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The Journal of Chemical Physics

Locally coupled open subsystems: A formalism for affordable electronic structure calculations featuring fractional charges and size consistency

Martín A. Mosquera, Mark A. Ratner, George Chappell Schatz

Published Jul 19, 2018• 6 citations
Publisher

Abstract

This manuscript introduces a methodology (within the Born-Oppenheimer picture) to compute electronic ground-state properties of molecules and solids/surfaces with fractionally occupied components. Given a user-defined division of the molecule into subsystems, our theory uses an auxiliary global Hamiltonian that is defined as the sum of subsystem Hamiltonians, plus the spatial integral of a second-quantized local operator that allows the electrons to be transferred between subsystems. This electron transfer operator depends on a local potential that can be determined using density functional approximations and/or other techniques such as machine learning. The present framework employs superpositions of tensor-product wave functions, which can satisfy size consistency and avoid spurious fractional charges at large bond distances. The electronic population of each subsystem is in general a positive real number and is obtained from wave-function amplitudes, which are calculated by means of ground-state matrix diagonalization (or matrix propagation in the time-dependent case). Our method can provide pathways to explore charge-transfer effects in environments where dividing the molecule into subsystems is convenient and to develop computationally affordable electronic structure algorithms.

DOI
10.1063/1.5038557

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This manuscript introduces a methodology (within the Born-Oppenheimer picture) to compute electronic ground-state properties of molecules and solids/surfaces with fractionally occupied components. Given a user-defined division of the molecule into subsystems, our theory uses an auxiliary global Hamiltonian that is defined as the sum of subsystem Hamiltonians, plus the spatial integral of a second-quantized local operator that allows the electrons to be transferred between subsystems. This electron transfer operator depends on a local potential that can be determined using density functional approximations and/or other techniques such as machine learning. The present framework employs superpositions of tensor-product wave functions, which can satisfy size consistency and avoid spurious fractional charges at large bond distances. The electronic population of each subsystem is in general a positive real number and is obtained from wave-function amplitudes, which are calculated by means of ground-state matrix diagonalization (or matrix propagation in the time-dependent case). Our method can provide pathways to explore charge-transfer effects in environments where dividing the molecule into subsystems is convenient and to develop computationally affordable electronic structure algorithms.
Conspectus Ab initio modeling of matter has become a pillar of chemical research: with ever-increasing computational power, simulations can be used to accurately predict, for example, chemical reaction rates, electronic and mechanical properties of materials, and dynamical properties of liquids. Many competing quantum mechanical methods have been developed over the years that vary in computational cost, accuracy, and scalability: density functional theory (DFT), the workhorse of solid-state electronic structure calculations, features a good compromise between accuracy and speed. However, approximate exchange-correlation functionals limit DFT's ability to treat certain phenomena or states of matter, such as charge-transfer processes or strongly correlated materials. Furthermore, conventional DFT is purely a ground-state theory: electronic excitations are beyond its scope. Excitations in molecules are routinely calculated using time-dependent DFT linear response; however applications to condensed matter are still limited. By contrast, many-electron wavefunction methods aim for a very accurate treatment of electronic exchange and correlation. Unfortunately, the associated computational cost renders treatment of more than a handful of heavy atoms challenging. On the other side of the accuracy spectrum, parametrized approaches like tight-binding can treat millions of atoms. In view of the different (dis-)advantages of each method, the simulation of complex systems seems to force a compromise: one is limited to the most accurate method that can still handle the problem size. For many interesting problems, however, compromise proves insufficient. A possible solution is to break up the system into manageable subsystems that may be treated by different computational methods. The interaction between subsystems may be handled by an embedding formalism. In this Account, we review embedded correlated wavefunction (CW) approaches and some applications. We first discuss our density functional embedding theory, which is formally exact. We show how to determine the embedding potential, which replaces the interaction between subsystems, at the DFT level. CW calculations are performed using a fixed embedding potential, that is, a non-self-consistent embedding scheme. We demonstrate this embedding theory for two challenging electron transfer phenomena: (1) initial oxidation of an aluminum surface and (2) hot-electron-mediated dissociation of hydrogen molecules on a gold surface. In both cases, the interaction between gas molecules and metal surfaces were treated by sophisticated CW techniques, with the remainder of the extended metal surface being treated by DFT. Our embedding approach overcomes the limitations of conventional Kohn-Sham DFT in describing charge transfer, multiconfigurational character, and excited states. From these embedding simulations, we gained important insights into fundamental processes that are crucial aspects of fuel cell catalysis (i.e., O2 reduction at metal surfaces) and plasmon-mediated photocatalysis by metal nanoparticles. Moreover, our findings agree very well with experimental observations, while offering new views into the chemistry. We finally discuss our recently formulated potential-functional embedding theory that provides a seamless, first-principles way to include back-action onto the environment from the embedded region.
A methodology is introduced for the systematic treatment of electron-electron correlations in solids and other interacting quantum NNN-particle systems. The method is developed within the framework of electronic structure theory (band theory) but, in contrast to conventional approaches, which are based on the single-particle picture, it is formulated within a many-particle picture in which nnn particles in ddd-dimensional phase space are treated as a single particle in a phase space of nd\mathrm{nd}nd dimensions. In this phase space, interparticle interactions appear as external potentials allowing the treatment of the system of particles through the use of single-particle methods, while at the same time allowing a systematic, direct, and nonperturbative treatment of interparticle interactions. The method makes use of the invariance of the Hamiltonian describing an interacting-particle system under partitioning into subsystems of nnn particles. This treatment leads to exact results in the limit $n\ensuremath{\rightarrow}N$. Based on such partitioning, we propose a generalization of density functional theory and an appropriately defined local density approximation to treat the interactions between the nnn-particle units in a system of N> nN>~nN> n particles. This approach yields nnn-particle correlated densities and nnn-particle states which can be used in an analysis of the electronic properties of materials, such as total energy, phase stability, electronic transport, and others. We use the formal construct of multiple-scattering theory to develop the method for the calculation of the two-particle electronic structure of a solid and the corresponding total energy of the ground state. We also illustrate some of the properties of the method in terms of a Hubbard model Hamiltonian on a linear ring. Various features of the method and further possible applications are presented in a discussion section.
A method for constructing a description of a large N-electron system from explicitly correlated calculations on O(N) overlapping subsystems is developed. One- and two-electron reduced density matrices for the system are constructed using the reduced density matrices obtained from explicitly correlated calculations on the subsystems. This “locally correlated reduced density matrix” method is closely related to divide-and-conquer treatments of mean-field and density-functional theory, and to wave-function-based O(N) treatments of correlation. Calculations on toy systems indicate that the method recovers a complete description of local correlation effects, is size extensive, and can be formally linear scaling.
Quantum chemistry models atoms and molecules using quantum mechanics, with the electronic structure problem at its core. This problem, which determines the energy and properties of electrons in a molecule, is exponentially hard to solve exactly on classical computers. To approximate solutions, effective models introduce layers of simplifications. However, these approximations can fail for strongly correlated systems, necessitating alternative approaches. Quantum computers, capable of processing quantum information natively, offer a promising path to simulate molecular systems beyond classical reach, with potential applications in catalysis, materials science, and photochemistry. Despite rapid advancements in quantum hardware, practical quantum computations remain challenging due to limited resources. This thesis optimizes quantum resource usage in computational chemistry, introducing novel embedding techniques and exploring applications beyond ground-state energies. Chapter 1 establishes the foundation by reviewing quantum chemistry methods, from Hartree-Fock and Density Functional Theory (DFT) to active space approaches. It also provides an introduction to quantum computing for chemistry, focusing on near-term algorithms. The following chapters present novel methods aimed at reducing quantum resource requirements and tackling problems classical methods struggle with. Chapter 2 introduces a technique to reduce the λ\lambdaλ-norm of the electronic structure Hamiltonian, a key measure of quantum resource demand. By transforming molecular orbitals, this method enhances sampling efficiency in Noisy Intermediate-Scale Quantum (NISQ) algorithms and reduces runtime in Fault-Tolerant Quantum Computing (FTQC). Localized orbitals outperform canonical ones, and an orbital-optimization scheme is proposed to minimize the λ\lambdaλ-norm. Benchmarks on hydrogen chains, FeMoco, and Ruthenium complexes demonstrate its effectiveness. Chapter 3 presents the FragPT2 framework for simulating large systems with multiple interacting fragments. This method embeds each fragment in the mean field of others and applies multi-reference perturbation theory to capture inter-fragment correlations such as dispersion and charge transfer efficiently. The approach reduces computational overhead and enables scalable simulations, as shown in applications to \ce{N2} dimers, aromatic dimers, and butadiene. Chapter 4 focuses on photochemical systems, where multiple electronic states must be treated equally. The state-averaged orbital-optimized variational quantum eigensolver (SAOOVQE) is extended with analytical energy gradients and non-adiabatic couplings, enabling geometry optimizations and simulations of non-adiabatic dynamics on quantum hardware. This is demonstrated by locating the conical intersection in formaldimine, highlighting SAOOVQE’s potential for studying photoisomerization in biomolecules. Building on this, Chapter 5 develops a quantum algorithm to detect conical intersections, where the Born-Oppenheimer approximation breaks down. These intersections are characterized by a discrete Berry phase (0 or π\piπ), representing their topological nature. The algorithm extracts this phase as a single bit of information, ensuring resilience to noise. Analytical proof and numerical validation using a toy molecular model illustrate its effectiveness for studying light-perception biochemistry and related photochemical processes. Finally, Chapter 6 explores machine learning density functionals trained on noisy quantum data. While DFT is computationally efficient, its accuracy depends on approximated exchange-correlation functionals. This work proposes a neural network-based approach to learn the exact functional from quantum data, showing that training on noisy outputs from NISQ devices can mitigate sampling errors. Applications to the Fermi-Hubbard model and other systems demonstrate its potential to generalize and provide accurate results under noise. This thesis advances quantum computational chemistry by optimizing quantum resource usage, developing new embedding strategies, and expanding the scope of quantum simulations beyond ground-state properties. These contributions pave the way for practical quantum algorithms that could revolutionize molecular simulations in the near future.
We present a reduced density operator for electronically open molecules by explicitly averaging over the environmental degrees of freedom of the composite Hamiltonian. Specifically, we include the particle-number nonconserving (particle-breaking) interactions responsible for the sharing of electrons between the molecule and the environment, which are neglected in standard formulations of quantum statistical mechanics. We propose an unambiguous definition of the partial trace operation in the composite fermionic Fock space based on composite states in a second quantization framework built from a common orthonormal set of orbitals. Thereby, we resolve the fermionic partial trace ambiguity. The common orbital basis is constructed by spatial localization of the full orbital space, in which the full composite Hamiltonian naturally partitions into a molecule Hamiltonian, an environment Hamiltonian, and an interaction Hamiltonian. The new reduced density operator is based on the approximation of commutativity between the subsystem Hamiltonians (i.e., molecule and environment Hamiltonians) and the interaction Hamiltonian, but our methodology provides a hierarchical approach for improving this approximation. The reduced density operator can be viewed as a generalization of the grand canonical density operator. We are prompted to define the generalized chemical potential, which aligns with the standard interpretation of the chemical potential, apart from the possibility of fractional rather than strictly integer electron transfer in our framework. In contrast to standard approaches, our framework enables an explicit consideration of the electron occupancy in the environment at any level of theory, irrespective of the model used to describe the molecule. Specifically, our reduced density operator is fully compatible with all possible level-of-theory treatments of the environment. The approximations that render our reduced density operator identical to the grand canonical density operator are (i) restriction of excitations to occur within the same orbitals and (ii) assumption of equal interaction with the environment for all molecule spin orbitals (i.e., the wide-band approximation).
In the near future, material and drug design may be aided by quantum computer assisted simulations. These have the potential to target chemical systems intractable by the most powerful classical computers. However, the resources offered by contemporary quantum computers are still limited, restricting the simulations to very simple molecules. In order to rapidly scale up to more interesting molecular systems, we propose the embedding of the quantum electronic structure calculation into a classically computed environment obtained at the Hartree-Fock (HF) or density functional theory (DFT) level of theory. This result is achieved by constructing an effective Hamiltonian that incorporates a mean field potential describing the action of the inactive electrons on a selected Active Space (AS). The ground state of the AS Hamiltonian is then determined by means of the variational quantum eigensolver algorithm. We show that with the proposed HF and DFT embedding schemes, we can obtain significant energy corrections to the reference HF and DFT calculations for a number of simple molecules in their strongly correlated limit (the dissociation regime) as well as for systems of the size of the oxirane molecule.