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Physical review. B./Physical review. B

Incorporating decoherence into solid-state time-dependent density functional theory

Isabella Floss, C. Lemell, Kazuhiro Yabana, Joachim Burgdörfer

Published Jun 3, 2019• 41 citations
Publisher

Abstract

Time-dependent density functional theory (TDDFT) has developed into an efficient and versatile description of realistic extended many-electron systems driven, e.g., by strong laser fields. It accounts for the fully coherent evolution of the $N$-electron wave packet representing an isolated system. Decoherence as encountered in open systems by coupling to external degrees of freedom of a bath of, e.g., phonons or defects, is, by construction, absent. In this work we present an open-quantum system (OQS) extension of TDDFT accounting for dephasing and decoherence due to electron-phonon or defect scattering. We test the OQS-TDDFT for high-harmonic generation and irreversible changes of dielectric properties in solids driven by strong ir and mid-ir laser pulses. We present applications to diamond as a prototypical wide band-gap dielectric. For weak pulses we demonstrate the equivalence of OQS-TDDFT with the solution of the Bloch equations for the reduced one-particle density matrix while differences appear at high excitation densities. Our study highlights the importance of the accurate representation of the band structure in simulations of the harmonic spectrum. Narrow avoided crossings within the Brillouin zone can give rise to Bloch-type oscillations.

DOI
10.1103/physrevb.99.224301

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Time-dependent density functional theory (TDDFT) has developed into an efficient and versatile description of realistic extended many-electron systems driven, e.g., by strong laser fields. It accounts for the fully coherent evolution of the NNN-electron wave packet representing an isolated system. Decoherence as encountered in open systems by coupling to external degrees of freedom of a bath of, e.g., phonons or defects, is, by construction, absent. In this work we present an open-quantum system (OQS) extension of TDDFT accounting for dephasing and decoherence due to electron-phonon or defect scattering. We test the OQS-TDDFT for high-harmonic generation and irreversible changes of dielectric properties in solids driven by strong ir and mid-ir laser pulses. We present applications to diamond as a prototypical wide band-gap dielectric. For weak pulses we demonstrate the equivalence of OQS-TDDFT with the solution of the Bloch equations for the reduced one-particle density matrix while differences appear at high excitation densities. Our study highlights the importance of the accurate representation of the band structure in simulations of the harmonic spectrum. Narrow avoided crossings within the Brillouin zone can give rise to Bloch-type oscillations.
First-principles electronic structure theory explains properties of atoms, molecules and solids from underlying physical principles without input from empirical parameters. Time-dependent density functional theory (TDDFT) has emerged as arguably the most widely used first-principles method for describing the time-dependent quantum mechanics of many-electron systems. In this thesis, we will show how the fundamental principles of TDDFT can be extended and applied in two novel directions: The theory of open quantum systems (OQS) and quantum computation (QC). In the first part of this thesis, we prove theorems that establish the foundations of TDDFT for open quantum systems (OQS-TDDFT). OQS-TDDFT allows for a first principles description of non-equilibrium systems, in which the electronic degrees of freedom undergo relaxation and decoherence due to coupling with a thermal environment, such as a vibrational or photon bath. We then discuss properties of functionals in OQS-TDDFT and investigate how these differ from functionals in conventional TDDFT using an exactly solvable model system. Next, we formulate OQS-TDDFT in the linear-response regime, which gives access to environmentally broadened excitation spectra. Lastly, we present a hybrid approach in which TDDFT can be used to construct master equations from first-principles for describing energy transfer in condensed phase systems. In the second part of this thesis, we prove that the theorems of TDDFT can be extended to a class of qubit Hamiltonians that are universal for quantum computation. TDDFT applied to universal Hamiltonians implies that single-qubit expectation values can be used as the basic variables in quantum computation and information theory, rather than wavefunctions. This offers the possibility of simplifying computations by using the principles of TDDFT similar to how it is applied in electronic structure theory. Lastly, we discuss a related result; the computational complexity of TDDFT.
Real-time time-dependent density functional theory provides a first-principles description of coherent electron dynamics in laser-driven solids, but its unitary formulation cannot capture the irreversible scattering, relaxation, and decoherence processes that drive excited carriers toward equilibrium. Here, we develop a dissipative rt-TDDFT framework in which first-principles electron-phonon interactions enter the evolution of the reduced one-body density matrix through self-energy-derived collision integrals within the Born-Markov approximation. The approach retains the quantum-coherent real-time propagation of the electronic system while introducing phonon-mediated transitions that redistribute carriers in energy and crystal momentum, thereby incorporating the microscopic momentum-transfer processes responsible for relaxation in real materials. The resulting framework provides a practical first-principles route to simulate relaxation, decoherence, and time-resolved spectroscopic signatures in realistic crystalline materials.
Time-dependent density functional theory (TDDFT) has recently been extended to describe many-body open quantum systems evolving under nonunitary dynamics according to a quantum master equation. In the master equation approach, electronic excitation spectra are broadened and shifted due to relaxation and dephasing of the electronic degrees of freedom by the surrounding environment. In this paper, we develop a formulation of TDDFT linear-response theory (LR-TDDFT) for many-body electronic systems evolving under a master equation, yielding broadened excitation spectra. This is done by mapping an interacting open quantum system onto a noninteracting open Kohn-Sham system yielding the correct nonequilibrium density evolution. A pseudoeigenvalue equation analogous to the Casida equations of the usual LR-TDDFT is derived for the Redfield master equation, yielding complex energies and Lamb shifts. As a simple demonstration, we calculate the spectrum of a C(2 +) atom including natural linewidths, by treating the electromagnetic field vacuum as a photon bath. The performance of an adiabatic exchange-correlation kernel is analyzed and a first-order frequency-dependent correction to the bare Kohn-Sham linewidth based on the Görling-Levy perturbation theory is calculated.
Time-dependent density functional theory (TDDFT) has recently been extended to describe many-body open quantum systems evolving under nonunitary dynamics according to a quantum master equation. In the master equation approach, electronic excitation spectra are broadened and shifted due to relaxation and dephasing of the electronic degrees of freedom by the surrounding environment. In this paper, we develop a formulation of TDDFT linear-response theory (LR-TDDFT) for many-body electronic systems evolving under a master equation, yielding broadened excitation spectra. This is done by mapping an interacting open quantum system onto a noninteracting open Kohn–Sham system yielding the correct nonequilibrium density evolution. A pseudoeigenvalue equation analogous to the Casida equations of the usual LR-TDDFT is derived for the Redfield master equation, yielding complex energies and Lamb shifts. As a simple demonstration, we calculate the spectrum of a \\(C^{2 +}\\) atom including natural linewidths, by treating the electromagnetic field vacuum as a photon bath. The performance of an adiabatic exchange-correlation kernel is analyzed and a first-order frequency-dependent correction to the bare Kohn–Sham linewidth based on the Görling–Levy perturbation theory is calculated.
Classical molecular dynamics (MD) provides a powerful and widely used approach to determining thermodynamic properties by integrating the classical equations of motion of a system of atoms. Time-Dependent Density Functional Theory (TDDFT) provides a powerful and increasingly useful approach to integrating the quantum equations of motion for a system of electrons. TDDFT efficiently captures the unitary evolution of a many-electron state by mapping the system into a fictitious non-interacting system. In analogy to MD, one could imagine obtaining the thermodynamic properties of an electronic system from a TDDFT simulation in which the electrons are excited from their ground state by a time-dependent potential and then allowed to evolve freely in time while statistical data are captured from periodic snapshots of the system. For a variety of systems (e.g., many metals), the electrons reach an effective state of internal equilibrium due to electron-electron interactions on a time scale that is short compared to electron-phonon equilibration. During the initial time-evolution of such systems following electronic excitation, electron-phonon interactions should be negligible, and therefore, TDDFT should successfully capture the internal thermalization of the electrons. However, it is unclear how TDDFT represents the resulting thermal state. In particular, the thermal state is usually represented in quantum statistical mechanics as a mixed state, while the occupations of the TDDFT wavefunctions are fixed by the initial state in TDDFT. We work to address this puzzle by (A) reformulating quantum statistical mechanics so that thermodynamic expectations can be obtained as an unweighted average over a set of many-body pure states and (B) constructing a family of non-interacting (single determinant) TDDFT states that approximate the required many-body states for the canonical ensemble.
For the calculation of neutral excitations, time-dependent density functional theory (TDDFT) is an exact reformulation of the many-body time-dependent Schrödinger equation, based on knowledge of the density instead of the many-body wavefunction. The density can be determined in an efficient scheme by solving one-particle non-interacting Schrödinger equations—the Kohn–Sham equations. The complication of the problem is hidden in the—unknown—time-dependent exchange and correlation potential that appears in the Kohn–Sham equations and for which it is essential to find good approximations. Many approximations have been suggested and tested for finite systems, where even the very simple adiabatic local-density approximation (ALDA) has often proved to be successful. In the case of solids, ALDA fails to reproduce optical absorption spectra, which are instead well described by solving the Bethe–Salpeter equation of many-body perturbation theory (MBPT). On the other hand, ALDA can lead to excellent results for loss functions (at vanishing and finite momentum transfer). In view of this and thanks to recent successful developments of improved linear-response kernels derived from MBPT, TDDFT is today considered a promising alternative to MBPT for the calculation of electronic spectra, even for solids. After reviewing the fundamentals of TDDFT within linear response, we discuss different approaches and a variety of applications to extended systems.