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Pairing Instability on a Luttinger Surface: A Non-Fermi Liquid to Superconductor Transition and its Gravity Dual

Chandan Setty

Published Aug 26, 2019• 0 citations
OpenAlex

Abstract

We show that fluctuation thermodynamics on a model Luttinger surface -- a contour of \textit{zeros} of the many-body Green function -- mimics black hole thermodynamics in the strong coupling limit. At zero temperature ($\beta \rightarrow \infty$) and a critical interaction strength ($u_{c\infty}$) characterized by the self-energy pole, we find that the pair susceptibility diverges leading to a superconducting instability. We evaluate the pair fluctuation partition function and find that the spectral density in the normal state has an interaction-driven, power-law $\frac{1}{\sqrt{\omega}}$ type, van-Hove singularity (vHS) indicating non-Fermi liquid (NFL) physics. Crucially, in the strong coupling limit ($\beta u \gg 1$), the free energy in the normal state of this NFL-SC transition resembles well studied class of models with gravity duals and takes the form $-\beta F = \beta u_{c\infty} - \gamma~\text{ln}\left(\beta u_{c \infty}\right)$ where $\gamma$ is a constant equal to $\frac{1}{2}$. Weak impurity scattering ($\tau \gg \beta^{-1}$) leaves the low-energy spectral density unaffected, but leads to an interaction-driven enhancement of superconductivity. Our results shed light on the role played by order-parameter fluctuations in providing the key missing link between Mott physics and strongly coupled toy-models exhibiting gravity duals such as Sachdev-Ye-Kitaev (SYK)-type models.

Related papers

Pairing instability on a Luttinger surface: A non-Fermi liquid to superconductor transition and its Sachdev-Ye-Kitaev dual

Chandan Setty

Superconductivity results from an instability of the Fermi surface---contour of poles of the single-particle propagator---to an infinitesimally small attraction between electrons. Here, we instead discuss the analogous problem on a model Luttinger surface, or contour of zeros of the Green function. At zero temperature $(\ensuremath{\beta}\ensuremath{\rightarrow}\ensuremath{\infty})$ and a critical interaction strength $({u}_{c\ensuremath{\infty}})$ characterized by the residue of self-energy pole, we find that the pair susceptibility diverges leading to a superconducting instability. We evaluate the pair fluctuation partition function and find that the spectral density in the normal state has an interaction-driven, power-law $\frac{1}{\sqrt{\ensuremath{\omega}}}$ type, van-Hove singularity (vHS), indicating non-Fermi liquid (NFL) physics. Crucially, in the strong coupling limit $(\ensuremath{\beta}u\ensuremath{\gg}1)$, the leading-order fluctuation free-energy terms in the normal state of this NFL-SC transition resembles the equivalent $\left[O(1)\right]$ terms of the Sachdev-Ye-Kitaev (SYK) model. This free-energy contribution takes a simple form $\ensuremath{-}\ensuremath{\beta}F=\ensuremath{\beta}{u}_{c\ensuremath{\infty}}\ensuremath{-}\ensuremath{\gamma}\phantom{\rule{0.16em}{0ex}}\text{ln}\left(\ensuremath{\beta}{u}_{c\ensuremath{\infty}}\right),$ where $\ensuremath{\gamma}$ is a constant equal to $\frac{1}{2}$. Weak impurity scattering $(\ensuremath{\tau}\ensuremath{\gg}{\ensuremath{\beta}}^{\ensuremath{-}1})$ leaves the low-energy spectral density unaffected but leads to an interaction-driven enhancement of superconductivity. Our results shed light on the role played by order-parameter fluctuations in providing the key missing link between Mott physics and strongly coupled toy models exhibiting gravity duals.

arXiv:1908.09831•Physical review. B./Physical review. B•May 13, 2020•19 citations

Superconductivity from Luttinger surfaces: Emergent Sachdev-Ye-Kitaev physics with infinite-body interactions

Chandan Setty

The pairing of two electrons on a Fermi surface due to an infinitesimal attraction between them always results in a superconducting instability at zero temperature ($T=0$). The equivalent question of pairing instability on a Luttinger surface (LS)---190a contour of zeros of the propagator---instead leads to a quantum critical point (QCP) that separates a non-Fermi liquid and superconductor. A surprising and little understood aspect of pair fluctuations at this QCP is that their thermodynamics maps to that of the Sachdev-Ye-Kitaev (SYK) model in the strong coupling limit. Here, we offer a simple justification for this mapping by demonstrating that (i) LS models share the reparametrization symmetry of the $q\ensuremath{\rightarrow}\ensuremath{\infty}$ SYK model with $q$-body interactions close to the LS, and (ii) the enforcement of gauge invariance results in a $\frac{1}{\sqrt{\ensuremath{\tau}}}$ ($\ensuremath{\tau}\ensuremath{\sim}{T}^{\ensuremath{-}1}$) behavior of the fluctuation propagator near the QCP, as is the feature of SYK conformal Green functions, but leaves the overall form of the free energy map robust.

arXiv:2101.01171•Physical review. B./Physical review. B•Jan 4, 2021•17 citations

Yukawa-SYK model and self-tuned quantum criticality

Gaopei Pan, Wei Wang, Andrew Davis +2 more

Non-Fermi liquids (NFLs) are a class of strongly interacting gapless fermionic systems without long-lived quasiparticle excitations.An important group of NFL models feature itinerant fermions coupled to soft bosonic fluctuations near a quantum-critical point and are widely believed to capture the essential physics of many unconventional superconductors.However, numerically, the direct observation of a canonical NFL behavior in such systems, characterized by a power-law form in the Green's function, has been elusive.Here, we consider a Sachdev-Ye-Kitaev (SYK)-like model with random Yukawa interaction between critical bosons and fermions (dubbed the Yukawa-SYK model).We show that it is immune from the minus-sign problem and hence can be solved exactly via large-scale quantum Monte Carlo simulation beyond the large-N limit accessible to analytical approaches.Our simulation demonstrates that the Yukawa-SYK model features "self-tuned quantum criticality"; namely, the system is critical independent of the bosonic bare mass.We put these results to the test at finite N, and our unbiased numerics reveal clear evidence of these exotic quantum-critical NFL properties-the power-law behavior in the Green's function of fermions and bosons-which propels the theoretical understanding of critical Planckian metals and unconventional superconductors.

arXiv:2001.06586•Physical Review Research•Mar 18, 2021•35 citations

Superconductivity of non-Fermi liquids described by Sachdev-Ye-Kitaev models

Chenyuan Li, Subir Sachdev A, Darshan G. Joshi

We investigate models of electrons in the Sachdev-Ye-Kitaev class with random and all-to-all electron hopping, electron spin exchange, and Cooper-pair hopping. An attractive on-site interaction between electrons leads to superconductivity at low temperatures. Depending on the relative strengths of the hopping and spin exchange, the normal state at the critical temperature is either a Fermi-liquid or a non-Fermi liquid. We present a large-$M$ [where spin symmetry is enlarged to $\mathrm{SU}(M)]$ study of the normal state to superconductor phase transition. We describe the transition temperature, the superconducting order parameter, and the electron spectral functions. We contrast between Fermi liquid and non-Fermi liquid normal states: we find that for weaker attractive on-site interaction there is a relative enhancement of ${T}_{c}$ when the normal state is a non-Fermi liquid, and correspondingly a strong deviation from BCS limit. Also, the phase transition in this case becomes a first-order transition for strong non-Fermi liquids. On the other hand, for stronger on-site interaction, there is no appreciable difference in ${T}_{c}$ between whether the superconductivity emerges from a Fermi liquid or a non-Fermi liquid. Notable features of superconductivity emerging from a non-Fermi liquid are that the superconducting electron spectral function is different from the Fermi-liquid case, with additional peaks at higher energies, and there is no Hebel-Slichter peak in the NMR relaxation rate in the non-Fermi liquid case.

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Superconductivity of incoherent electrons in the Yukawa Sachdev-Ye-Kitaev model

Laura Classen, Andrey V. Chubukov

We study a model of $N$ fermions in a quantum dot, coupled to $M$ bosons by a disorder-induced complex Yukawa coupling [Yukawa Sachdev-Ye-Kitaev (SYK) model], in order to explore the interplay between non-Fermi liquid and superconductivity in a strongly coupled, (quantum-)critical environment. We analyze the phase diagram of the model for an arbitrary complex interaction and arbitrary ratio of $N/M$, with special focus on the two regimes of non-Fermi-liquid behavior: an SYK-like behavior with a power-law frequency dependence of the fermionic self-energy and an impuritylike behavior with frequency independent self-energy. We show that the crossover between the two can be reached by varying either the strength of the fermion-boson coupling or the ratio $M/N$. We next argue that in both regimes the system is unstable to superconductivity if the strength of time-reversal-symmetry-breaking disorder is below a certain threshold. We show how the corresponding onset temperatures vary between the two regimes. We argue that the superconducting state is highly unconventional with an infinite set of minima of the condensation energy at $T=0$, corresponding to topologically different gap functions. We discuss in detail similarities and differences between this model and the model of dispersion-full fermions tuned to a metallic quantum-critical point, with an effective singular dynamical interaction $V(\mathrm{\ensuremath{\Omega}})\ensuremath{\propto}1/{|\mathrm{\ensuremath{\Omega}}|}^{\ensuremath{\gamma}}$ (the $\ensuremath{\gamma}$ model).

arXiv:2106.12078•Physical review. B./Physical review. B•Sep 14, 2021•23 citations

Unified non-Fermi liquid and superconductivity in a model of strongly-correlated systems

Yi Zhang

We study a model of strongly-correlated systems that incorporates phases such as Fermi liquids, non-Fermi liquids, and superconductivity, in addition to potential intertwined orders. The model describes Fermi surfaces of spinful electron gas or electron liquid coupled to bosons via an intermediate gauge field. Effectively, the coupling imposes constraints and interactions between the fermion spin and the local boson density. This grants the bosons the meaning as the Schwinger boson of the magnetic order and allows us to probe a larger phase space, rather than around the quantum critical point. We design the initial model so that after the boson and gauge fields are integrated out exactly, the resulting fermion-only effective theory only consists of several local interactions, allowing controlled weak-coupling interpretation for certain parameter regions. Consequently, we find a non-Fermi liquid whose degrees of freedom in the effective theory take the form of an \emph{emergent} Fermi surface that has a different Luttinger volume from the original fermions, therefore explicitly violates the Luttinger theorem. Further, this allows a $d$-wave superconducting instability if the effective interacting induced by boson coupling is in the relevant pairing channel. When the emergent Fermi surface undergoes a Lifshitz transition, the carrier type changes. In addition, we attribute the Mott insulating behavior in the strong coupling limit to the loss of emergent Fermi surface and argue the possibility of coexisting magnetic order. Our effective theory also suggests the possibility of charge density waves as a consequence of \emph{effective} strong repulsion and is independent of the Fermi-surface-nesting scenario. We discuss the possible optimal conditions for higher superconducting transition temperature and potential relevances and implications for realistic materials.

arXiv:1711.03981•Nov 10, 2017•0 citations
We show that fluctuation thermodynamics on a model Luttinger surface -- a contour of \textit{zeros} of the many-body Green function -- mimics black hole thermodynamics in the strong coupling limit. At zero temperature (β→∞\beta \rightarrow \inftyβ→∞) and a critical interaction strength (uc∞u_{c\infty}uc∞​) characterized by the self-energy pole, we find that the pair susceptibility diverges leading to a superconducting instability. We evaluate the pair fluctuation partition function and find that the spectral density in the normal state has an interaction-driven, power-law 1ω\frac{1}{\sqrt{\omega}}ω​1​ type, van-Hove singularity (vHS) indicating non-Fermi liquid (NFL) physics. Crucially, in the strong coupling limit (βu≫1\beta u \gg 1βu≫1), the free energy in the normal state of this NFL-SC transition resembles well studied class of models with gravity duals and takes the form −βF=βuc∞−γ ln(βuc∞)-\beta F = \beta u_{c\infty} - \gamma~\text{ln}\left(\beta u_{c \infty}\right)−βF=βuc∞​−γ ln(βuc∞​) where γ\gammaγ is a constant equal to 12\frac{1}{2}21​. Weak impurity scattering (τ≫β−1\tau \gg \beta^{-1}τ≫β−1) leaves the low-energy spectral density unaffected, but leads to an interaction-driven enhancement of superconductivity. Our results shed light on the role played by order-parameter fluctuations in providing the key missing link between Mott physics and strongly coupled toy-models exhibiting gravity duals such as Sachdev-Ye-Kitaev (SYK)-type models.
Superconductivity results from an instability of the Fermi surface---contour of poles of the single-particle propagator---to an infinitesimally small attraction between electrons. Here, we instead discuss the analogous problem on a model Luttinger surface, or contour of zeros of the Green function. At zero temperature $(\ensuremath{\beta}\ensuremath{\rightarrow}\ensuremath{\infty})$ and a critical interaction strength $({u}_{c\ensuremath{\infty}})$ characterized by the residue of self-energy pole, we find that the pair susceptibility diverges leading to a superconducting instability. We evaluate the pair fluctuation partition function and find that the spectral density in the normal state has an interaction-driven, power-law $\frac{1}{\sqrt{\ensuremath{\omega}}}$ type, van-Hove singularity (vHS), indicating non-Fermi liquid (NFL) physics. Crucially, in the strong coupling limit $(\ensuremath{\beta}u\ensuremath{\gg}1)$, the leading-order fluctuation free-energy terms in the normal state of this NFL-SC transition resembles the equivalent [O(1)]\left[O(1)\right][O(1)] terms of the Sachdev-Ye-Kitaev (SYK) model. This free-energy contribution takes a simple form $\ensuremath{-}\ensuremath{\beta}F=\ensuremath{\beta}{u}_{c\ensuremath{\infty}}\ensuremath{-}\ensuremath{\gamma}\phantom{\rule{0.16em}{0ex}}\text{ln}\left(\ensuremath{\beta}{u}_{c\ensuremath{\infty}}\right),$ where $\ensuremath{\gamma}$ is a constant equal to 12\frac{1}{2}21​. Weak impurity scattering $(\ensuremath{\tau}\ensuremath{\gg}{\ensuremath{\beta}}^{\ensuremath{-}1})$ leaves the low-energy spectral density unaffected but leads to an interaction-driven enhancement of superconductivity. Our results shed light on the role played by order-parameter fluctuations in providing the key missing link between Mott physics and strongly coupled toy models exhibiting gravity duals.
The pairing of two electrons on a Fermi surface due to an infinitesimal attraction between them always results in a superconducting instability at zero temperature (T=0T=0T=0). The equivalent question of pairing instability on a Luttinger surface (LS)---190a contour of zeros of the propagator---instead leads to a quantum critical point (QCP) that separates a non-Fermi liquid and superconductor. A surprising and little understood aspect of pair fluctuations at this QCP is that their thermodynamics maps to that of the Sachdev-Ye-Kitaev (SYK) model in the strong coupling limit. Here, we offer a simple justification for this mapping by demonstrating that (i) LS models share the reparametrization symmetry of the $q\ensuremath{\rightarrow}\ensuremath{\infty}$ SYK model with qqq-body interactions close to the LS, and (ii) the enforcement of gauge invariance results in a $\frac{1}{\sqrt{\ensuremath{\tau}}}$ ($\ensuremath{\tau}\ensuremath{\sim}{T}^{\ensuremath{-}1}$) behavior of the fluctuation propagator near the QCP, as is the feature of SYK conformal Green functions, but leaves the overall form of the free energy map robust.
Non-Fermi liquids (NFLs) are a class of strongly interacting gapless fermionic systems without long-lived quasiparticle excitations.An important group of NFL models feature itinerant fermions coupled to soft bosonic fluctuations near a quantum-critical point and are widely believed to capture the essential physics of many unconventional superconductors.However, numerically, the direct observation of a canonical NFL behavior in such systems, characterized by a power-law form in the Green's function, has been elusive.Here, we consider a Sachdev-Ye-Kitaev (SYK)-like model with random Yukawa interaction between critical bosons and fermions (dubbed the Yukawa-SYK model).We show that it is immune from the minus-sign problem and hence can be solved exactly via large-scale quantum Monte Carlo simulation beyond the large-N limit accessible to analytical approaches.Our simulation demonstrates that the Yukawa-SYK model features "self-tuned quantum criticality"; namely, the system is critical independent of the bosonic bare mass.We put these results to the test at finite N, and our unbiased numerics reveal clear evidence of these exotic quantum-critical NFL properties-the power-law behavior in the Green's function of fermions and bosons-which propels the theoretical understanding of critical Planckian metals and unconventional superconductors.
We investigate models of electrons in the Sachdev-Ye-Kitaev class with random and all-to-all electron hopping, electron spin exchange, and Cooper-pair hopping. An attractive on-site interaction between electrons leads to superconductivity at low temperatures. Depending on the relative strengths of the hopping and spin exchange, the normal state at the critical temperature is either a Fermi-liquid or a non-Fermi liquid. We present a large-MMM [where spin symmetry is enlarged to SU(M)]\mathrm{SU}(M)]SU(M)] study of the normal state to superconductor phase transition. We describe the transition temperature, the superconducting order parameter, and the electron spectral functions. We contrast between Fermi liquid and non-Fermi liquid normal states: we find that for weaker attractive on-site interaction there is a relative enhancement of Tc{T}_{c}Tc​ when the normal state is a non-Fermi liquid, and correspondingly a strong deviation from BCS limit. Also, the phase transition in this case becomes a first-order transition for strong non-Fermi liquids. On the other hand, for stronger on-site interaction, there is no appreciable difference in Tc{T}_{c}Tc​ between whether the superconductivity emerges from a Fermi liquid or a non-Fermi liquid. Notable features of superconductivity emerging from a non-Fermi liquid are that the superconducting electron spectral function is different from the Fermi-liquid case, with additional peaks at higher energies, and there is no Hebel-Slichter peak in the NMR relaxation rate in the non-Fermi liquid case.
We study a model of NNN fermions in a quantum dot, coupled to MMM bosons by a disorder-induced complex Yukawa coupling [Yukawa Sachdev-Ye-Kitaev (SYK) model], in order to explore the interplay between non-Fermi liquid and superconductivity in a strongly coupled, (quantum-)critical environment. We analyze the phase diagram of the model for an arbitrary complex interaction and arbitrary ratio of N/MN/MN/M, with special focus on the two regimes of non-Fermi-liquid behavior: an SYK-like behavior with a power-law frequency dependence of the fermionic self-energy and an impuritylike behavior with frequency independent self-energy. We show that the crossover between the two can be reached by varying either the strength of the fermion-boson coupling or the ratio M/NM/NM/N. We next argue that in both regimes the system is unstable to superconductivity if the strength of time-reversal-symmetry-breaking disorder is below a certain threshold. We show how the corresponding onset temperatures vary between the two regimes. We argue that the superconducting state is highly unconventional with an infinite set of minima of the condensation energy at T=0T=0T=0, corresponding to topologically different gap functions. We discuss in detail similarities and differences between this model and the model of dispersion-full fermions tuned to a metallic quantum-critical point, with an effective singular dynamical interaction $V(\mathrm{\ensuremath{\Omega}})\ensuremath{\propto}1/{|\mathrm{\ensuremath{\Omega}}|}^{\ensuremath{\gamma}}$ (the $\ensuremath{\gamma}$ model).
We study a model of strongly-correlated systems that incorporates phases such as Fermi liquids, non-Fermi liquids, and superconductivity, in addition to potential intertwined orders. The model describes Fermi surfaces of spinful electron gas or electron liquid coupled to bosons via an intermediate gauge field. Effectively, the coupling imposes constraints and interactions between the fermion spin and the local boson density. This grants the bosons the meaning as the Schwinger boson of the magnetic order and allows us to probe a larger phase space, rather than around the quantum critical point. We design the initial model so that after the boson and gauge fields are integrated out exactly, the resulting fermion-only effective theory only consists of several local interactions, allowing controlled weak-coupling interpretation for certain parameter regions. Consequently, we find a non-Fermi liquid whose degrees of freedom in the effective theory take the form of an \emph{emergent} Fermi surface that has a different Luttinger volume from the original fermions, therefore explicitly violates the Luttinger theorem. Further, this allows a ddd-wave superconducting instability if the effective interacting induced by boson coupling is in the relevant pairing channel. When the emergent Fermi surface undergoes a Lifshitz transition, the carrier type changes. In addition, we attribute the Mott insulating behavior in the strong coupling limit to the loss of emergent Fermi surface and argue the possibility of coexisting magnetic order. Our effective theory also suggests the possibility of charge density waves as a consequence of \emph{effective} strong repulsion and is independent of the Fermi-surface-nesting scenario. We discuss the possible optimal conditions for higher superconducting transition temperature and potential relevances and implications for realistic materials.