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IET Communications

Physical layer secrecy performance of multiple antennas transmission with partial legitimate user CSI

Tingnan Bao, Hong‐Chuan Yang, Mazen O. Hasna

Published Jun 12, 2019• 5 citations
Publisher

Abstract

Conventional beamforming transmission techniques can enhance physical layer secrecy performance while requiring the full channel state information (CSI) of legitimate users and even that of eavesdroppers at the transmitter. However, providing full CSI of legitimate users at the transmitter can be challenging in practice. Thus, it is of considerable interest to enhance secrecy performance with partial CSI of legitimate users at the transmitter. Random unitary beamforming (RUB) is a low‐complexity multiple antennas transmission scheme requiring limited CSI. In this study, the authors investigate the secrecy performance of RUB transmission over multiple‐input single‐output single‐eavesdropper and multiuser multiple‐input multiple‐output single‐eavesdropper channels. They also propose a novel RUB‐based artificial noise (AN) method for multiple antennas communication system. They derive the closed‐form expressions of the exact and the asymptotic ergodic secrecy rate and the secrecy outage probability for these transmission scenarios. Numerical results are presented to illustrate the trade‐off between performance and complexity of the resulting physical layer security design. They show that the deployment of RUB and RUB‐based AN offers an attractive solution for enhancing the security of wireless transmission systems.

DOI
10.1049/iet-com.2019.0198

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•Jan 1, 2020•0 citations
Conventional beamforming transmission techniques can enhance physical layer secrecy performance while requiring the full channel state information (CSI) of legitimate users and even that of eavesdroppers at the transmitter. However, providing full CSI of legitimate users at the transmitter can be challenging in practice. Thus, it is of considerable interest to enhance secrecy performance with partial CSI of legitimate users at the transmitter. Random unitary beamforming (RUB) is a low‐complexity multiple antennas transmission scheme requiring limited CSI. In this study, the authors investigate the secrecy performance of RUB transmission over multiple‐input single‐output single‐eavesdropper and multiuser multiple‐input multiple‐output single‐eavesdropper channels. They also propose a novel RUB‐based artificial noise (AN) method for multiple antennas communication system. They derive the closed‐form expressions of the exact and the asymptotic ergodic secrecy rate and the secrecy outage probability for these transmission scenarios. Numerical results are presented to illustrate the trade‐off between performance and complexity of the resulting physical layer security design. They show that the deployment of RUB and RUB‐based AN offers an attractive solution for enhancing the security of wireless transmission systems.
Random unitary beamforming (RUB) is a multiple antenna transmission scheme requiring limited channel state information (CSI) with low computational complexity. In this paper, we investigate the security performance of RUB over a multiple-input single-output single-eavesdropper (MISOSE) broadcast channel. We derive the closed-form expressions of ergodic secrecy rate and the secrecy outage probability (SOP) of the resulting design. Meanwhile, the effect of artificial noise (AN) on physical layer (PHY) security performance of RUB-based MISOSE transmission is also investigated. Numerical results are presented to illustrate the tradeoff between performance and complexity of the proposed PHY security design. We show that the deployment of RUB offers an attractive solution for enhancing the security of wireless transmission systems.
In this paper, we consider the downlink transmission over a single-cell massive multiple-input-multiple-output (MIMO) system in the presence of multiple single-antenna eavesdroppers (massive MIMOME). We concentrate on the practical scenario where partial channel state information (CSI) of legitimate users and no CSI of eavesdroppers are available at the base station and consider both types of eavesdroppers including the non-colluding and colluding eavesdroppers. Random unitary beamforming (RUB) based scheme is used to describe the partial CSI of legitimate users. We derive the closed-form expression of ergodic secrecy rate for RUB based massive MIMOME transmission, and its single legitimate user particular case. We also present numerical results to illustrate the performance-complexity tradeoff among different massive MIMO transmission schemes. We show that RUB based scheme can enhance secrecy performance of massive MIMO transmission with lower implementation complexity.
The issues of the physical layer security are studied, where one transmitter (Alice), one full‐duplex (FD) legitimate receiver (Bob) and one multi‐antenna jammer (Charlie) are considered to defend against multiple passive and non‐colluding eavesdroppers (Eves), for multiple‐input multiple‐output wiretap channels. With the assumption that the complete channel state information (CSI) for main channels and the statistical CSI for Eves' channels are available, an improved secrecy transmission design is proposed to minimise the secrecy outage probability (SOP), under the minimum secrecy rate requirement. In addition to integrating artificial noise aided transmit beamforming and multi‐antenna cooperative jammer to impair Eves' channels, which is widely used in many existing works, a FD legitimate receiver is applied together to further enhance physical layer security. Based on the basic probability theory and convex optimisation, the accurate closed‐form expression of the SOP is derived, and the impacts on secrecy performance are described, including the qualities of main channels, the Alice's transmit power and the number of Eves. Numerical results show that the proposed scheme using the FD Bob can significantly enhance the system security, as compared with that employing the half‐duplex Bob.
The use of multiple‐antenna arrays has attracted much attention for the physical layer security of wireless systems, where the so‐called artificial‐noise solution can be applied to enhance the communication confidentiality. In the first part of this study, the authors consider secure communication over a multiple‐input single‐output Rayleigh‐fading channel in the presence of a multiple‐antenna eavesdropper – referred to as a multiple‐input single‐output multiple‐eavesdropper (MISOME) wiretap channel. Specifically, secure beamforming with artificial noise is treated when the transmitter has access to full channel state information (CSI) of a legitimate channel but only partial CSI of an eavesdropper channel. First, the optimal power allocation between the information‐bearing signal and artificial noise (or simulated interference) is derived to maximise the achievable secrecy rate in the presence of a weak or strong eavesdropper. Then, the first‐order optimal power allocation strategy is developed in a switched fashion by selecting the best of weak‐ and strong‐eavesdropper solutions for a general eavesdropping attack, and a closed‐form expression is derived for the ergodic secrecy rate achieved by secure beamforming with this switched power allocation in the MISOME wiretap channel. The numerical results show that the switched power allocation is a simple but effective approach that nearly achieves the optimal secrecy rate.
This study analyses the physical layer security in the wiretap channel for multiple‐input–multiple‐output transmit‐beamforming (TB) systems with maximal ratio combining (MRC) receivers. The TB is designed to maximise the signal‐to‐noise ratio (SNR) at the main receiver output. The authors assume that both legitimate and eavesdropper receivers have the knowledge of their own channel state information (CSI). Furthermore, they consider that the transmitter has the full CSI of the main channel and does not have the CSI of the eavesdropper's channel. At the eavesdropper, two combining methods are considered: (i) MRC technique and (ii) selection combining method. They derive closed‐form expressions for the exact secrecy outage probability (SOP) and the probability of strictly positive secrecy capacity. Expressions of the asymptotic SOP and the asymptotic ε ‐outage secrecy capacity are also derived. The secrecy diversity order and the secrecy SNR gain are then obtained.
Traditional cryptographic encryption techniques at higher layers require a certain form of information sharing between the transmitter and the legitimate user to achieve security. Besides, it also assumes that the eavesdropper has an insufficient computational capability to decrypt the ciphertext without the shared information. However, traditional cryptographic encryption techniques may be insufficient or even not suit- able in wireless communication systems. Physical layer security (PLS) can enhance the security of wireless communications by leveraging the physical nature of wireless transmission. Thus, in this thesis, we study the PLS performance in emerging wireless transmission systems. The thesis consists of two main parts. We first consider the PLS design and analysis for ground-based networks em- ploying random unitary beamforming (RUB) scheme at the transmitter. With RUB technique, the transmitter serves multiple users with pre-designed beamforming vectors, selected using limited channel state information (CSI). We study multiple-input single-output single-eavesdropper (MISOSE) transmission system, multi-user multiple-input multiple-output single-eavesdropper (MU-MIMOSE) transmission system, and massive multiple-input multiple-output multiple-eavesdropper (massive MI- MOME) transmission system. The closed-form expressions of ergodic secrecy rate and the secrecy outage probability (SOP) for these transmission scenarios are derived. Besides, the effect of artificial noise (AN) on secrecy performance of RUB-based transmission is also investigated. Numerical results are presented to illustrate the trade-off between performance and complexity of the resulting PLS design. We then investigate the PLS design and analysis for unmanned aerial vehicle (UAV)-based networks. We first study the secrecy performance of UAV-assisted relaying transmission systems in the presence of a single ground eavesdropper. We derive the closed-form expressions of ergodic secrecy rate and intercept probability. When multiple aerial and ground eavesdroppers are located in the UAV-assisted relaying transmission system, directional beamforming technique is applied to enhance the secrecy performance. Assuming the most general κ-μ shadowed fading channel, the SOP performance is obtained in the closed-form expression. Exploiting the derived expressions, we investigate the impact of different parameters on secrecy performance. Besides, we utilize a deep learning approach in UAV-based network analysis. Numerical results show that our proposed deep learning approach can predict secrecy performance with high accuracy and short running time.