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Asymptotic energy conservation in periodically driven many-body systems

Dmitry A. Abanin, Wojciech De Roeck, François Huveneers, Wen Wei Ho

Published Sep 17, 2015• 1 citation
OpenAlex

Abstract

Prethermalization refers to the transient phenomenon where a system thermalizes according to a Hamiltonian that is not the generator of its evolution. We provide here a rigorous framework for quantum spin systems where prethermalization is exhibited for very long times. First, we consider quantum spin systems under periodic driving at high frequency $\nu$. We prove that up to a quasi-exponential time $\tau_* \sim e^{c \frac{\nu}{\log^3 \nu}}$, the system barely absorbs energy. Instead, there is an effective local Hamiltonian $\hat D$ that governs the time evolution up to $\tau_*$, and hence this effective Hamiltonian is a conserved quantity up to $\tau_*$. Next, we consider systems without driving, but with a separation of energy scales in the Hamiltonian. A prime example is the Fermi-Hubbard model where the interaction $U$ is much larger than the hopping $J$. Also here we prove the emergence of an effective conserved quantity, different from the Hamiltonian, up to a time $\tau_*$ that is (almost) exponential in $U/J$.

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Prethermalization refers to the transient phenomenon where a system thermalizes according to a Hamiltonian that is not the generator of its evolution. We provide here a rigorous framework for quantum spin systems where prethermalization is exhibited for very long times. First, we consider quantum spin systems under periodic driving at high frequency ν\nuν. We prove that up to a quasi-exponential time τ∗∼ecνlog⁡3ν\tau_* \sim e^{c \frac{\nu}{\log^3 \nu}}τ∗​∼eclog3νν​, the system barely absorbs energy. Instead, there is an effective local Hamiltonian D^\hat DD^ that governs the time evolution up to τ∗\tau_*τ∗​, and hence this effective Hamiltonian is a conserved quantity up to τ∗\tau_*τ∗​. Next, we consider systems without driving, but with a separation of energy scales in the Hamiltonian. A prime example is the Fermi-Hubbard model where the interaction UUU is much larger than the hopping JJJ. Also here we prove the emergence of an effective conserved quantity, different from the Hamiltonian, up to a time τ∗\tau_*τ∗​ that is (almost) exponential in U/JU/JU/J.
Prethermalization refers to the transient phenomenon where a system thermalizes according to a Hamiltonian that is not the generator of its evolution. We provide here a rigorous framework for quantum spin systems where prethermalization is exhibited for very long times. First, we consider quantum spin systems under periodic driving at high frequency ν. We prove that up to a quasi-exponential time τ∗∼ecνlog3ν, the system barely absorbs energy. Instead, there is an effective local Hamiltonian Dˆ that governs the time evolution up to τ∗, and hence this effective Hamiltonian is a conserved quantity up to τ∗. Next, we consider systems without driving, but with a separation of energy scales in the Hamiltonian. A prime example is the Fermi–Hubbard model where the interaction U is much larger than the hopping J. Also here we prove the emergence of an effective conserved quantity, different from the Hamiltonian, up to a time τ∗ that is (almost) exponential in U/J.
We establish some general dynamical properties of quantum many-body systems that are subject to a high-frequency periodic driving. We prove that such systems have a quasiconserved extensive quantity H∗{H}_{*}H∗​, which plays the role of an effective static Hamiltonian. The dynamics of the system (e.g., evolution of any local observable) is well approximated by the evolution with the Hamiltonian H∗{H}_{*}H∗​ up to time ${\ensuremath{\tau}}_{*}$, which is exponentially large in the driving frequency. We further show that the energy absorption rate is exponentially small in the driving frequency. In cases where H∗{H}_{*}H∗​ is ergodic, the driven system prethermalizes to a thermal state described by H∗{H}_{*}H∗​ at intermediate times $t\ensuremath{\lesssim}{\ensuremath{\tau}}_{*}$, eventually heating up to an infinite-temperature state after times $t\ensuremath{\sim}{\ensuremath{\tau}}_{*}$. Our results indicate that rapidly driven many-body systems generically exhibit prethermalization and very slow heating. We briefly discuss implications for experiments which realize topological states by periodic driving.
While a clean, driven system generically absorbs energy until it reaches "infinite temperature," it may do so very slowly exhibiting what is known as a prethermal regime. Here, we show that the emergence of an additional approximately conserved quantity in a periodically driven (Floquet) system can give rise to an analogous long-lived regime. This can allow for nontrivial dynamics, even from initial states that are at a high or infinite temperature with respect to an effective Hamiltonian governing the prethermal dynamics. We present concrete settings with such a prethernial regime, one with a period-doubled (time-crystalline) response. We also present a direct diagnostic to distinguish this prethermal phenomenon from its infinitely long-lived many-body localized cousin. We apply these insights to a model of the recent NMR experiments by Rovny et al. [Phys. Rev. Lett. 120, 180603 (2018)] which, intriguingly, detected signatures of a Floquet time crystal in a clean three-dimensional material. We show that a mild but subtle variation of their driving protocol can increase the lifetime of the time-crystalline signal by orders of magnitude.
We investigate a class of periodically driven many-body systems that allows us to extend the phenomenon of prethermalization to the vicinity of isolated intermediate-to-low drive frequencies away from the high-frequency limit. We provide numerical evidence for the formation of a parametrically long-lived prethermal plateau, captured by an effective Floquet Hamiltonian computed using the replica inverse-frequency expansion, and demonstrate its stability with respect to random perturbations in the drive period. Considering exclusively nonintegrable Floquet Hamiltonians, we find that heating rates are nonuniversal: we observe Fermi's golden rule scaling, power-law scaling inconsistent with the golden rule, and non-power-law scaling, depending on the drive. Despite the asymptotic character of the inverse-frequency expansion, we show that it describes the thermostatic properties of the state all along the evolution up to infinite temperature, with higher-order terms improving the accuracy. Our results suggest a dynamical mechanism to gradually increase the temperature in isolated quantum simulators, such as ultracold atoms, and open up an alternative possibility to investigate thermal phase transitions and the interplay between thermal and quantum criticality using Floquet drives.
We discuss the universal nature of relaxation in isolated many-body quantum systems subjected to global and strong periodic driving. Our rigorous Floquet analysis shows that the energy of the system remains almost constant up to an exponentially long time in frequency for arbitrary initial states and that an effective Hamiltonian obtained by a truncation of the Floquet-Magnus expansion is a quasiconserved quantity in a long time scale. These two general properties lead to an intriguing classification on the initial stage of relaxation, one of which is similar to the prethermalization phenomenon in nearly integrable systems.
It is proved that the energy absorption in a periodically driven classical spin system is exponentially slow in frequency, which results in a two-step relaxation called the Floquet prethermalization. This result is shown by establishing the classical limit of the quantum spin dynamics. The Floquet prethermal state is well described by the Gibbs ensemble with respect to the static effective Hamiltonian obtained by a truncation of the Floquet-Magnus expansion. On the other hand, the same effective Hamiltonian does not reproduce the local dynamics for an exponentially long time. This is due to the chaoticity of classical dynamics and in stark contrast to quantum spin systems, in which the effective Hamiltonian well reproduces the exact quantum dynamics up to an exponentially long time.