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Exact diagonalization study of strongly correlated topological quantum states

Mengsu Chen

Published Feb 4, 2019• 0 citations
OpenAlex

Abstract

A rich variety of phases can exist in quantum systems. For example, the fractional quantum Hall states have persistent topological characteristics that derive from strong interaction. This thesis uses the exact diagonalization method to investigate quantum lattice models with strong interaction. Our research topics revolve around quantum phase transitions between novel phases. The goal is to find the best schemes for realizing these novel phases in experiments. We studied the fractional Chern insulator and its transition to uni-directional stripes of particles. In addition, we studied topological Mott insulators with spontaneous time-reversal symmetry breaking induced by interaction. We also studied emergent kinetics in one-dimensional lattices with spin-orbital coupling. The exact diagonalization method and its implementation for studying these systems can easily be applied to study other strongly correlated systems.

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We propose a general scheme for diagnosing interaction-driven topological phases in the weak interaction regime using exact diagonalization (ED). The scheme comprises the analysis of eigenvalues of the point-group operators for the many-body eigenstates and the correlation functions for physical observables to extract the symmetries of the order parameters and the topological numbers of the underlying ground states at the thermodynamic limit from a relatively small size system afforded by ED. As a concrete example, we investigate the interaction effects on the half-filled spinless fermions on the checkerboard lattice with a quadratic band crossing point. Numerical results support the existence of a spontaneous quantum anomalous Hall phase purely driven by a nearest-neighbor weak repulsive interaction, separated from a nematic Mott insulator phase at strong repulsive interaction by a first-order phase transition.

arXiv:1602.02034•Physical Review Letters•Aug 5, 2016•43 citations

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Topological phases of matter describe systems beyond the paradigm of spontaneous symmetry breaking, giving rise to unconventional phenomena with possible applications in topological quantum computing. Almost 40 years after their discovery, topological phases remain among the most active research fields of condensed matter physics. As evidenced by the recent discovery of higher order topological insulators (HOTIs), novel physics can emerge even in non-interacting systems. Theoretical investigations of strongly correlated systems are extremely difficult due to the exponential growth of the quantum-mechanical Hilbert space and frequently require the application of approximative methods such as model wave functions. Tensor network states (TNS) are a class of variational wave functions which allow an efficient encoding of relevant quantum many body states and which form the basis for very successful numerical algorithms. Projected entangled pair states (PEPS), a class of TNS in two and higher dimensions, permit the exact representation of many interacting topological phases with time reversal symmetry. However, the description of experimentally relevant chiral topological phases like the integer and fractional quantum Hall effects is much more subtle using the TNS framework. The first part of this thesis focuses on the description of chiral topological phases using PEPS. Firstly, we study a previously proposed chiral PEPS that was conjectured to possess anyonic excitations. By a careful analysis of its symmetries we are able to align important entanglement observables more closely with the expected universal behavior. This highlights that efficient PEPS can possess characteristic properties of chiral topological phases. Secondly, we focus on the issue that all known chiral PEPS have algebraic bulk correlation functions and therefore cannot be the ground states of gapped local Hamiltonians. Since this problem arises already for non-interacting chiral topological phases, we focus on two examples of such systems and show that their ground states can be represented exactly by efficient PEPS in a hybrid lattice with one momentum-space direction. After an inverse Fourier transform, the PEPS with only real-space coordinates requires an exponentially growing number of parameters for an exact representation. This provides a concrete illustration of the impossibility to encode gapped chiral phases exactly with efficient PEPS. Finally, we analyze a model wave function for a three-dimensional (3D) HOTI with strong intrinsic correlations using large-scale variational Monte Carlo simulations. This wave function is obtained by projection of two copies of a non-interacting HOTI with chiral hinge states. We characterize the gapless hinge states of the interacting system and show that they are of the same nature as the edge states of the $1/2$ Laughlin state. Surprisingly, the gapped surfaces host a two-dimensional (2D) phase whose topological entanglement entropy is half of that of the $1/2$ Laughlin state. Such a value cannot be obtained by any of the known 2D topological orders, showing a clear departure not only from the Laughlin $1/2$ physics but from conventional 2D topological order. This demonstrates that 3D topological phases can host rich phenomena that are not yet fully understood.

•Jan 1, 2021•0 citations
A rich variety of phases can exist in quantum systems. For example, the fractional quantum Hall states have persistent topological characteristics that derive from strong interaction. This thesis uses the exact diagonalization method to investigate quantum lattice models with strong interaction. Our research topics revolve around quantum phase transitions between novel phases. The goal is to find the best schemes for realizing these novel phases in experiments. We studied the fractional Chern insulator and its transition to uni-directional stripes of particles. In addition, we studied topological Mott insulators with spontaneous time-reversal symmetry breaking induced by interaction. We also studied emergent kinetics in one-dimensional lattices with spin-orbital coupling. The exact diagonalization method and its implementation for studying these systems can easily be applied to study other strongly correlated systems.
In recent years, topology has become increasingly prevalent in condensed matter physics. It has allowed us to understand, and even predict, a variety of striking and remarkable physical phenomena. The study of strongly interacting systems has similarly lavished us with a diverse range of exotic phases and unconventional transitions, many of which are still poorly understood. In this thesis we will explore the interplay between topology and interactions in an effort to uncover new and novel phases. First we study how interactions impact the quantum phase transition between a topologically non-trivial phase and a trivial phase. The combination of interactions and the low-energy degrees of freedom associated with the transition leads to the emergence of a dome of lattice-symmetry breaking nematic order. Such behaviour is reminiscent of a number of strongly correlated electronic systems. We move on to study the strongly interacting limit of one of the earliest and best-known non-interacting topological phases, Haldane's model of a Chern insulator. Recently realized with ultracold atoms in a shaken optical lattice, the model has a non-trivial topological invariant associated with its band structure. In the strongly interacting limit the spin degrees of freedom are all that survive and we find a rich phase diagram of magnetically ordered phases, using a combination of both classical and quantum techniques. Supplementing the model with an additional term we can `quantum-melt' one of these ordered states to produce a disordered, liquid state that we positively identify as a chiral spin liquid, a highly entangled state of matter with fractionalised excitations. We generalise this mechanism to other two dimensional lattices, uncovering a possible unifying framework with which to understand the emergence of chiral spin liquids in lattice spin models. Finally, motivated by groundbreaking experiments in the ultracold atoms community, we investigate a model of two-component bosons with an artificial spin-orbit coupling. The interplay between the lattice, interactions and spin-orbit coupling produces a variety of unusual superfluid phases. Using a novel Monte Carlo technique we reveal the finite temperature phase diagram that appears close to the Mott transition.
The concept of topology in condensed matter physics has led to the discovery of rich and exotic physics in recent years. Especially when strong correlations are included, phenomenons such as fractionalization and anyonic particle statistics can arise. In this thesis, we study several systems hosting topological phases of interacting fermions. In the first part, we consider one-dimensional systems of parafermions, which are generalizations of Majorana fermions, in the presence of a Z_N charge symmetry. We classify the symmetry-protected topological (SPT) phases that can occur in these systems using the projective representations of the symmetries and find a finite number of distinct phases depending on the prime factorization of N. The different phases exhibit characteristic degeneracies in their entanglement spectrum (ES). Apart from these SPT phases, we report the occurrence of parafermion condensate phases for certain values of N. When including an additional Z_N symmetry, we find a non-Abelian group structure under the addition of phases. In the second part of the thesis, we focus on two-dimensional lattice models of spinless fermions. First, we demonstrate the detection of a fractional Chern insulator (FCI) phase in the Haldane honeycomb model on an infinite cylinder by means of the density-matrix renormalization group (DMRG). We report the calculation of several quantities characterizing the topological order of the state, i.e., (i)~the Hall conductivity, (ii)~the spectral flow and level counting in the ES, (iii)~the topological entanglement entropy, and (iv)~the charge and topological spin of the quasiparticles. Since we have access to sufficiently large system sizes without band projection with DMRG, we are in addition able to investigate the transition from a metal to the FCI at small interactions which we find to be of first order. In a further study, we consider a time-reversal symmetric model on the honeycomb lattice where a Chern insulator (CI) induced by next-nearest neighbor interactions has been predicted by mean field theory. However, various subsequent studies challenged this picture and it was still unclear whether the CI would survive quantum fluctuations. We therefore map out the phase diagram of the model as a function of the interactions on an infinite cylinder with DMRG and find evidence for the absence of the CI phase. However, we report the detection of two novel charge-ordered phases and corroborate the existence of the remaining phases that had been predicted in mean field theory. Furthermore, we characterize the transitions between the various phases by studying the behavior of correlation length and entanglement entropy at the phase boundaries. Finally, we develop an improvement to the DMRG algorithm for fermionic lattice models on cylinders. By using a real space representation in the direction along the cylinder and a real space representation in the perpendicular direction, we are able to use the momentum around the cylinder as conserved quantity to reduce computational costs. We benchmark the method by studying the interacting Hofstadter model and report a considerable speedup in computation time and a severely reduced memory usage.
The interest in the field of topological insulators has exploded in recent years. Topological insulators are mainly one body problems, neglecting interactions. As such, the type of interacting topologically ordered state with fractional statistic quasiparticles such as the fractional quantum Hall (FQH) has not been found or proposed in an weakly interact ing topological insulator. We will show that recent numerical studies, based on exact diagonalizations, convincingly indicates that FQH phases may emerge in strongly interacting topological insulators. We will see that the fractional Chern insulators might also lead to phases that are different from those one can find in usual FQH systems.
The interplay among symmetry, topology and condensed matter systems has deepened our understandings of matter and lead to tremendous recent progresses in finding new topological phases of matter such as topological insulators, superconductors and semi-metals. Most examples of the aforementioned topological materials are free fermion systems, in this thesis, however, we focus on their strongly correlated counterparts where electron-electron interactions play a major role. With interactions, exotic topological phases and quantum critical points with fractionalized quantum degrees of freedom emerge. In the first part of this thesis, we study the problem of resonant tunneling through a quantum dot in a spinful Luttinger liquid. It provides the simplest example of a (0+1)d system with symmetry-protected phase transitions. We show that the problem is equivalent to a two channel SU(3) Kondo problem and can be mapped to a quantum Brownian motion model on a Kagome lattice. Utilizing boundary conformal field theory, we find the universal peak conductance and compute the scaling behavior of the resonance line-shape.\nFor the second part, we present a model of interacting Majorana fermions that describes a superconducting phase with a topological order characterized by the Fibonacci topological field theory. Our theory is based on a SO(7)1=SO(7)1/(G2)1 x (G2)1 coset construction and implemented by a solvable two-dimensional network model. In addition, we predict a closely related ''anti-Fibonacci'' phase, whose topological order is characterized by the tricritical Ising model. Finally, we propose an interferometer that generalizes the Z2 Majorana interferometer and directly probes the Fibonacci non-Abelian statistics.\nFor the third part, we argue that a correlated fluid of electrons and holes can exhibit fractional quantum Hall effects at zero magnetic field. We first show that a Chern insulator can be realized as a free fermion model with p-wave(m=1) excitonic pairing. Its ground state wavefunction is then worked out and generalized to m>1. We give several pieces of evidence that this conjectured wavefunction correctly describes a topological phase, dubbed ''fractional excitonic insulator'', within the same universality class as the corresponding Laughlin state at filling 1/m. We present physical arguments that gapless states with higher angular momentum pairing between energy bands are conducive to forming the fractional excitonic insulator in the presence of repulsive interactions. Without interactions, these gapless states appear at topological phase transitions which separate the trivial insulator from a Chern insulator with higher Chern number. Since the nonvanishing density of states at these higher angular momentum band inversion transitions can give rise to interesting many-body effects, we introduce a series of minimal lattice models realizations in two dimensions. We also study the effect of rotational symmetry broken electron-hole exciton condensation in our lattice models using mean field theory.
We propose a general scheme for diagnosing interaction-driven topological phases in the weak interaction regime using exact diagonalization (ED). The scheme comprises the analysis of eigenvalues of the point-group operators for the many-body eigenstates and the correlation functions for physical observables to extract the symmetries of the order parameters and the topological numbers of the underlying ground states at the thermodynamic limit from a relatively small size system afforded by ED. As a concrete example, we investigate the interaction effects on the half-filled spinless fermions on the checkerboard lattice with a quadratic band crossing point. Numerical results support the existence of a spontaneous quantum anomalous Hall phase purely driven by a nearest-neighbor weak repulsive interaction, separated from a nematic Mott insulator phase at strong repulsive interaction by a first-order phase transition.
Topological phases of matter describe systems beyond the paradigm of spontaneous symmetry breaking, giving rise to unconventional phenomena with possible applications in topological quantum computing. Almost 40 years after their discovery, topological phases remain among the most active research fields of condensed matter physics. As evidenced by the recent discovery of higher order topological insulators (HOTIs), novel physics can emerge even in non-interacting systems. Theoretical investigations of strongly correlated systems are extremely difficult due to the exponential growth of the quantum-mechanical Hilbert space and frequently require the application of approximative methods such as model wave functions. Tensor network states (TNS) are a class of variational wave functions which allow an efficient encoding of relevant quantum many body states and which form the basis for very successful numerical algorithms. Projected entangled pair states (PEPS), a class of TNS in two and higher dimensions, permit the exact representation of many interacting topological phases with time reversal symmetry. However, the description of experimentally relevant chiral topological phases like the integer and fractional quantum Hall effects is much more subtle using the TNS framework. The first part of this thesis focuses on the description of chiral topological phases using PEPS. Firstly, we study a previously proposed chiral PEPS that was conjectured to possess anyonic excitations. By a careful analysis of its symmetries we are able to align important entanglement observables more closely with the expected universal behavior. This highlights that efficient PEPS can possess characteristic properties of chiral topological phases. Secondly, we focus on the issue that all known chiral PEPS have algebraic bulk correlation functions and therefore cannot be the ground states of gapped local Hamiltonians. Since this problem arises already for non-interacting chiral topological phases, we focus on two examples of such systems and show that their ground states can be represented exactly by efficient PEPS in a hybrid lattice with one momentum-space direction. After an inverse Fourier transform, the PEPS with only real-space coordinates requires an exponentially growing number of parameters for an exact representation. This provides a concrete illustration of the impossibility to encode gapped chiral phases exactly with efficient PEPS. Finally, we analyze a model wave function for a three-dimensional (3D) HOTI with strong intrinsic correlations using large-scale variational Monte Carlo simulations. This wave function is obtained by projection of two copies of a non-interacting HOTI with chiral hinge states. We characterize the gapless hinge states of the interacting system and show that they are of the same nature as the edge states of the 1/21/21/2 Laughlin state. Surprisingly, the gapped surfaces host a two-dimensional (2D) phase whose topological entanglement entropy is half of that of the 1/21/21/2 Laughlin state. Such a value cannot be obtained by any of the known 2D topological orders, showing a clear departure not only from the Laughlin 1/21/21/2 physics but from conventional 2D topological order. This demonstrates that 3D topological phases can host rich phenomena that are not yet fully understood.