreement about the physical origin of high-energy spectral features which low-order spin wave theory cannot account for. We provide a simple picture for this strongly-interacting-magnon feature by connecting it to a simple Ising limit. Lastly, Chapter 8 discusses the stability of quasiparticles---collective excitations behaving like a single emergent entity, of which magnons are a prime example. These are often known to be stable at the lowest energies and are presumed to decay whenever this is seemingly allowed by energy and momentum conservation. However, we show that strong interactions can prevent this from happening. We numerically confirm this principle of avoided decay in the (slightly-detuned) Heisenberg antiferromagnet on the triangular lattice. Moreover, we can even identify its fingerprints in existing experimental data on Ba3CoSb2O9 and superfluid helium. In this thesis, we thus enlarge our understanding of quantum phases and their excitations. The identification of the key principles of gapless topological phases in one dimension calls for direct analogues in higher dimensions, waiting to be uncovered. With regard to the robust properties of the excitations identified in this thesis, we are hopeful that these can be extended into a theory of quasiparticle properties away from the universal low-energy regime.
Abstract We consider an exactly solvable model for topological phases in (3+1) d whose input data is a strict 2-group. This model, which has a higher gauge theory interpretation, provides a lattice Hamiltonian realisation of the Yetter homotopy 2-type topological quantum field theory. The Hamiltonian yields bulk flux and charge composite excitations that are either point-like or loop-like. Applying a generalised tube algebra approach, we reveal the algebraic structure underlying these excitations and derive the irreducible modules of this algebra, which in turn classify the elementary excitations of the model. As a further application of the tube algebra approach, we demonstrate that the ground state subspace of the three-torus is described by the central subalgebra of the tube algebra for torus boundary, demonstrating the ground state degeneracy is given by the number of elementary loop-like excitations.
We consider an exactly solvable model for topological phases in (3+1)d whose input data is a strict 2-group. This model, which has a higher gauge theory interpretation, provides a lattice Hamiltonian realisation of the Yetter homotopy 2-type topological quantum field theory. The Hamiltonian yields bulk flux and charge composite excitations that are either point-like or loop-like. Applying a generalised tube algebra approach, we reveal the algebraic structure underlying these excitations and derive the irreducible modules of this algebra, which in turn classify the elementary excitations of the model. As a further application of the tube algebra approach, we demonstrate that the ground state subspace of the three-torus is described by the central subalgebra of the tube algebra for torus boundary, demonstrating the ground state degeneracy is given by the number of elementary loop-like excitations.
Gauge theories and topological phases play a fundamental role in different areas of physics. The first ones are at the basis of the Standard Model in the field of particle physics, describing the electroweak and strong interactions through a non-Abelian gauge theory. In condensed matter and statistical physics, gauge theories arise as low-energy effective descriptions of strongly correlated phenomena, such as quantum spin liquids and quantum Hall effect. In this realm there is a strong connection with topological phases and order, as emergent gauge fermions and bosons often describe collective excitations of new exotic states of matter of spin models. The discretization on a lattice is a possible way of dealing with the strongly coupled nature of these theories, due to the fact that this formulation at finite volume provides natural regularizing cut-offs, i.e. the lattice size and spacing. This allows for the investigation of different non-perturbative properties both numerically and analytically. Despite the success of these methods, there are various aspects which remain intractable due to the sign or complex action problems, like the out of equilibrium real time evolution or the analysis of quantum chromodynamics with finite chemical potential. In this respect, quantum simulators of many-body systems to simulate high energy physics arise as promising alternatives to face these problems in the near future. They are quantum systems that can be controlled and used to simulate more complicated systems, whose properties could not be analysed with classical computational, experimental or theoretical tools. In the last decades, there has been a huge development in the fields of quantum optics and atomic physics, allowing for the realization highly precise and controllable platforms by means of trapped ions, superconducting circuits, Rydberg atoms and ultracold atoms in optical lattices. This work of Thesis is part of these fields and has different purposes, all of them connected with the study of gauge theories and topological phases. Firstly, we want to develop a reformulation of lattice gauge theories in terms of gauge invariant fields, in a way to deal solely with physical variables directly in the action. Among several possible advantages, a crucial point is that this can be particularly helpful for the construction of consistent approximation schemes, such as mean-field theories, in order to understand and capture some of the physical features of the theory and make the mean-field approximation consistent with the Elitzur theorem, stating that a local gauge symmetry can not be spontaneously broken. As a second point, we face the problem of simulating higher dimensional gauge theories with ultracold atoms. One of the challenges in more than one dimension is indeed the realization of plaquette interaction terms in the Hamiltonian of lattice gauge theories: these can be engineered through four correlated hoppings in perturbation theory, or by means of constrained hoppings in the dual formulation. In this respect, our main target is to set up an ultracold atomic platform generating the plaquette term in two dimensions using only two correlated hoppings, and protecting gauge invariance through angular momentum conservation. The last point we address in the Thesis is related to the analysis of particles moving in static background gauge potentials, i.e. when the considered gauge field has no dynamical term in the action of the system. Indeed, the dynamics of quantum particles in the presence of static gauge fields gives rise to intriguing physical phenomena. In particular, using ultracold atom setups, the realization of artificial gauge potentials can be used to investigate the physics of topological semimetals, such as Weyl or Dirac type. In the last ten years, a lot of attention has been paid to their characterization, due to the appearence of clear theoretical predictions and very well-controlled experimental techniques. We investigate here the relation between topological phase transitions and van Hove singularities, i.e. the discontinuities in the energy derivative of the density of states, in three-dimensional gapless systems. In such materials, topological phase transitions can be defined by changes of the topological invariants of the Fermi sheets, happening at specific singular points. Moreover, Fermi surface singularities result in the presence of the so-called van Hove points. We then present a general argument to relate topological phase transitions and van Hove singularities, and show observable consequences that are related to the transport properties of the system. We exemplify our argument in Weyl systems by analyzing the three-dimensional Hofstadter model for various commensurate fluxes, which offers the opportunity to consider different kinds of Weyl metals and to understand the features of their density of states.
Topological order is a new paradigm for quantum phases of matter developed to explain phase transitions which do not fit the symmetry breaking scheme for classifying phases of matter. They are characterized by patterns of entanglement that lead to topologically depended ground state degeneracy and anyonic excitations. One common approach for studying such phases in two-dimensional systems is through exactly solvable lattice Hamiltonian models such as quantum double models and String-Net models. The former can be understood as the Hamiltonian formulation of lattice gauge theories and, as such, it is defined by a finite gauge group. However, not much is known about topological phases in tridimensional systems. Motivated by this we develop a new class of three-dimensional exactly solvable models which go beyond quantum double models by using finite crossed modules instead of gauge groups. This approach relies on a lattice implementation of 2-gauge theory to obtain models with a richer topological structure. We construct the Hamiltonian model explicitly and provide a rigorous proof that the ground state degeneracy is a topological invariant and that the ground states can only be characterized with nonlocal order parameters.