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Physical review. B./Physical review. B

Exploiting the links between ground-state correlations and independent-fermion entropy in the Hubbard model

T. S. Müller, W. Töws, G. M. Pastor

Published Jul 26, 2018• 7 citations
Publisher

Abstract

The ground-state properties of the half-filled Hubbard model are investigated in the framework of lattice density functional theory. The single-particle density matrix ${\ensuremath{\gamma}}_{ij\ensuremath{\sigma}}$ is regarded as the central variable of the many-body problem, where $i$ and $j$ refer to the lattice sites and $\ensuremath{\sigma}$ to the spin. The interaction-energy functional $W[{\ensuremath{\gamma}}_{ij\ensuremath{\sigma}}]$ is calculated exactly for representative finite periodic systems by performing exact Lanczos diagonalizations. The relationship between $W[{\ensuremath{\gamma}}_{ij\ensuremath{\sigma}}]$ and the entropy $S[{\ensuremath{\eta}}_{\mathbit{k}\ensuremath{\sigma}}]$ of independent fermions with natural-orbital occupations ${\ensuremath{\eta}}_{\mathbit{k}\ensuremath{\sigma}}$ is analyzed. A simple approximation to the interaction energy of the half-filled Hubbard model is proposed, which takes the form $W=W(S[{\ensuremath{\eta}}_{\mathbit{k}\ensuremath{\sigma}}])$. Using this functional we derive the ground-state energy, kinetic energy, average number of double occupations, charge distribution, magnetic susceptibility, and field-induced spin polarization in one-, two-, and three-dimensional periodic lattices. The limit of infinite dimensions is also explored. The accuracy of the method is assessed by comparison with available exact numerical or analytical results. Goals, limitations, and possible extensions of the domain of applicability of the functional are discussed.

DOI
10.1103/physrevb.98.045135

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The ground-state properties of the half-filled Hubbard model are investigated in the framework of lattice density functional theory. The single-particle density matrix \ensuremathγij\ensuremathσ{\ensuremath{\gamma}}_{ij\ensuremath{\sigma}}\ensuremathγij\ensuremathσ​ is regarded as the central variable of the many-body problem, where iii and jjj refer to the lattice sites and \ensuremathσ\ensuremath{\sigma}\ensuremathσ to the spin. The interaction-energy functional W[\ensuremathγij\ensuremathσ]W[{\ensuremath{\gamma}}_{ij\ensuremath{\sigma}}]W[\ensuremathγij\ensuremathσ​] is calculated exactly for representative finite periodic systems by performing exact Lanczos diagonalizations. The relationship between W[\ensuremathγij\ensuremathσ]W[{\ensuremath{\gamma}}_{ij\ensuremath{\sigma}}]W[\ensuremathγij\ensuremathσ​] and the entropy S[\ensuremathη\mathbitk\ensuremathσ]S[{\ensuremath{\eta}}_{\mathbit{k}\ensuremath{\sigma}}]S[\ensuremathη\mathbitk\ensuremathσ​] of independent fermions with natural-orbital occupations \ensuremathη\mathbitk\ensuremathσ{\ensuremath{\eta}}_{\mathbit{k}\ensuremath{\sigma}}\ensuremathη\mathbitk\ensuremathσ​ is analyzed. A simple approximation to the interaction energy of the half-filled Hubbard model is proposed, which takes the form W=W(S[\ensuremathη\mathbitk\ensuremathσ])W=W(S[{\ensuremath{\eta}}_{\mathbit{k}\ensuremath{\sigma}}])W=W(S[\ensuremathη\mathbitk\ensuremathσ​]). Using this functional we derive the ground-state energy, kinetic energy, average number of double occupations, charge distribution, magnetic susceptibility, and field-induced spin polarization in one-, two-, and three-dimensional periodic lattices. The limit of infinite dimensions is also explored. The accuracy of the method is assessed by comparison with available exact numerical or analytical results. Goals, limitations, and possible extensions of the domain of applicability of the functional are discussed.
The Hubbard model is investigated in the framework of lattice density functional theory (LDFT). The single-particle density matrix ${\ensuremath{\gamma}}_{\mathrm{ij}}$ with respect to the lattice sites is considered as the basic variable of the many-body problem. A new approximation to the interaction-energy functional $W[\ensuremath{\gamma}]$ is proposed which is based on its scaling properties and which recovers exactly the limit of strong electron correlations at half-band filling. In this way, a more accurate description of W is obtained throughout the domain of representability of ${\ensuremath{\gamma}}_{\mathrm{ij}},$ including the crossover from weak to strong correlations. As examples of applications results are given for the ground-state energy, charge-excitation gap, and charge susceptibility of the Hubbard model in one-, two-, and three-dimensional lattices. The performance of the method is demonstrated by comparison with available exact solutions, with numerical calculations, and with LDFT using a simpler dimer ansatz for W. Goals and limitations of the different approximations are discussed.
The ground-state properties of the Hubbard model with attractive local pairing interactions are investigated in the framework of lattice density-functional theory. A remarkable correlation is revealed between the interaction-energy functional $W[\mathbit{\ensuremath{\eta}}]$ corresponding to the Bloch-state occupation-number distribution ${\ensuremath{\eta}}_{\ensuremath{\kappa}\ensuremath{\sigma}}$ and the entropy $S[\mathbit{\ensuremath{\eta}}]$ of a system of noninteracting fermions having the same ${\ensuremath{\eta}}_{\mathbit{k}\ensuremath{\sigma}}$. The relation between $W[\mathbit{\ensuremath{\eta}}]$ and $S[\mathbit{\ensuremath{\eta}}]$ is shown to be approximately linear for a wide range of ground-state representable occupation-number distributions ${\ensuremath{\eta}}_{\mathbit{k}\ensuremath{\sigma}}$. Taking advantage of this statistical analogy, a simple explicit ansatz for $W[\mathbit{\ensuremath{\eta}}]$ of the attractive Hubbard model is proposed, which can be applied to arbitrary periodic systems. The accuracy of this approximation is demonstrated by calculating the main ground-state properties of the model on several 1D and 2D bipartite and nonbipartite lattices and by comparing the results with exact diagonalizations.
The dimerized one-dimensional Hubbard model is studied in the framework of lattice density-functional theory (LDFT). The single-particle density matrix ${\ensuremath{\gamma}}_{\mathrm{ij}}$ with respect to the lattice sites is considered as the basic variable. The corresponding interaction-energy functional $W[{\ensuremath{\gamma}}_{\mathrm{ij}}]$ is defined by Levy's constrained search. Exact numerical results are obtained for $W({\ensuremath{\gamma}}_{12},{\ensuremath{\gamma}}_{23}),$ where ${\ensuremath{\gamma}}_{12}={\ensuremath{\gamma}}_{i,i+1}$ for odd i and ${\ensuremath{\gamma}}_{23}={\ensuremath{\gamma}}_{i,i+1}$ for even i are the nearest-neighbor density-matrix elements along the chain. The domain of representability of ${\ensuremath{\gamma}}_{\mathrm{ij}}$ and the functional dependence of $W({\ensuremath{\gamma}}_{12},{\ensuremath{\gamma}}_{23})$ are analyzed. A simple, explicit approximation to $W({\ensuremath{\gamma}}_{12},{\ensuremath{\gamma}}_{23})$ is proposed, which is derived from scaling properties of W, exact dimer results, and known limits. Using this approximation, LDFT is applied to determine ground-state properties and charge-excitation gaps of finite and infinite dimerized chains as a function of the Coulomb-repulsion strength U/tU/tU/t and of the alternation $\ensuremath{\delta}t$ of the hopping integrals tij{t}_{\mathrm{ij}}tij​ ${(t}_{\mathrm{ij}}=t\ifmmode\pm\else\textpm\fi{}\ensuremath{\delta}t).$ The accuracy of the method is demonstrated by comparison with available exact solutions and accurate numerical calculations. Goals and limitations of the present approach are discussed particularly concerning its ability to describe the crossover from weak to strong electron correlations.
The inhomogeneous Hubbard model is investigated in one and two dimensions by using lattice density-functional theory (LDFT). The ground-state energy E=T+WE=T+WE=T+W is regarded as a functional of the single-particle density matrix $\ensuremath{\gamma}$, where $T[\ensuremath{\gamma}]$ represents the kinetic and crystal-field energy, and $W[\ensuremath{\gamma}]$ the interaction energy. Besides the known functional $T[\ensuremath{\gamma}]$ we propose a simple scaling approximation to the interaction energy $W[\ensuremath{\gamma}]$, which is based on exact results for the Hubbard dimer and on a scaling hypothesis within the domain of representability of $\ensuremath{\gamma}$. As applications we consider the Hubbard model on one- and two-dimensional bipartite lattices. Several ground-state properties are determined including the kinetic and Coulomb energy, density distribution, nearest-neighbor bond order, and charge gap. Comparison with exact Lanczos diagonalizations shows that LDFT with the scaled dimer approximation to $W[\ensuremath{\gamma}]$ yields a quite accurate description of the interplay between correlations and charge redistributions, from weak to strong coupling regimes, and for all band fillings. Goals and limitations of the present approach are discussed.
The attractive Hubbard model is investigated in the framework of lattice density-functional theory (LDFT). The ground-state energy E=T+WE=T+WE=T+W is regarded as a functional of the single-particle density matrix ${\ensuremath{\gamma}}_{ij}$ with respect to the lattice sites, where $T[\ensuremath{\gamma}]$ represents the kinetic and crystal-field energies and $W[\ensuremath{\gamma}]$ the interaction energy. Aside from the exactly known functional $T[\ensuremath{\gamma}]$, we propose a simple scaling approximation to $W[\ensuremath{\gamma}]$, which is based on exact analytic results for the attractive Hubbard dimer and on a scaling hypothesis within the domain of representability of $\ensuremath{\gamma}$. As applications, we consider one-, two-, and three-dimensional finite and extended bipartite lattices having homogeneous or alternating onsite energy levels. In addition, the Bethe lattice is investigated as a function of coordination number. Results are given for the kinetic, Coulomb, and total energies, as well as for the density distribution ${\ensuremath{\gamma}}_{ii}$, nearest-neighbor bond order ${\ensuremath{\gamma}}_{ij}$, and pairing energy $\ensuremath{\Delta}{E}_{p}$, as a function of the interaction strength ∣U∣/t|U|/t∣U∣/t, onsite potential $\ensuremath{\varepsilon}/t$, and band filling n=Ne/Nan={N}_{e}/{N}_{a}n=Ne​/Na​. Remarkable even-odd and super-even oscillations of $\ensuremath{\Delta}{E}_{p}$ are observed in finite rings as a function of band filling. Comparison with exact Lanczos diagonalizations and density-matrix renormalization-group calculations shows that LDFT yields a very good quantitative description of the properties of the model in the complete parameter range, thus providing a significant improvement over the mean-field approaches. Goals and limitations of the method are discussed.
A density-functional theory for many-body lattice models is considered in which the single-particle density matrix ${\ensuremath{\gamma}}_{\mathrm{ij}}$ is the basic variable. Eigenvalue equations are derived for solving Levy's constrained search of the interaction energy functional $W[{\ensuremath{\gamma}}_{\mathrm{ij}}].$ $W[{\ensuremath{\gamma}}_{\mathrm{ij}}]$ is expressed as the sum of Hartree-Fock energy ${E}_{\mathrm{HF}}[{\ensuremath{\gamma}}_{\mathrm{ij}}]$ and the correlation energy ${E}_{C}[{\ensuremath{\gamma}}_{\mathrm{ij}}].$ Exact results are obtained for ${E}_{C}({\ensuremath{\gamma}}_{12})$ of the Hubbard model on various periodic lattices, where ${\ensuremath{\gamma}}_{\mathrm{ij}}={\ensuremath{\gamma}}_{12}$ for all nearest neighbors i and j. The functional dependence of ${E}_{C}({\ensuremath{\gamma}}_{12})$ is analyzed by varying the number of sites Na,{N}_{a},Na​, band filling Ne,{N}_{e},Ne​, and lattice structure. The infinite one-dimensional chain and one-, two-, or three-dimensional finite clusters with periodic boundary conditions are considered. The properties of ${E}_{C}({\ensuremath{\gamma}}_{12})$ are discussed in the limits of weak $({\ensuremath{\gamma}}_{12}\ensuremath{\simeq}{\ensuremath{\gamma}}_{12}^{0})$ and strong $({\ensuremath{\gamma}}_{12}\ensuremath{\simeq}{\ensuremath{\gamma}}_{12}^{\ensuremath{\infty}})$ electronic correlations, and in the crossover region $({\ensuremath{\gamma}}_{12}^{\ensuremath{\infty}}<~{\ensuremath{\gamma}}_{12}<~{\ensuremath{\gamma}}_{12}^{0}).$ Using an appropriate scaling we observe that ${\ensuremath{\varepsilon}}_{C}{(g}_{12}{)=E}_{C}{/E}_{\mathrm{HF}}$ has a pseudo-universal behavior as a function of ${g}_{12}=({\ensuremath{\gamma}}_{12}\ensuremath{-}{\ensuremath{\gamma}}_{12}^{\ensuremath{\infty}})/({\ensuremath{\gamma}}_{12}^{0}\ensuremath{-}{\ensuremath{\gamma}}_{12}^{\ensuremath{\infty}}).$ The fact that ${\ensuremath{\varepsilon}}_{C}{(g}_{12})$ depends weakly on Na,{N}_{a},Na​, Ne,{N}_{e},Ne​, and lattice structure suggests that the correlation energy of extended systems could be obtained quite accurately from finite-cluster calculations. Finally, the behaviors of ${E}_{C}({\ensuremath{\gamma}}_{12})$ for repulsive (U>0)(U>0)(U>0) and attractive (U<0)(U<0)(U<0) interactions are contrasted.