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IEEE Transactions on Information Forensics and Security

Linear Precoder Design for an MIMO Gaussian Wiretap Channel With Full-Duplex Source and Destination Nodes

Lingxiang Li, Zhi Chen, Athina P. Petropulu, Jun Fang

Published Sep 25, 2017• 9 citations
Publisher

Abstract

This paper investigates and quantifies the advantages of a Full-Duplex (FD) transmitter/receiver pair in improving the secrecy rate of the system. We consider a linear precoder design for a multiple-input multiple-output Gaussian wiretap channel, which comprises two legitimate nodes, i.e., Alice and Bob, operating in FD mode and exchanging confidential messages in the presence of a passive eavesdropper. Using the sum secrecy degrees of freedoms (sum SDoFs) as metric, we formulate an optimization problem with respect to Alice's and Bob's precoding matrices. In order to solve this problem, we first propose a cooperative secrecy transmission scheme, whose feasible set is sufficient to achieve the maximum sum SDoF. Based on that feasible set, we then determine in closed form the maximum achievable sum SDoF and also provide a method for constructing the precoding matrix pair, which achieves the maximum sum SDoF. The latter pair would be near-optimal in terms of the achievable secrecy sum rate in the high signal-to-noise ratio (SNR) regime. By providing the maximum achievable sum SDoF as a function of the number of antennas, one could select the optimal system parameters to further maximize the achievable sum SDoF. We use simulations to evaluate the performance of the proposed precoding matrices in realistic channel scenarios and at various levels of the SNR.

DOI
10.1109/tifs.2017.2756350

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This paper investigates and quantifies the advantages of a Full-Duplex (FD) transmitter/receiver pair in improving the secrecy rate of the system. We consider a linear precoder design for a multiple-input multiple-output Gaussian wiretap channel, which comprises two legitimate nodes, i.e., Alice and Bob, operating in FD mode and exchanging confidential messages in the presence of a passive eavesdropper. Using the sum secrecy degrees of freedoms (sum SDoFs) as metric, we formulate an optimization problem with respect to Alice's and Bob's precoding matrices. In order to solve this problem, we first propose a cooperative secrecy transmission scheme, whose feasible set is sufficient to achieve the maximum sum SDoF. Based on that feasible set, we then determine in closed form the maximum achievable sum SDoF and also provide a method for constructing the precoding matrix pair, which achieves the maximum sum SDoF. The latter pair would be near-optimal in terms of the achievable secrecy sum rate in the high signal-to-noise ratio (SNR) regime. By providing the maximum achievable sum SDoF as a function of the number of antennas, one could select the optimal system parameters to further maximize the achievable sum SDoF. We use simulations to evaluate the performance of the proposed precoding matrices in realistic channel scenarios and at various levels of the SNR.
We consider linear precoder design for a multiple-input multiple-output (MIMO) Gaussian wiretap channel, which comprises two legitimate nodes, i.e., Alice and Bob, operating in Full-Duplex (FD) mode and exchanging confidential messages in the presence of a passive eavesdropper. Using the sum secrecy degrees of freedoms (sum S.D.o.F.) as reliability measure, we formulate an optimization problem with respect to the precoding matrices. In order to solve this problem, we first propose a cooperative secrecy transmission scheme, and prove that its feasible set is sufficient to achieve the maximum sum S.D.o.F.. Based on that feasible set, we then determine the maximum achievable sum S.D.o.F. in closed form, and provide a method for constructing the precoding matrix pair which achieves the maximum sum S.D.o.F.. Results show that, the FD based network provides an attractive secrecy transmission rate performance.
This letter considers secrecy communication from an information-theoretic perspective, and studies the secrecy capacity of a multi-input multi-output (MIMO) Gaussian wiretap channel with a source (Alice), an eavesdropper (Eve) and a Full-Duplex (FD) legitimate receiver (Bob). Bob can allocate part of his antennas to transmit jamming signals to impair Eve’s channel. Our goal is to identify the secrecy capacity behavior in the high signal-to-noise ratio (SNR) regimes, i.e., the maximal achievable secure degrees of freedom (S.D.o.F). Such S.D.o.F maximization is generally difficult to solve since it requires to face a nonlinear fractional problem. To deal with this issue, we first propose a cooperative secrecy transmission scheme, and prove its optimality in the sense of achieving the maximal S.D.o.F.. By studying this proposed transmission scheme, we obtain the maximal achievable S.D.o.F. in closed form for any given antenna allocation at Bob. Based on this closed-form result, we further analytically derive the optimal antenna allocation at Bob. To the best of our knowledge, this is the first time that the benefit brought by using the FD jamming Bob has been quantified.
This paper considers a scenario in which an Alice-Bob pair wishes to communicate in secret in the presence of an active Eve, who is capable of jamming as well as eavesdropping and operates in full-duplex (FD) mode. As countermeasure, Bob operates in FD mode, using a subset of its antennas to receive, and the remaining antennas to transmit jamming noise. Alice and Bob employ linear precoding, and all nodes use Gaussian code books. In that context, our goal is to maximize the achievable secrecy degrees of freedom (S.D.o.F.) of the system. We provide the optimal receive/transmit antennas allocation at Bob, based on which we determine in closed form the maximum achievable S.D.o.F. We also provide a method for constructing the precoding matrices of Alice and Bob, based on which the maximum S.D.o.F. can be achieved. We further investigate the adverse scenario in which Eve knows Bob's transmission strategy and optimizes its transmit/receive antennas allocation in order to minimize the achievable S.D.o.F. For that case, we find the worst case achievable S.D.o.F. Numerical results validate the theoretical findings and demonstrate the performance of the proposed method.
In this paper, we investigate the secrecy rate of finite alphabet communications over multiple-input, multiple-output, multiple-antenna eavesdropper (MIMOME) systems. Traditional precoder designs at the transmitter for achieving secrecy capacity (maximum secrecy rate) for MIMOME systems are developed according to the assumption of Gaussian input signals. Such designs may risk substantial secrecy rate loss when Gaussian inputs are replaced by practical finite alphabet inputs. To address this issue, we propose a linear precoding design to directly maximize the secrecy rate for MIMOME systems under the constraint of finite alphabet input. Exploiting convex optimization and matrix calculus, we present necessary conditions required of the optimal precoding design and develop an iterative algorithm for finding an efficient precoder. With finite alphabet input signals, maximum transmission power no longer corresponds to maximum secrecy rate as in the case of Gaussian input. We further derive closed-form results on the optimal transmission design for maximizing secrecy rate in low signal-to-noise ratio (SNR) region and near-optimal transmission power in a high SNR region.
This paper considers secrecy communication from a signal processing point of view, and studies the maximal achievable secrecy degrees of freedoms (S.D.o.F.) of a helper-assisted Gaussian wiretap channel, consisting of a source, a legitimate receiver, an eavesdropper and an external helper. Each terminal is equipped with multiple antennas. We first propose a cooperative secrecy transmission scheme, and show that it achieves the maximal secrecy degrees of freedom. We then propose a heuristic method, through which, we solve analytically the optimization problem associated with the proposed cooperative secrecy transmission scheme. By this way, we obtain the maximal achievable S.D.o.F. and also the precoding matrices which achieve the maximal S.D.o.F. in closed-form.
In this paper, we investigate the secrecy rate of finite-alphabet communications over multiple-input-multiple-output-multiple-antenna eavesdropper (MIMOME) channels. Traditional precoding designs based on Gaussian input assumption may lead to substantial secrecy rate loss when the Gaussian input is replaced by practical finite-alphabet input. To address this issue, we investigate linear precoding designs to directly maximize the secrecy rate for MIMOME systems under the constraint of finite-alphabet input. By exploiting the theory of Karush-Kuhn-Tucker (KKT) analysis and matrix calculus, we first present necessary conditions of the optimal precoding design when instantaneous channel-state information (CSI) of the eavesdropper is known at the transmitter. In this light, an iterative algorithm for finding the optimal precoding matrix is developed, utilizing a gradient decent method with backtracking line search. Moreover, we find that the beamforming design in MIMONE systems, which is a secrecy-capacity-achieving approach for Gaussian signaling, no longer provides the maximum secrecy rate for finite-alphabet input data. This case is substantially different from the Gaussian input case. In addition, we derive the closed-form results on the precoding matrix, which maximizes the secrecy rate in the low signal-to-noise ratio (SNR) region, and reveal the optimal precoding structure in the high-SNR region. A novel jamming signal generation method that draws on the CSI of the eavesdropper to additionally increase the secrecy rate is further proposed. The precoding design with only statistical CSI of the eavesdropper available at the transmitter is also considered. Numerical results show that the proposed designs provide significant gains over recent precoding designs through a power control policy and the precoding design with the Gaussian input assumption in various scenarios.