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Bulletin of the American Physical Society

Anyon and Loop Braiding Statistics in Field Theories with a Topological $\Theta$-term

Zhen Bi, Yi‐Zhuang You, Cenke Xu

Published Mar 3, 2015• 0 citations
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Topological phases of matter

Pak On Chan

Topological phases are gapped quantum phases of matter classified beyond the paradigm of Landau's symmetry breaking theory. In particular, topologically ordered phases are topological phases with topological order. Unlike the conventional symmetry-breaking order described by local order parameter, topological order is characterized by the excitations. For example, in (2+1)D topologically ordered phases, there are particle-like excitations called anyons. In contrast, in (3+1)D topologically ordered phases, there are both particle-like and loop-like excitations. These excitations exhibit braiding statistics, meaning that carrying one excitation adiabatically around another transform the ground state by a phase (or generally a unitary transformation). The braiding statistics of these excitations serves as a crucial ingredient in characterizing the topological order in these phases. One important aspect is to understand the braiding statistics in topologically ordered phases. While the anyonic braiding statistics in (2+1)D topologically ordered phases is well established, the braiding statistics in (3+1)D topologically ordered phases is far from clear. In (3+1)D, the most well-understood braiding statistics is the particle-loop braiding statistics, where a particle winds around a loop excitation acquires an Aharonov Bohm phase. In the thesis, we introduce a new braiding statistics, which we called the Borromean-Rings braiding statistics. It is a particle-loop-loop braiding statistics where a particle travels around two unlinked loops acquires a braiding phase. Unlike the particle-loop braiding, the particle trajectory in the Borromean-Rings braiding is not linked with any of the two loops. Another important aspect is to probe the topological order in topologically ordered phases. One usual way to probe the topological order is to examine the properties of the phases on various orientable surfaces. For example, for (2+1)D topologically ordered phases, the number of degenerate ground states on Torus counts the number of anyons. Also, ground state transformation under twisting the torus encodes the braiding data. In the thesis, we attempt to probe the topological order by putting the phases on non-orientable surfaces. We find that the ground state degeneracy and the ground state transformation reveals a special kind of anyons, called the parity symmetric anyons, which show a lost of orientation in their braiding statistics. They in turn distinguish different topological order. Even without topological order, there can be non-trivial topological phases in the presence of global symmetry. These topological phases are called the symmetry protected topological phases. For example, (3+1)D fermionic matter with time reversal symmetry and charge conservation symmetry has a non-trivial phase, namely the topological insulators. While the bulk of the topological insulators behaves like trivial insulators, the surface is anomalous with odd number of massless dirac fermions. While most of the understanding of topological insulators is developed upon the free fermion picture, such phase survives under interaction. In the thesis, we derive hydrodynamic field theory for the topological insulators by functional bosonization. Such formulation is robust against interaction. In addition, by suitably incorporating electron interactions, we predict new topological phases, called the fractional topological insulators. Besides, the surface theory of topological insulators also justify the famous duality between free massless dirac fermion and QED_3.

•Dec 3, 2018•0 citations

Infinite-component $BF$ field theory: Connection of fracton order, Toeplitz braiding, and non-Hermitian amplification

Bo-Xi Li, Peng Ye

Building on the infinite-component Chern--Simons theory of three-dimensional fracton phases by Ma et al. [Phys. Rev. B 105, 195124 (2022)] and the Toeplitz braiding of anyons by Li et al.~[Phys. Rev B 110, 205108 (2024)], we show that stacking $(3+1)$D $BF$ topological field theories, which serve as low-energy effective descriptions of a class of three-dimensional topological orders, along a fourth spatial direction gives rise to an exotic class of four-dimensional fracton phases. Their low-energy physics is governed by a new field-theoretic framework, namely \textit{infinite-component $BF$} (i$BF$) \textit{theories}, characterized by asymmetric integer Toeplitz $K$ matrices. Under open boundary conditions along the stacking direction, i$BF$ theories with properly chosen $K$ matrices exhibit a striking phenomenon termed \textit{Toeplitz particle--loop braiding}, where a particle and a loop placed on opposite three-dimensional boundaries acquire a strongly oscillating yet robustly nonvanishing braiding phase even at infinite separation. This nonlocal braiding admits a geometric interpretation: adiabatically transporting the particle induces a winding boundary trajectory on the opposite boundary that encircles the loop. We show that this robustness originates from boundary zero singular modes (ZSMs) of Toeplitz $K$ matrices revealed by singular value decomposition, rather than from boundary zero eigenmodes responsible for previously known Toeplitz braiding of anyons, and that the same ZSM mechanism also underlies directional amplification in the rapidly developing field of non-Hermitian physics. We analytically and numerically study representative i$BF$ theories with Hatano--Nelson--type and non-Hermitian Su--Schrieffer--Heeger--type $K$ matrices, establishing a universal correspondence between ZSMs and Toeplitz particle--loop braiding.

cond-mat.str-elCross-listedarXiv:2511.09301•Physical review. B./Physical review. B•Nov 13, 2025•1 citation

Topological Phases of Matter

Topological phases are gapped quantum phases of matter classified beyond the paradigm of Landau's symmetry breaking theory.In particular, topologically ordered phases are topological phases with topological order.Unlike the conventional symmetry-breaking order described by local order parameter, topological order is characterized by the excitations.For example, in (2+1)D topologically ordered phases, there are particle-like excitations called anyons.In contrast, in (3+1)D topologically ordered phases, there are both particle-like and loop-like excitations.These excitations exhibit braiding statistics, meaning that carrying one excitation adiabatically around another transform the ground state by a phase (or generally a unitary transformation).The braiding statistics of these excitations serves as a crucial ingredient in characterizing the topological order in these phases.One important aspect is to understand the braiding statistics in topologically ordered phases.While the anyonic braiding statistics in (2+1)D topologically ordered phases is well established, the braiding statistics in (3+1)D topologically ordered phases is far from clear.In (3+1)D, the most well-understood braiding statistics is the particle-loop braiding statistics, where a particle winds around a loop excitation acquires an Aharonov Bohm phase.In the thesis, we introduce a new braiding statistics, which we called the Borromean-Rings braiding statistics.It is a particleloop-loop braiding statistics where a particle travels around two unlinked loops acquires a braiding phase.Unlike the particle-loop braiding, the particle trajectory in the Borromean-Rings braiding is not linked with any of the two loops.Another important aspect is to probe the topological order in topologically ordered phases.One usual way to probe the topological order is to examine the properties of the phases on various orientable surfaces.For example, for (2+1)D topologically ordered phases, the number of degenerate ground states on Torus counts the number of anyons.Also, ground state transformation under twisting the torus encodes the braiding data.In the thesis, we attempt to probe the topological order by putting the phases on non-orientable surfaces.We find that the ground state degeneracy and the ground state transformation reveals a special kind of anyons, called the parity symmetric anyons, which show a lost of orientation in their braiding statistics.They in turn distinguish different topological order.Even without topological order, there can be non-trivial topological phases in the presence of global symmetry.These topological phases are called the symmetry protected topological phases.For example, (3+1)D fermionic matter with time reversal symmetry and charge conservation symmetry has a non-trivial phase, namely the topological I would like to give my sincere thanks to my advisor Shinsei Ryu.Throughout my PhD study, he taught me a lot about condensed matter physics, particularly on the forefront subjects in topological phases.Under his supervision, I worked on different abstract yet inspiring topics on topological phases.His guide is always clear with mathematical interpretation and physical insight.His advice not only guided me though the research, but also shaped my views and thinking.From my advisor, I learnt the way to convey difficult ideas

CRC Press eBooks•Dec 13, 2016•1 citation
Anyon and Loop Braiding Statistics in Field Theories with a Topological Θ\ThetaΘ-term
We demonstrate that the anyon statistics and three-loop statistics of various 2d2d2d and 3d3d3d topological phases can be derived using semiclassical nonlinear sigma model field theories with a topological $\ensuremath{\Theta}$ term. In our formalism, the braiding statistics has a natural geometric meaning: The braiding process of anyons or loops leads to a nontrivial field configuration in the space-time, which will contribute a braiding phase factor due to the $\ensuremath{\Theta}$ term.
Topological phases are gapped quantum phases of matter classified beyond the paradigm of Landau's symmetry breaking theory. In particular, topologically ordered phases are topological phases with topological order. Unlike the conventional symmetry-breaking order described by local order parameter, topological order is characterized by the excitations. For example, in (2+1)D topologically ordered phases, there are particle-like excitations called anyons. In contrast, in (3+1)D topologically ordered phases, there are both particle-like and loop-like excitations. These excitations exhibit braiding statistics, meaning that carrying one excitation adiabatically around another transform the ground state by a phase (or generally a unitary transformation). The braiding statistics of these excitations serves as a crucial ingredient in characterizing the topological order in these phases. One important aspect is to understand the braiding statistics in topologically ordered phases. While the anyonic braiding statistics in (2+1)D topologically ordered phases is well established, the braiding statistics in (3+1)D topologically ordered phases is far from clear. In (3+1)D, the most well-understood braiding statistics is the particle-loop braiding statistics, where a particle winds around a loop excitation acquires an Aharonov Bohm phase. In the thesis, we introduce a new braiding statistics, which we called the Borromean-Rings braiding statistics. It is a particle-loop-loop braiding statistics where a particle travels around two unlinked loops acquires a braiding phase. Unlike the particle-loop braiding, the particle trajectory in the Borromean-Rings braiding is not linked with any of the two loops. Another important aspect is to probe the topological order in topologically ordered phases. One usual way to probe the topological order is to examine the properties of the phases on various orientable surfaces. For example, for (2+1)D topologically ordered phases, the number of degenerate ground states on Torus counts the number of anyons. Also, ground state transformation under twisting the torus encodes the braiding data. In the thesis, we attempt to probe the topological order by putting the phases on non-orientable surfaces. We find that the ground state degeneracy and the ground state transformation reveals a special kind of anyons, called the parity symmetric anyons, which show a lost of orientation in their braiding statistics. They in turn distinguish different topological order. Even without topological order, there can be non-trivial topological phases in the presence of global symmetry. These topological phases are called the symmetry protected topological phases. For example, (3+1)D fermionic matter with time reversal symmetry and charge conservation symmetry has a non-trivial phase, namely the topological insulators. While the bulk of the topological insulators behaves like trivial insulators, the surface is anomalous with odd number of massless dirac fermions. While most of the understanding of topological insulators is developed upon the free fermion picture, such phase survives under interaction. In the thesis, we derive hydrodynamic field theory for the topological insulators by functional bosonization. Such formulation is robust against interaction. In addition, by suitably incorporating electron interactions, we predict new topological phases, called the fractional topological insulators. Besides, the surface theory of topological insulators also justify the famous duality between free massless dirac fermion and QED_3.
Infinite-component BFBFBF field theory: Connection of fracton order, Toeplitz braiding, and non-Hermitian amplification
Building on the infinite-component Chern--Simons theory of three-dimensional fracton phases by Ma et al. [Phys. Rev. B 105, 195124 (2022)] and the Toeplitz braiding of anyons by Li et al.~[Phys. Rev B 110, 205108 (2024)], we show that stacking (3+1)(3+1)(3+1)D BFBFBF topological field theories, which serve as low-energy effective descriptions of a class of three-dimensional topological orders, along a fourth spatial direction gives rise to an exotic class of four-dimensional fracton phases. Their low-energy physics is governed by a new field-theoretic framework, namely \textit{infinite-component BFBFBF} (iBFBFBF) \textit{theories}, characterized by asymmetric integer Toeplitz KKK matrices. Under open boundary conditions along the stacking direction, iBFBFBF theories with properly chosen KKK matrices exhibit a striking phenomenon termed \textit{Toeplitz particle--loop braiding}, where a particle and a loop placed on opposite three-dimensional boundaries acquire a strongly oscillating yet robustly nonvanishing braiding phase even at infinite separation. This nonlocal braiding admits a geometric interpretation: adiabatically transporting the particle induces a winding boundary trajectory on the opposite boundary that encircles the loop. We show that this robustness originates from boundary zero singular modes (ZSMs) of Toeplitz KKK matrices revealed by singular value decomposition, rather than from boundary zero eigenmodes responsible for previously known Toeplitz braiding of anyons, and that the same ZSM mechanism also underlies directional amplification in the rapidly developing field of non-Hermitian physics. We analytically and numerically study representative iBFBFBF theories with Hatano--Nelson--type and non-Hermitian Su--Schrieffer--Heeger--type KKK matrices, establishing a universal correspondence between ZSMs and Toeplitz particle--loop braiding.
Topological phases are gapped quantum phases of matter classified beyond the paradigm of Landau's symmetry breaking theory.In particular, topologically ordered phases are topological phases with topological order.Unlike the conventional symmetry-breaking order described by local order parameter, topological order is characterized by the excitations.For example, in (2+1)D topologically ordered phases, there are particle-like excitations called anyons.In contrast, in (3+1)D topologically ordered phases, there are both particle-like and loop-like excitations.These excitations exhibit braiding statistics, meaning that carrying one excitation adiabatically around another transform the ground state by a phase (or generally a unitary transformation).The braiding statistics of these excitations serves as a crucial ingredient in characterizing the topological order in these phases.One important aspect is to understand the braiding statistics in topologically ordered phases.While the anyonic braiding statistics in (2+1)D topologically ordered phases is well established, the braiding statistics in (3+1)D topologically ordered phases is far from clear.In (3+1)D, the most well-understood braiding statistics is the particle-loop braiding statistics, where a particle winds around a loop excitation acquires an Aharonov Bohm phase.In the thesis, we introduce a new braiding statistics, which we called the Borromean-Rings braiding statistics.It is a particleloop-loop braiding statistics where a particle travels around two unlinked loops acquires a braiding phase.Unlike the particle-loop braiding, the particle trajectory in the Borromean-Rings braiding is not linked with any of the two loops.Another important aspect is to probe the topological order in topologically ordered phases.One usual way to probe the topological order is to examine the properties of the phases on various orientable surfaces.For example, for (2+1)D topologically ordered phases, the number of degenerate ground states on Torus counts the number of anyons.Also, ground state transformation under twisting the torus encodes the braiding data.In the thesis, we attempt to probe the topological order by putting the phases on non-orientable surfaces.We find that the ground state degeneracy and the ground state transformation reveals a special kind of anyons, called the parity symmetric anyons, which show a lost of orientation in their braiding statistics.They in turn distinguish different topological order.Even without topological order, there can be non-trivial topological phases in the presence of global symmetry.These topological phases are called the symmetry protected topological phases.For example, (3+1)D fermionic matter with time reversal symmetry and charge conservation symmetry has a non-trivial phase, namely the topological I would like to give my sincere thanks to my advisor Shinsei Ryu.Throughout my PhD study, he taught me a lot about condensed matter physics, particularly on the forefront subjects in topological phases.Under his supervision, I worked on different abstract yet inspiring topics on topological phases.His guide is always clear with mathematical interpretation and physical insight.His advice not only guided me though the research, but also shaped my views and thinking.From my advisor, I learnt the way to convey difficult ideas