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Emergent Phases of Quantum Matter In Strongly Correlated Mott Insulators

Jason Iaconis

Published Jan 1, 2018• 0 citations
OpenAlex

Abstract

Strongly correlated electron systems have the potential to host very exoticphases of matter. In order to have relevance to real materials, this exoticphysics often must emerge from relatively simple models. The quantumwavefunctions which describe such phases may bear little resemblance to theoriginal microscopic models. In these cases a variety of complex analytictools often must be supplemented with controlled numerical calculations tofully understand the essential behavior of these models. In this dissertation,we study such quantum phases of matter and their relationship to real materials.We focus on three main problems. First, we explore the relationship betweenstrong spin-orbit coupling and spin liquid physics by studying a very generalmodel on the triangular lattice where spin-orbit coupling leads to the presenceof highly anisotropic interactions. We use variational Monte Carlo to study bothU(1) quantum spin liquid states and ordered ones, via the Gutzwiller projectedfermion construction. We thereby obtain the ground state phase diagram in thisphase space. We furthermore consider effects beyond the Gutzwiller wavefunctionsfor the spinon Fermi surface quantum spin liquid, which are of particularimportance when spin-orbit coupling is present.Second we show that the interplay between a high density two-dimensional electrongas and localized electrons in a neighboring Mott insulator leads to kineticmagnetism unique to the Mott/band insulator interface. Our study is based upona bilayer Hubbard model at $U=\\infty$ with a potential difference between thetwo layers. We combine analytic results with DMRG simulations to show thatmagnetism, and especially kinetic ferromagnetism, is greatly enhanced relative by theproximity of the two subsystems. Third we study the effect of interactions on the properties of a model 2Dtopological Kondo insulator phase. We introduce a model Hamiltonian which webelieve captures the essential physics of the different competing phases.Perhaps the most dramatic example of many-body physics in symmetry protectedtopological phases is the existence of exotic gapless edge states. We comment onthe potentially dramatic effects that interactions can have on such edge states.

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Strongly correlated electron systems have the potential to host very exoticphases of matter. In order to have relevance to real materials, this exoticphysics often must emerge from relatively simple models. The quantumwavefunctions which describe such phases may bear little resemblance to theoriginal microscopic models. In these cases a variety of complex analytictools often must be supplemented with controlled numerical calculations tofully understand the essential behavior of these models. In this dissertation,we study such quantum phases of matter and their relationship to real materials.We focus on three main problems. First, we explore the relationship betweenstrong spin-orbit coupling and spin liquid physics by studying a very generalmodel on the triangular lattice where spin-orbit coupling leads to the presenceof highly anisotropic interactions. We use variational Monte Carlo to study bothU(1) quantum spin liquid states and ordered ones, via the Gutzwiller projectedfermion construction. We thereby obtain the ground state phase diagram in thisphase space. We furthermore consider effects beyond the Gutzwiller wavefunctionsfor the spinon Fermi surface quantum spin liquid, which are of particularimportance when spin-orbit coupling is present.Second we show that the interplay between a high density two-dimensional electrongas and localized electrons in a neighboring Mott insulator leads to kineticmagnetism unique to the Mott/band insulator interface. Our study is based upona bilayer Hubbard model at U=inftyU=\\inftyU=infty with a potential difference between thetwo layers. We combine analytic results with DMRG simulations to show thatmagnetism, and especially kinetic ferromagnetism, is greatly enhanced relative by theproximity of the two subsystems. Third we study the effect of interactions on the properties of a model 2Dtopological Kondo insulator phase. We introduce a model Hamiltonian which webelieve captures the essential physics of the different competing phases.Perhaps the most dramatic example of many-body physics in symmetry protectedtopological phases is the existence of exotic gapless edge states. We comment onthe potentially dramatic effects that interactions can have on such edge states.
We discuss the appearance of quantum orders in the Hubbard model for interacting electrons, at half-filling. Such phases do not have local order parameters and need to be characterized by the quantum mechanical properties of their ground state. On one hand, we study the Mott transition from a metal to a spin liquid insulator in two dimensions, of potential relevance to some layered organic compounds. The correlation-driven transition occurs at fixed filling and involves fractionalization of the electron: upon entering the insulator, a Fermi surface of neutral spinons coupled to an internal gauge field emerges. We focus on the transport properties near the quantum critical point and find that the emergent gauge fluctuations play a key role in determining the universal scaling. Second, motivated by a class of three-dimensional transition metal oxides, the pyrochlore iridates, we study the interplay of non-trivial band topology and correlations. Building on the strong spin orbit coupling in these compounds, we construct a general microscopic Hubbard model and determine its mean-field phase diagram, which contains topological insulators, Weyl semimetals, axion insulators and various antiferromagnets. We also discuss the effects many-body correlations on theses phases. We close by examining a fractionalized topological insulator that combines the two main themes of the thesis: fractionalization and non-trivial band topology. Specifically, we study how the two-dimensional protected surface states of a topological Mott insulator interact with a three-dimensional emergent gauge field. Various correlation effects on observables are identified.
The strong interest in strongly correlated systems in condensed matter physics has continued unabated for the past few decades. In recent years, the number of novel, exotic quantum phases found in theoretical studies has seen a phenomenal rise. Among those interesting quantum states are bose liquids and spin liquids, where strong quantum fluctuations have prevented the systems from developing a long range order. Our work in this thesis seeks to further the understanding of frustrated systems. In the study of a hard-core boson model with ring-only exchange interactions on a square lattice, we obtain concrete numerical realization of the unconventional Exciton Bose Liquid (EBL) phase, which possesses interesting properties such as a "Bose surface" which resembles the Fermi surface in a metal, as well as unusual thermodynamic properties such as a T Log T dependence for specific heat. An equally important result from this work is the demonstration that the widely used Gutzwiller projection on slave-particle wave functions may generally fail to capture the correct long wavelength physics in the respective systems. For the Heisenberg antiferromagnet on the kagome lattice, which is a promising candidate for realizing a spin-disordered ground state, our variational study shows that the projected Schwinger boson wave function is energetically better than the Dirac spin liquid wave function when a small antiferromagnetic second-neighbor spin coupling is added to the nearest-neighbor model. We also study the anisotropic triangular Heisenberg antiferromagnetic in magnetic field, and find simple, yet accurate wave functions for various regions of the surprisingly rich phase diagram, thus providing insights into the energetics of the competing phases in this interesting model. Finally, our work also highlights permanent-type wave functions as potentially useful constructions in variational studies of systems with short-ranged correlations, e.g., a Mott insulator and a gapped spin liquid.
Experiments on strongly correlated quasi-two-dimensional electronic materials---for example, the high-temperature cuprate superconductors and the putative quantum spin liquids kappa-(BEDT-TTF)2Cu2(CN)3 and EtMe3Sb[Pd(dmit)2]2---routinely reveal highly mysterious quantum behavior which cannot be explained in terms of weakly interacting degrees of freedom. Theoretical progress thus requires the introduction of completely new concepts and machinery beyond the traditional framework of the band theory of solids and its interacting counterpart, Landau's Fermi liquid theory. In full two dimensions, controlled and reliable analytical approaches to such problems are severely lacking, as are numerical simulations of even the simplest of model Hamiltonians due to the infamous fermionic sign problem.Here, we attempt to circumvent some of these difficulties by studying analogous problems in quasi-one dimension. In this lower dimensional setting, theoretical and numerical tractability are on much stronger footing due to the methods of bosonization and the density matrix renormalization group, respectively. Using these techniques, we attack two problems: (1) the Mott transition between a Fermi liquid metal and a quantum spin liquid as potentially directly relevant to the organic compounds kappa-(BEDT-TTF)2Cu2(CN)3 and EtMe3Sb[Pd(dmit)2]2 and (2) non-Fermi liquid metals as strongly motivated by the strange metal phase observed in the cuprates. In both cases, we are able to realize highly exotic quantum phases as ground states of reasonable microscopic models. This lends strong credence to respective underlying slave-particle descriptions of the low-energy physics, which are inherently strongly interacting and also unconventional in comparison to weakly interacting alternatives.Finally, working in two dimensions directly, we propose a new slave-particle theory which explains in a universal way many of the intriguing experimental results of the triangular lattice organic spin liquid candidates kappa-(BEDT-TTF)2Cu2(CN)3 and EtMe3Sb[Pd(dmit)2]2. With use of large-scale variational Monte Carlo calculations, we show that this new state has very competitive trial energy in an effective spin model thought to describe the essential features of the real materials.
In this doctoral dissertation, we consider the significance of spin-orbit coupling for the phases of matter which arise for strongly correlated electrons. We explore emergent behavior in quantum many-body systems, including symmetry-breaking orders, quantum spin liquids, and unconventional superconductivity. Our study is cemented by a particular class of Mott-insulating materials, centered around a family of two- and three-dimensional iridium oxides, whose honeycomb-like lattice structure admits peculiar magnetic interactions, the so-called Kitaev exchange. By analyzing recent experiments on these compounds, we show that this unconventional exchange is the key ingredient in describing their magnetism, and then use a combination of numerical and analytical techniques to investigate the implications for the phase diagram as well as the physics of the proximate three-dimensional quantum spin liquid phases. These long-ranged-entangled fractionalized phases should exhibit special features, including finite-temperature stability as well as unconventional high-Tc superconductivity upon charge-doping, which should aid future experimental searches for spin liquid physics. Our study explores the nature of frustration and fractionalization which can arise in quantum systems in the presence of strong spin-orbit coupling.
Materials with strongly correlated electrons show a multitude of unconventional phenomena, such as superconductivity or magnetism, that cannot be explained in a single-particle picture and necessitate to take many-body effects into account. A route to explain the origin of these phenomena consists in constructing effective models for these materials that are then solved, often using numerical techniques. Paradigmatic models for two different classes of strongly correlated electron systems are investigated in this thesis: The Hubbard model is a paradigmatic model to describe the Mott metal-insulator transition (MIT) and the Kondo lattice model describes the low-energy physics in heavy fermion compounds. Both models are analyzed numerically using different variations of a quantum cluster technique, the variational cluster approximation (VCA). The first part focuses on the MIT, as it is investigated experimentally in quasi-two-dimensional charge-transfer salts. Its nature and associated universality class are still heavily discussed and both experiments and theoretical approaches come to different conclusions. In this thesis, the Mott transition is investigated on an anisotropic two-dimensional Hubbard model at half-filling. By using a control parameter, which induces this anisotropy, strong evidence for Mott quantum criticality is found in weakly coupled Hubbard chains. The results at zero temperature show that the second-order critical end point Tc of the interaction-driven metal-insulator transition can be tuned down to zero at strong anisotropy. Further results for the antiferromagnetic phase suggest a similar picture and motivate adding the anisotropy as a new axis in the phase diagram to account for a low-temperature critical end point of the Mott transition. The second part of this thesis focuses on unconventional phases that emerge in a paradigmatic model for heavy fermion systems, the Kondo lattice model. Using the VCA, the two-dimensional Kondo lattice model is investigated in the paramagnetic phase as well as in phases with broken symmetry. An antiferromagnetic phase at weak coupling and a phase with Kondo-singlet formation at strong coupling are analyzed. Within the antiferromagnetically ordered region, two phases with different Fermi-surface topology, which are separated by a discontinuous transition, are identified. The model is also tested for s-wave superconductivity as found recently using dynamical mean-field theory, but no indications for robust local pairing are seen within VCA. Instead, nodal d-wave superconductivity is found and analyzed in a large range of couplings and electron fillings, and its interplay with antiferromagnetic order at weak coupling is discussed. This motivates further studies on extended models that might allow for a close comparison with experiments on heavy fermion systems. Understanding the formation of unconventional phases in strongly correlated electron systems is not only of fundamental interest, but it is also essential for designing new functional materials. Although the results of approximate cluster techniques have to be handled with care, the new aspects presented in this thesis pave the way for further investigations in this direction.
The quantum nature of electrons emerges in various exotic ways when they are put together with quantum many-body interactions. In Mott insulating systems with strong electron correlation, frustration and strong quantum fluctuations promote localized electron spins to form nontrivial quantum paramagnetic phases such as quantum spin liquid and valence bond solid preventing the development of conventional magnetic orders. In this thesis, we study such exotic quantum phases in various different frustrated quantum magnets. First, encouraged by the spin liquid phenomenology observed in Ba3XSb2O9 (X=Cu, Ni), we investigate Z2 spin liquids on a three dimensional triangular lattice by employing the Schwinger boson mean-field theory with projective symmetry group analysis. It is found that a nematic spin liquid is energetically favorable on this lattice structure rather than symmetric spin liquids. Next, we study various valence bond solid phases that can appear in kagome lattice antiferromagnets by generalizing the recently proposed phenomenological Z2 gauge theory for the topological Z2 spin liquid state found in the nearest-neighbor kagome lattice Heisenberg model. This work provides a bridge between the topological spin liquid and valence bond solid phases previously proposed for kagome lattice antiferromagnets via vison condensation in the gauge theory. Then, we consider optical conductivity in Mott insulators as an experimental probe to detect quantum paramagnetic phases like valence bond solid. Applying this idea to deformed kagome lattice antiferromagnet Rb2Cu3SnF12 with a 12-site valence bond solid state, we estimate the size of optical conductivity in this quantum magnet. After this, another quantum paramagnet BiCu2PO6 is carefully investigated to clarify its puzzling ground state nature and quasiparticle excitations. Utilizing recent high resolution neutron scattering data, we construct a microscopic spin model and also an effective theory for the low energy spin excitations in the compound. We find significant influences of magnetic anisotropies on the ground state and quasiparticle dynamics. Lastly, we investigate emergent quantum phases in the thin film geometries of the pyrochlore iridates, where a number of exotic quantum ground states are proposed to occur in bulk materials as a result of the interplay between electron correlation and strong spin-orbit coupling. The fate of these bulk phases, as well as the novel quantum states that may arise only in a thin film setting, are studied via a theoretical model that allows layer-dependent magnetic structures.