In view of quite recent experimental activities on magnetic and superconducting properties of honeycomb and hexagonal lattice based materials, in this thesis we have used field-theoretic and many-body methods to investigate magnetic and superconducting properties of the large-U Hubbard model on the honeycomb lattice at half-filling and in the hole-doped regime. Within the framework of a functional-integral approach, we obtain the Lagrangian density associated with the charge (Grassmann fields) and spin [SU(2) gauge fields] degrees of freedom. The Hamiltonian related to the charge degrees of freedom is exactly diagonalized. In the strong-coupling regime, we derive a perturbative low-energy theory suitable to describe the (quantum) magnetic and superconducting phases at half-filling and in the hole-doped regime. At half-filling, we deal with the underlying spin degrees of freedom of the quantum antiferromagnetic (AF) Heisenberg model by employing a second-order spin-wave analysis, in which case we have calculated the ground-state energy and the staggered magnetization; the results are in very good agreement with previous studies. Further, in the continuum, we derive a nonlinear σ-model with a topological Hopf term that describes the AF-VBS (valence bond solid) competition. In the challenging hole-doped regime, our approach allows the derivation of a t-J Hamiltonian, and the analysis of the role played by charge and spin quantum fluctuations on the ground-state energy and, particularly, on the breakdown of the AF order at a critical hole doping; the results are benchmarked against recent Grassmann tensor product state simulations. In addition, we have performed an extensive study of the electronic structure of the doped system for each competing phase: AF, ferromagnetic (FM), and (spin-singlet pairing) s-, dx₂₋ʏ₂ – and idxʏ -wave superconducting (SC) state induced by purely electronic effects. In this context, an energetic analysis of the ground state of these phases reveal that the AF order prevails for low hole doping, while a dominantly chiral dx₂₋ʏ₂ + idxʏ superconducting state was found in the vicinity of the Van Hove singularity (high hole doping). We also stress that a thermodynamic analysis of the superconducting phase shows that the critical temperature is directly related to the exchange constant J = 4t²/U, in which t denotes the hopping amplitude and U the on-site Coulomb repulsion of the Hubbard model (purely electronic origin). Remarkably, the competition between the AF and dx₂₋ʏ₂ + idxʏ SC phases takes place by the occurrence of a first-order transition accompanied by a spatial phase separation of the referred phases.
In view of quite recent experimental activities on magnetic and superconducting properties of honeycomb and hexagonal lattice based materials, in this thesis we have used field-theoretic and many-body methods to investigate magnetic and superconducting properties of the large-U Hubbard model on the honeycomb lattice at half-filling and in the hole-doped regime. Within the framework of a functional-integral approach, we obtain the Lagrangian density associated with the charge (Grassmann fields) and spin [SU(2) gauge fields] degrees of freedom. The Hamiltonian related to the charge degrees of freedom is exactly diagonalized. In the strong-coupling regime, we derive a perturbative low-energy theory suitable to describe the (quantum) magnetic and superconducting phases at half-filling and in the hole-doped regime. At half-filling, we deal with the underlying spin degrees of freedom of the quantum antiferromagnetic (AF) Heisenberg model by employing a second-order spin-wave analysis, in which case we have calculated the ground-state energy and the staggered magnetization; the results are in very good agreement with previous studies. Further, in the continuum, we derive a nonlinear σ-model with a topological Hopf term that describes the AF-VBS (valence bond solid) competition. In the challenging hole-doped regime, our approach allows the derivation of a t-J Hamiltonian, and the analysis of the role played by charge and spin quantum fluctuations on the ground-state energy and, particularly, on the breakdown of the AF order at a critical hole doping; the results are benchmarked against recent Grassmann tensor product state simulations. In addition, we have performed an extensive study of the electronic structure of the doped system for each competing phase: AF, ferromagnetic (FM), and (spin-singlet pairing) s-, dx₂₋ʏ₂ – and idxʏ -wave superconducting (SC) state induced by purely electronic effects. In this context, an energetic analysis of the ground state of these phases reveal that the AF order prevails for low hole doping, while a dominantly chiral dx₂₋ʏ₂ + idxʏ superconducting state was found in the vicinity of the Van Hove singularity (high hole doping). We also stress that a thermodynamic analysis of the superconducting phase shows that the critical temperature is directly related to the exchange constant J = 4t²/U, in which t denotes the hopping amplitude and U the on-site Coulomb repulsion of the Hubbard model (purely electronic origin). Remarkably, the competition between the AF and dx₂₋ʏ₂ + idxʏ SC phases takes place by the occurrence of a first-order transition accompanied by a spatial phase separation of the referred phases.
Field-theoretic methods are used to investigate the large-U Hubbard model on the honeycomb lattice at half-filling and in the hole-doped regime. Within the framework of a functional-integral approach, we obtain the Lagrangian density associated with the charge and spin degrees of freedom. The Hamiltonian related to the charge degrees of freedom is exactly diagonalized. In the strong-coupling regime, we derive a perturbative low-energy theory suitable to describe the quantum antiferromagnetic phase (AF) as a function of hole doping. At half-filling, we deal with the underlying spin degrees of freedom of the quantum AF Heisenberg model by employing a second-order spin-wave analysis, in which case we have calculated the ground-state energy and the staggered magnetization; the results are in very good agreement with previous studies. Further, in the continuum, we derive a nonlinear $\ensuremath{\sigma}$ model with a topological Hopf term that describes the AF-VBS (valence bond solid) competition. Lastly, in the challenging doped regime, our approach allows the derivation of a $t\text{\ensuremath{-}}J$ Hamiltonian, and the analysis of the role played by charge and spin quantum fluctuations on the ground-state energy and, particularly, on the breakdown of the AF order at a critical hole doping; the results are benchmarked against recent Grassmann tensor product state simulations.
In the first part of the present Thesis, the ground state (GS) properties of the quasi-one-dimensional AB₂ Hubbard model are investigated taking the effects of charge and spin quantum fluctuations on equal footing. Using a functional integral approach, combined with a perturbative expansion in the strong-coupling regime, we obtain the Lagrangian density associated with the charge (Grassmann fields) and spin [SU(2) gauge fields] degrees of freedom. In the strong-coupling regime, we derive a perturbative low-energy theory suitable to describe the ferrimagnetic phase at half filling and the phases in the hole-doped regime. At half filling, a perturbative spin-wave analysis allows us to find the GS energy, sublattice magnetizations, and total spin per unit cell in the Lieb ferrimagnetic GS of the effective quantum Heisenberg model, in very good agreement with previous results. In the challenging hole doping regime away from half filling, we derive the corresponding t-J Hamiltonian. Under the assumption that charge and spin quantum correlations are decoupled, the evolution of the second-order spin-wave modes in the doped regime unveils the occurrence of spatially modulated spin structures and the emergence of phase separation in the presence of resonatingvalence-bond (RVB) states. We also calculate the doping-dependent GS energy and total spin per unit cell, including both Zeeman and orbital contributions, in which case it is shown that the spiral ferrimagnetic order collapses at a critical hole concentration. Notably, our analytical results in the doped regime are in very good agreement with density matrix renormalization group (DMRG) studies, where our assumption of spin-charge decoupling is numerically supported by the formation of charge-density waves in anti-phase with the modulation of the magnetic structure. In the second part, motivated by analogy with photonic lattices, we examine the edge states of a one-dimensional trimer lattice in the phases with and without inversion symmetry protection. In contrast to the Su-Schrieffer-Heeger model, we show that the edge states in the inversion-symmetry broken phase of the trimer model turn out to be chiral, i.e., instead of appearing in pairs localized at opposite edges they can appear at a single edge. Interestingly, these chiral edge states remain robust to large amounts of disorder. In addition, we use the Zak phase to characterize the emergence of degenerate edge states in the inversion-symmetric phase of the trimer model. Furthermore, we capture the essentials of the whole family of trimers through a mapping onto the commensurate off-diagonal Aubry-André-Harper model, which allows us to establish a direct connection between chiral edge modes in the two models, including the calculation of Chern numbers.We thus suggest that the chiral edge modes of the trimer lattice have a topological origin inherited from this effective mapping. Also, we find a nontrivial connection between the topological phase transition point in the trimer lattice and the one in its associated two-dimensional parent system, in agreement with results in the context of Thouless pumping in photonic lattices.
A microscopic theory of the electronic spectrum and of superconductivity within the t-J model on the honeycomb lattice is developed. We derive the equations for the normal and anomalous Green functions in terms of the Hubbard operators by applying the projection technique. Superconducting pairing of d + id-type mediated by the antiferromagnetic exchange is found. The superconducting T-c as a function of hole doping exhibits a two-peak structure related to the van Hove singularities of the density of states for the two-band t-J model. At half-filling and for large enough values of the exchange coupling, gapless superconductivity may occur. For small doping the coexistence of antiferromagnetic order and superconductivity is suggested. It is shown that the s-wave pairing is prohibited, since it violates the constraint of no-double-occupancy.
A microscopic theory of the electronic spectrum and of superconductivity within the t-J model on the honeycomb lattice is developed. We derive the equations for the normal and anomalous Green functions in terms of the Hubbard operators by applying the projection technique. Superconducting pairing of d + id′-type mediated by the antiferromagnetic exchange is found. The superconducting Tc as a function of hole doping exhibits a two-peak structure related to the van Hove singularities of the density of states for the two-band t-J model. At half-filling and for large enough values of the exchange coupling, gapless superconductivity may occur. For small doping the coexistence of antiferromagnetic order and superconductivity is suggested. It is shown that the s-wave pairing is prohibited, since it violates the constraint of no-double-occupancy.
The physical nature of doped Mott insulators has been the subject of intensive study for decades. The single-band Hubbard model and the $t\text{\ensuremath{-}}J$ model on a bipartite lattice are widely recognized as the simplest models to describe these materials. However, the key mechanism of superconductivity in these toy models remains unclear. Here we propose a novel mechanism for the (d+id)-wave superconductivity (SC) that occurs in the small-doping region of the honeycomb lattice $t\text{\ensuremath{-}}J$ model based on the Grassmann tensor product state numerical simulation and spin-charge separation formulation. In the presence of anti-ferromagnetic order near half-filling, we develop a continuum effective field theory for holons, which reveals the competition between repulsive and attractive holon interactions induced by spinon fluctuations and gauge fluctuations, respectively. When t/J is large, the repulsive interaction dominates, leading to a non-Fermi liquid behavior; while in a moderate range of t/J, the attractive interaction dominates, leading to the SC order. Potential theoretical and experimental methods to validate the mechanism are discussed.
High temperature superconductivity in copper oxides (cuprates) represents one of the most striking phenomena in condensed matter physics. These materials host superconducting states with the highest known critical temperatures, emerging upon doping antiferromagnetic insulator compounds. The antiferromagnetic (AF) insulating and superconducting (SC) phases defy standard descriptions in terms of band picture and conventional phonon-mediated superconductivity. In fact, these phenomena are genuine signatures of strong electronic correlations which hinder effective single-particle descriptions of the many-electron system. After 40 years since their discovery, it is widely accepted that the Hubbard model on the square lattice provides a minimal description of the low-energy electronic properties of cuprates. The model describes the competition between the electronic kinetic energy, modelled by nearest-neighbours hopping t, and the Coulomb repulsion, modelled by a purely local interaction potential U. At half-filling, this competition results in the so-called "Mott localisation" phenomenon, which distinguishes the metallic phase for U/t « 1 from an insulating phase for U/t » 1. The latter is characterised by the almost complete localisation of electrons due to the high energetic cost of hopping towards occupied sites. Interestingly, this basic competition is intimately related to AF ordering and, upon doping, to the formation of the SC state with characteristic d-wave symmetry. The fact that a purely repulsive interaction U is responsible for the formation of a SC state is remarkable, being superconductivity typically associated with an effective attractive interaction. In fact, a d-wave SC state can also be obtained, in general, by considering an attractive potential between electrons of neighbouring sites. Motivated by this observation, in this thesis, we study a modified version of the Hubbard model, dubbed as the "extended Hubbard model", in which we include a nearest-neighbours attractive potential -V. The general goal of this work is to explore the interplay between the purely local repulsion and the non-local attraction. This is not only motivated by the fact that both interactions are, in principle, responsible for d-wave superconductivity, but also by recent experimental observations which strongly suggest that the term -V needs to be included in order to accurately describe the magnetic spectra of some specific compounds. In this thesis, we study the extended Hubbard model using the Hartree-Fock method. Namely, we approximate the ground state by implementing a variational search in the subspace of the many-body Hilbert space of gaussian states. Despite its simplicity, the Hartree-Fock method provides a powerful framework to study competition among different phases, originating from different symmetry breaking mechanisms. In particular, we study the competition between three different phases: the normal phase, characterised by no symmetry breaking, the AF phase, characterised by a lowering of SU(2) symmetry, and the SC phase, characterised by the breaking of U(1) charge conservation. This thesis work led to a number of original results, which can be summarised by the general observation that the non-local attraction -V acts cooperatively with the local repulsion U for the stabilisation of the various phases hosted by the Hubbard model. For the normal phase, we find that the non-local attraction acts as a source of Mott localisation, leading to an effective reduction of the electronic bandwidth. In particular, for values of V larger than a critical value and close to half-filling, we find a strong Mott localisation characterised by the complete flattening of the electronic bands. Interestingly, this result shows an example of Mott localisation that can be described at the level of the Hartree-Fock approximation, whereas Mott localisation in the conventional Hubbard model usually requires more sophisticated approximation schemes. For the AF phase, we restrict our analysis to the half-filled case. We find that the pairing-induced Mott localisation leads to a significant enhancement of the magnetisation, primarily originating from the local repulsion U. Finally, we focus on the superconducting phase and derive self-consistency equations in both singlet and triplet Cooper pairing channels, showing how Cooper pairing can be mediated simultaneously by both the local repulsion and the non-local attraction. Therefore, we numerically investigate the singlet channel and find evidence of "symmetry mixing", namely, the formation of a superconducting gap that is neither symmetric nor anti-symmetric under rotations of π/2 in the plane. We show that symmetry mixing is connected to the emergence of a finite nematic order parameter, that signals the breaking of planar rotational symmetry. This nematic symmetry breaking results in the fact that the renormalisation of bands becomes anisotropic, producing a difference in electronic kinetics in the x and y directions. To summarise, the original results obtained in this thesis show that the non-local pairing provides a different route towards the formation of key strongly correlated phenomena, including Mott localisation and nematic superconductivity, and call for future investigation using more sophisticated methods such as, for example, the Dynamical Mean Field Theory.