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The Born Postulate and Time-Reversal Symmetry of Quantum Equations of Motion

Aleksey Ilyin

Published May 14, 2015• 0 citations
OpenAlex

Abstract

It was repeatedly underlined in literature that quantum mechanics cannot be considered a closed theory if the Born Rule is postulated rather than derived from the first principles. In this work the Born Rule is derived from the time-reversal symmetry of quantum equations of motion. The derivation is based on a simple functional equation that takes into account properties of probability, as well as the linearity and time-reversal symmetry of quantum equations of motion. The derivation presented in this work also allows to determine certain limits to applicability of the Born Rule.

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The Born Postulate and Time-Reversibility of Quantum Equations of Motion

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It was repeatedly underlined in literature that quantum mechanics cannot be considered a closed theory if the Born rule is postulated rather than derived from the first principles. In this paper the Born postulate is derived from time-reversibility of solutions of quantum equations of motion. The Born postulate is obtained as a solution of simple functional equation that takes into account the properties of probability and time-reversibility of the equation of motion. The form of the equation of motion is not specified, therefore, the result obtained is applicable to any type of reversible quantum equation of motion. In the second part of this article it is emphasized that, due to topological limitations, time-reversibility of quantum equations does not automatically result in reversibility of real physical processes even when a single particle is involved.

•May 14, 2015•0 citations

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In order to make the quantum mechanics a closed theory one has to derive the Born rule from the first principles, like the Schroedinger equation (SEq), rather than postulate it. The Born rule was in certain sense derived in several articles, e.g. in [1] and [2]. In this work some arguments of previous authors are simplified and made more “physical”. It is shown how to derive the Born rule using the conservation of quantum state norm (Ψ|Ψ) that is the unitary evolution property determined by the SEq. It is this property that makes the probability equal to the square of the amplitude modulus. Possible modification of the Born rule is briefly discussed in the case when the evolution of the system is described by a nonlinear Schroedinger equation. We also present arguments in the spirit of the Many-World Interpretation to explain the origin of probabilistic behavior. Simply speaking, the randomness appears as a result of representing the wave function by using a detector of discrete nature that is found only in one state at a time, out of two or more possible states.

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The predictions of quantum mechanics are probabilistic. Quantum probabilities are extracted using a postulate of the theory called the Born rule, the status of which is central to the problem of quantum mechanics. Efforts to justify the Born rule from other physical principles, and thus elucidate the measurement process, have involved lengthy statistical or information-theoretic arguments. Here we show that Bohm's deterministic formulation of quantum mechanics allows the Born rule for measurements on a single system to be derived, without any statistical assumptions. We solve a simple example where the creation of an ensemble of identical quantum states, together with position measurements on those states, are described by Bohm's quantum dynamics. The calculated measurement outcomes agree with the Born-rule probabilities, which are thus a consequence of deterministic evolution. Our results demonstrate that quantum probabilities can emerge from simple dynamical laws alone, and they support the view that there is no underlying indeterminism in quantum phenomena.

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The Born Rule plays a critical role in quantum mechanics (QM) since it supplies the link between the mathematical formalism and experimental results in terms of probabilities. The Born Rule does not occur in ordinary probability theory. Where then does it come from? This has been a topic of considerable controversy in the literature. We take the approach of asking what is the simplest extension of ordinary probability theory where the Born rule appears. This is answered by showing that the Born Rule appears by adding the notion of superposition events (in addition to the ordinary discrete events) to finite probability theory. Hence the rule does not need any physics-based derivation. It is simply a feature of the mathematics of superposition when only superposition events are added to ordinary probability theory.

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14. A critique of Born’s rule

Arnold Neumaier

Traditionally, some version of Born’s rule is always considered to be an indispensable part of any interpretation of quantum mechanics, either as a postulate, or as a result derived-not always on the basis of convincing reasoning-from other postulates. In this section, we have a close look at the possible forms of Born’s rule and discuss the limits of its validity. All traditional foundations of quantum mechanics heavily depend on the concept of (hypothetical, idealized) experiments-far too heavily. This is one of the reasons why these foundations are still unsettled, over 90 years after the discovery of the basic equations for modern quantum mechanics. No other theory has such controversial foundations. The main reason is that the starting point of the usual interpretations is an idealization of the measurement process that is taken too seriously, namely as the indisputable truth about everything measured. But in reality, this idealization is only a didactical trick for the newcomer to make the formal definitions of quantum mechanics a bit easier to swallow. Except in a few very simple cases, it is too far removed from experimental practice to tell much about real measurements, and hence about how quantum physics is used in real applications. In experimental physics, measurement is a very complex thing, far more complex than Born’s rule (the usual starting point) suggests. To measure the distance between two galaxies, the mass of the top quark, or the Lamb shift, just to mention three basic examples, cannot be captured by the idealistic measurement concept used there, nor by any of the refinements of it discussed in the literature. In each of the three cases mentioned, one assembles a lot of auxiliary information and ultimately calculates the measurement result from a best fit of a model to the data. Clearly, the theory must already be in place in order to do that. We do not even know what a top quark should be, whose mass we are measuring, unless we have a theory that tells us this! The two most accurately determined observables in the history of quantum physics, namely the anomalous magnetic moment of the electron and Lamb shift, are not even q-observables! To present the stage for the criticism of Born’s rule in Section 14.3, we first need to clarify the meaning of the term “Born’s rule”. To distinguish different useful meanings, we look in Sections 14.1-14.2 at the early history of Born’s rule.

De Gruyter eBooks•Oct 24, 2019•0 citations
It was repeatedly underlined in literature that quantum mechanics cannot be considered a closed theory if the Born Rule is postulated rather than derived from the first principles. In this work the Born Rule is derived from the time-reversal symmetry of quantum equations of motion. The derivation is based on a simple functional equation that takes into account properties of probability, as well as the linearity and time-reversal symmetry of quantum equations of motion. The derivation presented in this work also allows to determine certain limits to applicability of the Born Rule.
It was repeatedly underlined in literature that quantum mechanics cannot be considered a closed theory if the Born rule is postulated rather than derived from the first principles. In this paper the Born postulate is derived from time-reversibility of solutions of quantum equations of motion. The Born postulate is obtained as a solution of simple functional equation that takes into account the properties of probability and time-reversibility of the equation of motion. The form of the equation of motion is not specified, therefore, the result obtained is applicable to any type of reversible quantum equation of motion. In the second part of this article it is emphasized that, due to topological limitations, time-reversibility of quantum equations does not automatically result in reversibility of real physical processes even when a single particle is involved.
In order to make the quantum mechanics a closed theory one has to derive the Born rule from the first principles, like the Schroedinger equation (SEq), rather than postulate it. The Born rule was in certain sense derived in several articles, e.g. in [1] and [2]. In this work some arguments of previous authors are simplified and made more “physical”. It is shown how to derive the Born rule using the conservation of quantum state norm (Ψ|Ψ) that is the unitary evolution property determined by the SEq. It is this property that makes the probability equal to the square of the amplitude modulus. Possible modification of the Born rule is briefly discussed in the case when the evolution of the system is described by a nonlinear Schroedinger equation. We also present arguments in the spirit of the Many-World Interpretation to explain the origin of probabilistic behavior. Simply speaking, the randomness appears as a result of representing the wave function by using a detector of discrete nature that is found only in one state at a time, out of two or more possible states.
The Born rule stands as the fundamental probability postulate of quantum mechanics, yet its first-principle derivation remains a longstanding open problem. This paper presents a rigorous, collapse-free, and observer-independent derivation of the Born rule. Starting from four physically natural and minimal axioms—unitary dynamics, uniqueness of classical records, unitary invariance, and consistency with the classical limit and ergodicity—we uniquely deduce the Born rule from first principles. We prove that the Born rule is not an independent postulate, but a necessary mathematical consequence of the core axiomatic structure. Our approach is self-contained, assumption-free, and purely unitary, establishing that the Born rule is canonically determined by the fundamental mathematical and physical principles of quantum mechanics.
The predictions of quantum mechanics are probabilistic. Quantum probabilities are extracted using a postulate of the theory called the Born rule, the status of which is central to the problem of quantum mechanics. Efforts to justify the Born rule from other physical principles, and thus elucidate the measurement process, have involved lengthy statistical or information-theoretic arguments. Here we show that Bohm's deterministic formulation of quantum mechanics allows the Born rule for measurements on a single system to be derived, without any statistical assumptions. We solve a simple example where the creation of an ensemble of identical quantum states, together with position measurements on those states, are described by Bohm's quantum dynamics. The calculated measurement outcomes agree with the Born-rule probabilities, which are thus a consequence of deterministic evolution. Our results demonstrate that quantum probabilities can emerge from simple dynamical laws alone, and they support the view that there is no underlying indeterminism in quantum phenomena.
The Born Rule plays a critical role in quantum mechanics (QM) since it supplies the link between the mathematical formalism and experimental results in terms of probabilities. The Born Rule does not occur in ordinary probability theory. Where then does it come from? This has been a topic of considerable controversy in the literature. We take the approach of asking what is the simplest extension of ordinary probability theory where the Born rule appears. This is answered by showing that the Born Rule appears by adding the notion of superposition events (in addition to the ordinary discrete events) to finite probability theory. Hence the rule does not need any physics-based derivation. It is simply a feature of the mathematics of superposition when only superposition events are added to ordinary probability theory.
Traditionally, some version of Born’s rule is always considered to be an indispensable part of any interpretation of quantum mechanics, either as a postulate, or as a result derived-not always on the basis of convincing reasoning-from other postulates. In this section, we have a close look at the possible forms of Born’s rule and discuss the limits of its validity. All traditional foundations of quantum mechanics heavily depend on the concept of (hypothetical, idealized) experiments-far too heavily. This is one of the reasons why these foundations are still unsettled, over 90 years after the discovery of the basic equations for modern quantum mechanics. No other theory has such controversial foundations. The main reason is that the starting point of the usual interpretations is an idealization of the measurement process that is taken too seriously, namely as the indisputable truth about everything measured. But in reality, this idealization is only a didactical trick for the newcomer to make the formal definitions of quantum mechanics a bit easier to swallow. Except in a few very simple cases, it is too far removed from experimental practice to tell much about real measurements, and hence about how quantum physics is used in real applications. In experimental physics, measurement is a very complex thing, far more complex than Born’s rule (the usual starting point) suggests. To measure the distance between two galaxies, the mass of the top quark, or the Lamb shift, just to mention three basic examples, cannot be captured by the idealistic measurement concept used there, nor by any of the refinements of it discussed in the literature. In each of the three cases mentioned, one assembles a lot of auxiliary information and ultimately calculates the measurement result from a best fit of a model to the data. Clearly, the theory must already be in place in order to do that. We do not even know what a top quark should be, whose mass we are measuring, unless we have a theory that tells us this! The two most accurately determined observables in the history of quantum physics, namely the anomalous magnetic moment of the electron and Lamb shift, are not even q-observables! To present the stage for the criticism of Born’s rule in Section 14.3, we first need to clarify the meaning of the term “Born’s rule”. To distinguish different useful meanings, we look in Sections 14.1-14.2 at the early history of Born’s rule.