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The Journal of Chemical Physics

On the exact truncation tier of fermionic hierarchical equations of motion

Lu Han, Hou-Dao Zhang, Xiao Hong Zheng, YiJing Yan

Published Jun 21, 2018• 37 citations
Publisher

Abstract

The hierarchical equations of motion (HEOM) theory is in principle exact for describing the dissipative dynamics of quantum systems linearly coupled to Gaussian environments. In practice, the hierarchy needs to be truncated at a finite tier. We demonstrate that, for general systems described by the fermionic HEOM, the (n+L̃)th-tier truncation with L̃=2NσNν yields the exact density operators up to the nth tier. Here, Nσ = 2 for fermionic systems and Nν is the system degrees of freedom. For noninteracting systems, L̃ is further reduced by half. Such an exact termination pattern originates from the Pauli exclusion principle for fermions, and it holds true regardless of the system-environment coupling strength, the number of coupling reservoirs, or the specific scheme employed to unravel the environment memory contents. The relatively small L̃ emphasizes the nonperturbative nature of the HEOM theory. We also propose a simplified HEOM approach to further reduce the memory cost for practical calculations.

DOI
10.1063/1.5034776

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The hierarchical equations of motion (HEOM) theory is in principle exact for describing the dissipative dynamics of quantum systems linearly coupled to Gaussian environments. In practice, the hierarchy needs to be truncated at a finite tier. We demonstrate that, for general systems described by the fermionic HEOM, the (n+L̃)th-tier truncation with L̃=2NσNν yields the exact density operators up to the nth tier. Here, Nσ = 2 for fermionic systems and Nν is the system degrees of freedom. For noninteracting systems, L̃ is further reduced by half. Such an exact termination pattern originates from the Pauli exclusion principle for fermions, and it holds true regardless of the system-environment coupling strength, the number of coupling reservoirs, or the specific scheme employed to unravel the environment memory contents. The relatively small L̃ emphasizes the nonperturbative nature of the HEOM theory. We also propose a simplified HEOM approach to further reduce the memory cost for practical calculations.
The fermionic hierarchical equations of motion (HEOM) approach has found wide application in the exploration of open quantum systems, and extensive efforts have been committed to improving its efficiency and accuracy in practical calculations. In this work, by scrutinizing the stationary-state and dynamic properties of Kondo-correlated quantum impurity systems, we show that the strength of Kondo correlation induced by the system-environment entanglement primarily determines the converged hierarchical truncation tier of the HEOM method. This complements the rule of thumb regarding the positive correlation between the height of hierarchy and system-environment coupling strength. These insights will provide useful guidelines for developing a more sophisticated fermionic HEOM method for the investigation of many-body open quantum systems.
A quantum dissipation theory is formulated in terms of hierarchically coupled equations of motion for an arbitrary fermionic system coupled with grand canonical fermionic bath ensembles.1 The theoretical construction starts with the second-quantization influence functional in path integral formalism, in which the fermionic creation and annihilation operators are represented by Grassmann variables. Temporal derivatives on influence functionals are then performed in a hierarchical manner, on the basis of calculus-on-path-integral algorithm. Both the multiple-frequency-dispersion and the non-Markovian reservoir parametrization schemes are considered for the desired hierarchy construction. The resulting formalism is in principle exact, applicable to interacting systems, with arbitrary time-dependent external fields. It renders an exact tool to evaluate various transient and stationary quantum transport properties of many-electron systems. At the second-tier truncation level the present theory recovers the real-time diagrammatic formalism developed by Schön and coworkers.2 For a single-particle system, the hierarchical formalism terminates at the second tier exactly, and the Landuer-Büttiker's transport current expression is readily recovered. Numerical studies will be presented to highlight the richness of transient current through both interacting and noninteracting model systems.
Abstract The Hierarchical Equations of Motion (HEOM) method has become one of the cornerstones in the simulation of open quantum systems and their dynamics. It is commonly referred to as a non-perturbative method. Yet, there are certain instances, where the necessary truncation of the hierarchy of auxiliary density operators seems to introduce errors which are not fully controllable. We investigate the nature and causes of this type of critical error both in the case of pure decoherence, where exact results are available for comparison, and in the spin-boson system, a full system-reservoir model. We find that truncating the hierarchy to any finite size can be problematic for strong coupling to a dissipative reservoir, in particular when combined with an appreciable reservoir memory time.
Several recent advancements for the hierarchical equations of motion (HEOM) approach are reported. First, we propose an a priori estimate for the optimal number of basis functions for the reservoir memory decomposition. Second, we make use of the sparsity of auxiliary density operators (ADOs) and propose two ansatzs to screen out all the intrinsic zero ADO elements. Third, we propose a new truncation scheme by utilizing the time derivatives of higher-tier ADOs. These novel techniques greatly reduce the memory cost of the HEOM approach, and thus enhance its efficiency and applicability. The improved HEOM approach is applied to simulate the coherent dynamics of Aharonov-Bohm double quantum dot interferometers. Quantitatively accurate dynamics is obtained for both noninteracting and interacting quantum dots. The crucial role of the quantum phase for the magnitude of quantum coherence and quantum entanglement is revealed.
We study truncations of hierarchical equations of motion (HEOM) for finite-dimensional open quantum systems. We prove that for finite-dimensional approximations constructed with a Schur-complement type of terminator, the spectrum converges to that of the full HEOM as the truncation depth increases. We also prove that this approximation is free of spectral pollution: sufficiently deep truncations do not produce spurious unstable modes, provided the exact HEOM is stable. We illustrate the results for the spin-boson model.
The hierarchical equations of motion (HEOM) formalism developed recently is becoming an important method for investigating the properties and dynamical processes of quantum open systems. A comprehensive account on its establishment and recent development was given, covering theoretical formulations, numerical algorithm and practical applications. By construction HEOM resolves in a nonperturbative manner the combined effects of many-body interaction, system-environment coupling and non-Markovian memory. While it is mathematically equivalent to an exact path integral formalism, HEOM is also very convenient in computation and versatile in various systems of study. Moreover, it is shown recently that HEOM is actually a correlated system-environment dynamics theory. The practicality of HEOM to address physical and chemical problems was exemplified with examples relevant to quantum dissipation and quantum transport.