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Physical Review A

Analysis of the effects of imperfections in an optical heterodyne quantum random-number generator

Ugo Zanforlin, Ross J. Donaldson, Robert John Collins, Gerald S. Buller

Published May 6, 2019• 9 citations
Publisher

Abstract

Quantum random numbers generators (QRNGs) rely on quantum systems to produce sequences of random numbers with an overall lower level of predictability than classical algorithmic systems. Over the past two decades, phase randomizations of coherent sources from quantum spontaneous emission effects have gained a lot of interest due to their operational simplicity, cost-contained components, and ability to generate random numbers at high rates. However, many QRNGs require optimal calibration and alignment to ensure efficient and effective random-number generation. This work demonstrates a detailed analysis of a heterodyne measurement based QRNG, which implements phase randomization from two independent laser sources. The analysis also quantifies the effects of setup misalignments using the Kullback-Leibler divergence as a benchmark to assess the limiting conditions of secure random-number generation.

DOI
10.1103/physreva.99.052305

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Quantum random numbers generators (QRNGs) rely on quantum systems to produce sequences of random numbers with an overall lower level of predictability than classical algorithmic systems. Over the past two decades, phase randomizations of coherent sources from quantum spontaneous emission effects have gained a lot of interest due to their operational simplicity, cost-contained components, and ability to generate random numbers at high rates. However, many QRNGs require optimal calibration and alignment to ensure efficient and effective random-number generation. This work demonstrates a detailed analysis of a heterodyne measurement based QRNG, which implements phase randomization from two independent laser sources. The analysis also quantifies the effects of setup misalignments using the Kullback-Leibler divergence as a benchmark to assess the limiting conditions of secure random-number generation.
Random Number Generators (RNGs) are crucial for applications ranging from cryptography to simulations. Depending on the source of randomness, RNGs are classified into Pseudo-Random Number Generators (PRNGs), True Random Number Generators (TRNGs), and Quantum Random Number Generators (QRNGs). This work presents the end-to-end development of a high-speed, high-efficiency, phase-noise-based QRNG system that taps into the quantum phase noise of a single-frequency laser, with randomness originating from spontaneous emission. Using a self-heterodyne measurement with a semiconductor laser (linewidth ≈\approx≈ 5.23 GHzGHzGHz) operated near threshold and a $\sim$48 cmcmcm fiber delay line, a raw data generation rate of 2.0 GbpsGbpsGbps is achieved. To ensure uniform randomness in the QRNG output, robust extraction techniques developed in-house, such as the Toeplitz Strong Extractor (TSE), are used. Randomness validation using the NIST and Diehard test suites confirms that all statistical tests pass at standard confidence levels. The developed system achieves a post-processed generation rate of 1.0 GbpsGbpsGbps in operation and attains a Technology Readiness Level (TRL) of 7, approaching TRL 8, making it suitable for real-time secure applications such as cryptographic key generation and stochastic modeling.
Randomness is a fundamental feature of quantum mechanics, which is an invaluable resource for both classical and quantum technologies. Practical quantum random-number generators (QRNGs) usually need to trust their devices, but their security can be jeopardized in the case of imperfections or malicious external actions. In this work, we present a robust implementation of a semi-device-independent QRNG that guarantees both security and fast generation rates. The system works in a prepare-and-measure scenario, where measurement and source are uncharacterized, but a bound on the energy of the prepared states is assumed. Our implementation exploits heterodyne detection, which offers increased generation rate and improved long-term stability compared to alternative measurement strategies. In particular, due to the tomographic properties of heterodyne measurement, we can compensate for fast phase fluctuations via postprocessing, avoiding complex active phase-stabilization systems. As a result, our scheme combines high security and speed with a simple setup featuring only commercial-off-the-shelf components, making it an attractive solution in many practical scenarios.
Heterodyne-based continuous-variable source-independent quantum random number generator (CV-SI-QRNG) can produce true random numbers without any assumptions on source. However, practical implementations always contain imperfections, which will greatly influence the extractable randomness and even open loopholes for eavesdroppers to steal information about the final output. In this work, based on the theoretical model, we systematically analyzed the effects of imperfect implementations on the practical security of heterodyne-based CV-SI-QRNG. The influences of local oscillator (LO) fluctuation under imbalanced heterodyne detection are first analyzed. The simulation results show that the lower bound of extractable randomness will be overestimated without considering the influence of LO fluctuation, which will threaten the practical security of CV-SI-QRNG system. Moreover, we analyze the effects of the degree of imbalance and the magnitude of LO fluctuation on evaluating the extractable randomness. Finally, we investigate the impact of an imperfect phase modulator on the practical security of CV-SI-QRNG and find it will reduce the extractable randomness. Our analysis reveals that one should carefully consider the imperfections in the actual implementations of CV-SI-QRNGs.
Continuous-variable source-independent quantum random-number generators (CV-SI-QRNGs) generate high-speed secure random numbers without any assumptions about source. Recently, Smith et al. [Phys. Rev. A 99, 062326 (2019)] proposed a CV-SI-QRNG with phase-randomized local oscillator (LO) protocol, which does not require additional active optical components, thus reducing the complexity of the CV-SI-QRNG setup and attracting widespread attention. However, the trusted but imperfect sampling device used in CV-SI-QRNG has not yet been fully investigated, which will lead to performance degradation and security problems. In this work, we investigate the influence of imperfect sampling devices on the CV-SI-QRNG with phase-randomized LO, including the finite-sampling bandwidth, finite-sampling precision, and finite-size effect. Simulation results show that practical imperfections in the sampling device will affect the estimation of lower bound on the conditional min-entropy and reduce the extractable randomness. To improve the performance of CV-SI-QRNG and prevent such information leakages, we also provide some corresponding countermeasures. Our work highlights the influences of imperfect sampling devices on the performance and security of practical CV-SI-QRNG systems, which helps to improve their robustness and practicality.
A quantum random-number generator (QRNG) can produce true randomness by utilizing the inherent probabilistic nature of quantum mechanics. Recently, the spontaneous-emission quantum phase noise of the laser has been widely deployed for quantum random-number generation, due to its high rate, its low cost, and the feasibility of chip-scale integration. Here, we perform a comprehensive experimental study of a phase-noise-based QRNG with two independent lasers, each of which operates in either continuous-wave (CW) or pulsed mode. We implement the QRNG by operating the two lasers in three configurations, namely, CW + CW, CW + pulsed, and pulsed + pulsed, and demonstrate their trade-offs, strengths, and weaknesses.
Quantum random number generators (QRNGs) produce true random numbers based on the inherent randomness of quantum theory, rendering them a foundational segment of quantum cryptography. Distinguished from trusted-device QRNGs whose security depends on characterized devices, semi-device-independent (semi-DI) QRNGs permit partial devices to be defective or even maliciously manipulated, which achieves a good trade-off between generation rate and security. In this paper, we propose a semi-DI QRNG that resists general attacks while accounting for finite-size effects. The protocol requires no rigorous characterization of the source and measurement devices other than limiting the energy of the emitted states, significantly reducing the demands on practical QRNG systems. Leveraging the tight Kato inequality for correlated variables, we show that our protocol generates more randomness than it consumes. Furthermore, we demonstrate the scheme on a continuous-variable system with ternary inputs of states. Heterodyne detection is employed to enable phase compensation through data postprocessing, alleviating the stringent requirement on system stability. The system operates at 100 MHz, achieving a net random number generation rate of 1.165 Mbps at 5.3x10^9 rounds. Our work offers a promising approach to achieve both the robust security and high generation rate with a simple experimental setup.