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Chinese Science Bulletin (Chinese Version)

Precise simulation of strongly correlated quantum impurity systems

Xiao Zheng

Published Oct 31, 2018• 1 citation
Publisher

Abstract

In recent years, nano-sized systems involving local charge or spin states have received wide interests because of their potential application in emerging fields such as quantum information and quantum computation. For instance, organometallic molecular complexes may serve as building blocks of quantum storage devices, because the spin-unpaired d or f electrons at transition metal centers may be employed to construct spin qubits. Moreover, if the system contains strong electron-electron interaction, the involving local quantum states are subject to prominent electron correlation effects (such as the Kondo effect). Theoretically, spatially confined nano-systems are often described by quantum impurity models. Thus the accurate prediction of the intrinsic properties of quantum impurity systems and the deep understanding on the response and evolution of local quantum states under external fields or in dissipative environment are fundamentally important for the design and fabrication of quantum devices. The accurate characterization of quantum coherence, correlation, and entanglement in quantum impurity systems remains a great challenge. Enormous efforts have been made to achieve this goal. A variety of theoretical methods have been developed, including the numerical renormalization group method, the quantum Monte Carlo method, and many others. However, all the existing methods are subject to certain limitations regarding accuracy or efficiency. Therefore, we choose to view this problem from a new perspective—the perspective of open quantum systems. Over the past decade, we have developed a formally exact quantum dissipation theory, the hierarchical equations of motion (HEOM) theory, for fermionic open systems. The HEOM theory captures the combined effects of system-environment dissipation, many-body interaction, and non-Markovian memory in a nonperturbative manner. It is capable of addressing static and dynamic responses of system observables in both equilibrium and nonequilibrium situations. We have implemented the HEOM method in our self-designed computer program HEOM-QUICK. We have also devised a series of advanced algorithms which substantially enhance the numerical efficiency of HEOM. The HEOM-QUICK program thus provides an accurate, efficient, and versatile theoretical tool for the investigation of strongly correlated quantum impurity systems. We have applied the HEOM method to study a variety of problems associated with quantum impurity systems. These include the intrinsic properties of quantum impurity models and lattice models, the transient current response of quantum dots to ac voltages, the thermopower and local heating effect in nonequilibrium quantum dots, and the tuning of local spin states in adsorbed molecular magnets. In particular, the HEOM method has been combined with density functional theory (DFT) method, and thus allows for first-principles-based simulation on the precise tuning of local spin states in adsorbed magnetic molecules. Numerical simulations have discovered or reproduced many important quantum phenomena that are essential for relevant experiments, including the Kondo effect, Mott metal-insulator transition, quantum memristive effect, etc. This paper gives a brief overview of our development of the HEOM method for fermionic open systems, as well as its applications to various strongly correlated quantum impurity systems.

DOI
10.1360/n972018-00895

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In recent years, nano-sized systems involving local charge or spin states have received wide interests because of their potential application in emerging fields such as quantum information and quantum computation. For instance, organometallic molecular complexes may serve as building blocks of quantum storage devices, because the spin-unpaired d or f electrons at transition metal centers may be employed to construct spin qubits. Moreover, if the system contains strong electron-electron interaction, the involving local quantum states are subject to prominent electron correlation effects (such as the Kondo effect). Theoretically, spatially confined nano-systems are often described by quantum impurity models. Thus the accurate prediction of the intrinsic properties of quantum impurity systems and the deep understanding on the response and evolution of local quantum states under external fields or in dissipative environment are fundamentally important for the design and fabrication of quantum devices. The accurate characterization of quantum coherence, correlation, and entanglement in quantum impurity systems remains a great challenge. Enormous efforts have been made to achieve this goal. A variety of theoretical methods have been developed, including the numerical renormalization group method, the quantum Monte Carlo method, and many others. However, all the existing methods are subject to certain limitations regarding accuracy or efficiency. Therefore, we choose to view this problem from a new perspective—the perspective of open quantum systems. Over the past decade, we have developed a formally exact quantum dissipation theory, the hierarchical equations of motion (HEOM) theory, for fermionic open systems. The HEOM theory captures the combined effects of system-environment dissipation, many-body interaction, and non-Markovian memory in a nonperturbative manner. It is capable of addressing static and dynamic responses of system observables in both equilibrium and nonequilibrium situations. We have implemented the HEOM method in our self-designed computer program HEOM-QUICK. We have also devised a series of advanced algorithms which substantially enhance the numerical efficiency of HEOM. The HEOM-QUICK program thus provides an accurate, efficient, and versatile theoretical tool for the investigation of strongly correlated quantum impurity systems. We have applied the HEOM method to study a variety of problems associated with quantum impurity systems. These include the intrinsic properties of quantum impurity models and lattice models, the transient current response of quantum dots to ac voltages, the thermopower and local heating effect in nonequilibrium quantum dots, and the tuning of local spin states in adsorbed molecular magnets. In particular, the HEOM method has been combined with density functional theory (DFT) method, and thus allows for first-principles-based simulation on the precise tuning of local spin states in adsorbed magnetic molecules. Numerical simulations have discovered or reproduced many important quantum phenomena that are essential for relevant experiments, including the Kondo effect, Mott metal-insulator transition, quantum memristive effect, etc. This paper gives a brief overview of our development of the HEOM method for fermionic open systems, as well as its applications to various strongly correlated quantum impurity systems.
Accurate characterization of correlated electronic states, as well as their evolution under external fields or in dissipative environment, is essentially important for understanding the properties of strongly correlated transition‐metal materials involving spin‐unpaired d or f electrons. This paper reviews the development and applications of a numerical simulation program, the Hierarchical Equations of Motion for QUantum Impurity with a Correlated Kernel (HEOM‐QUICK), which allows for an accurate and universal characterization of strongly correlated quantum impurity systems. The HEOM‐QUICK program implements the formally exact HEOM formalism for fermionic open systems. Its simulation results capture the combined effects of system‐environment dissipation, many‐body interactions, and non‐Markovian memory in a nonperturbative manner. The HEOM‐QUICK program has been employed to explore a wide range of static and dynamic properties of various types of quantum impurity systems, including charge or spin qubits, quantum dots, molecular junctions, and so on. It has also been utilized in conjunction with first‐principles methods such as density‐functional theory methods to study the correlated electronic structure of adsorbed magnetic molecules. The advantages in its accuracy, efficiency, and universality have made the HEOM‐QUICK program a reliable and versatile tool for theoretical investigations on strong electron correlation effects in complex materials. WIREs Comput Mol Sci 2016, 6:608–638. doi: 10.1002/wcms.1269 This article is categorized under: Structure and Mechanism > Computational Materials Science Software > Simulation Methods
Recent technological advancement in scanning tunneling microscopes has enabled the measurement of spin-field and spin-spin interactions in single atomic or molecular junctions with an unprecedentedly high resolution. Theoretically, although the fermionic hierarchical equations of motion (HEOM) method has been widely applied to investigate the strongly correlated Kondo states in these junctions, the existence of low-energy spin excitations presents new challenges to numerical simulations. These include the quest for a more accurate and efficient decomposition for the non-Markovian memory of low-temperature environments and a more careful handling of errors caused by the truncation of the hierarchy. In this work, we propose several new algorithms, which significantly enhance the performance of the HEOM method, as exemplified by the calculations on systems involving various types of low-energy spin excitations. Being able to characterize both the Kondo effect and spin excitation accurately, the HEOM method offers a sophisticated and versatile theoretical tool, which is valuable for the understanding and even prediction of the fascinating quantum phenomena explored in cutting-edge experiments.
Abstract Many‐body open quantum systems (OQSs) have a profound impact on various subdisciplines of physics, chemistry, and biology. Thus, the development of a computer program capable of accurately, efficiently, and versatilely simulating many‐body OQSs is highly desirable. In recent years, we have focused on the advancement of numerical algorithms based on the fermionic hierarchical equations of motion (HEOM) theory. Being in‐principle exact, this approach allows for the precise characterization of many‐body correlations, non‐Markovian memory, and non‐equilibrium thermodynamic conditions. These efforts now lead to the establishment of a new computer program, HEOM for QUantum Impurity with a Correlated Kernel, version 2 (HEOM‐QUICK2), which, to the best of our knowledge, is currently the only general‐purpose simulator for fermionic many‐body OQSs. Compared with version 1, the HEOM‐QUICK2 program features more efficient solvers for stationary states, more accurate treatment of non‐Markovian memory, and improved numerical stability for long‐time dissipative dynamics. Integrated with quantum chemistry software, HEOM‐QUICK2 has become a valuable theoretical tool for the precise simulation of realistic many‐body OQSs, particularly the single atomic or molecular junctions. Furthermore, the unprecedented precision achieved by HEOM‐QUICK2 enables accurate simulation of low‐energy spin excitations and coherent spin relaxation. The unique usefulness of HEOM‐QUICK2 is demonstrated through several examples of strongly correlated quantum impurity systems under non‐equilibrium conditions. Thus, the new HEOM‐QUICK2 program offers a powerful and comprehensive tool for studying many‐body OQSs with exotic quantum phenomena and exploring applications in various disciplines. This article is categorized under: Data Science > Computer Algorithms and Programming Software > Simulation Methods Theoretical and Physical Chemistry > Statistical Mechanics
Investigations of strongly correlated quantum impurity systems (QIS), which exhibit diversified novel and intriguing quantum phenomena, have become a highly concerning subject in recent years. The hierarchical equations of motion (HEOM) method is one of the most popular numerical methods to characterize QIS linearly coupled to the environment. This review provides a comprehensive account of a formally rigorous and numerical convergent HEOM method, including a modeling description of the QIS and an overview of the fermionic HEOM formalism. Moreover, a variety of spectrum decomposition schemes and hierarchal terminators have been proposed and developed, which significantly improve the accuracy and efficiency of the HEOM method, especially in cryogenic temperature regimes. The practicality and usefulness of the HEOM method to tackle strongly correlated issues are exemplified by numerical simulations for the characterization of nonequilibrium quantum transport and strongly correlated Kondo states as well as the investigation of nonequilibrium quantum thermodynamics.
Strong correlations arising from interactions between particles are responsible for many phenomena in condensed matter physics, from superconductivity to heavy fermions. An accurate theoretical description of such complex systems requires to solve so-called many-body problems, which are inherently difficult to tackle due to the exponential growth of the underlying Fock space with the size of the system. Usually, single-particle descriptions or perturbation theory at first orders fail to provide satisfactory results in correlated regimes, and pertinent Ansätze or cutting edge numerical methods are required to solvethese problems.Among the wide variety of strongly correlated electronic systems, quantum impurity systems are of central interest. These systems, where a few localized degrees of freedom that undergo strong interactions hybridize with a larger system of free particles, have been widely studied for decades. Beyond their relevance to study dilute dynamic impurities in metals, quantum dots, or more complex nanostructures, they are exploited in a broader class of problems through dynamical mean field theory (DMFT), that is designed for fully interacting lattice problems. Despite the effort devoted to studying of these problems,some questions remain open and new approaches are required to address them.In this thesis, quantum impurity problems are tackled with the use of natural orbitals, a representation rooted in the framework of quantum chemistry. The numerical renormalization group, the standard non-perturbative method to treat these systems, is employed to demonstrate the hierarchical structure of correlations unveiled by natural orbitals. An ansatz for the wavefunction of the ground state is then proposed, separating explicitely a small set of correlated orbitals to a large uncorrelated one, leaving the problem to a few-body complexity. This simplification brought new insights for simulating quantumimpurity problems, and a new algorithm is developed to generate an optimized set of correlated orbitals independently of existing methods, going beyond their usual limitations.In the first place, the algorithm is used to compute the screening cloud in large one-dimensional chains and in a realistic 2D square lattice coupled to a localized adatom. This observable is of great interest to understand the screening mechanism of the magnetic moment of the impurity that plays a central role in transport properties, for unidimensional systems or in bulk metals experiencing RKKY interactions. Spatial correlations were found to be highly non-symmetric, breaking the s-wave picture. In one direction, corre-lations vanish way faster than the usual isotropic correlation length, while on the other one they spread further than this same expected length. This anisotropy suggests that impurities in bulk systems may interact differently depending on their relative positions with respect to the lattice.Taking further advantage of the efficiency of this new algorithm allowed us to perform a statistical study on large systems to investigate correlations around a quantum impurity in a disordered host, averaging over a large amount of realizations, which was not possible with previous approaches. The question motivating this study was the fate of the correlation cloud spreading into the disordered electronic bath. Although spatial correlations are expected to vanish when the disorder increases, long range correlationssurvive to some configurations of the potential, inducing a bimodal structure of probability distribution functions of relevant scales.Finally, these disordered problems are investigated in the non-interacting situation with random matrix theory, which reproduced qualitatively the results obtained before. The joint distribution of one-particle orbitals energies and amplitudes is calculated, which allows to compute any disordered averaged local correlation functions, and calculations in the large-N limit are presented.
In this thesis, we describe methods for solving quantum impurity models out of equilibrium, and consider several applications of these methods. Quantum impurity models describe systems in which a small subsystem (the impurity) is coupled to a large external environment (the bath). These models are useful in describing a wide variety of physical systems, including quantum dots, absorbed adatoms, and molecular junctions. They are also important for the study of lattice models, such as the Hubbard model, where they appear as auxiliary problems within the framework of dynamical mean field theory (DMFT). Many interesting phenomena in these systems, such as transport through a quantum dot, or optical pumping of a Mott insulator, occur away from equilibrium. Theoretical description of these phenomena requires methods that are capable of handling both real time evolution and strong correlation effects presenting a formidable challenge. In this thesis, we describe several methods for the solution of non-equilibrium quantum impurity models which meet this challenge. These methods are based on an expansion in the coupling between the impurity and the bath known as the hybridization expansion. Chapter 1 gives an introduction to the problems addressed in this thesis. Chapter 2 provides a brief overview of Keldysh formalism for nonequilibrium problems. Chapter 3 describes the bare hybridization expansion for the Anderson impurity model as well as its bold extensions. In particular we derive the non-crossing approximation (NCA), the one-crossing approximation (OCA), the inchworm expansion, and a bold expansion for the impurity Green's function. Chapter 4 describes the implementation of a quantum Monte Carlo algorithm based on the inchworm expansion. The rest of the thesis describes applications of these algorithms to problems of physical interest. Chapters 5 and 6 apply the methods previously described to understanding the Kondo effect in quantum dot systems. The first chapter examines the behavior of the Kondo effect under an applied voltage bias, a classic non-equilibrium strongly-correlated problem. The second chapter examines different ways of measuring the cloud of electrons which screen the impurity spin in the Kondo regime. Chapters 7 and 8 apply the same methods to the Hubbard model using the Dynamical mean-field theory (DMFT) mapping. The first chapter studies the Hubbard model in equilibrium using the numerically exact inchworm quantum Monte Carlo method. The second chapter studies the possibility of dynamic switching between the metal and Mott-insulator states of the Hubbard model using the one-crossing approximation (OCA). Finally chapter 9 gives some overall conclusions and suggests future directions for the development of hybridization expansion methods.