In this thesis we focus on improvements of the description of the electron-electron correlation effects in nonequilibrium nanosystems. We mainly focus on developments of two nonequilibrium methods, namely the formalism of Nonequilibrium Green’s Function and Time Dependent Density Functional Theory and we explore the possibility to improve existing approximations in these theories. A smaller part of the thesis is devoted to the Exact Diagonalization method which provides a numerically exact description of small systems.Paper I: We review the current methods for description of correlated materials in nonequilibrium and their connection to pump-probe spectroscopy.Paper II: We propose a hybrid method for the real time dynamics of strongly correlated materials which includes memory effects beyond the adiabatic local density approximation.Paper III: We study the dynamics of desorption of a molecule from a surface with different levels of approximation for both the nuclear and the electronic part. We compare a full quantum mechanical treatment to the Ehrenfestapproximation for the molecule and perturbative approximations for the electrons.Paper IV: We develop a theory of current-induced forces within Adiabatic Ehrenfest Dynamics which includes effects of electron-electron interactions. We study a dependence of the electronic friction on interaction strength.We also benchmark it against nonadiabatic Ehrenfest dynamics.Paper V: We study the competition of interaction and disorder in systems with steady state currents - in transport and ring geometries. We exactly define the exchange-correlation screening of the disorder by the interactioneffects via Kohn–Sham construction of DFT.Paper VI: We study a competition between Kondo and RKKY interaction in small clusters of Periodic Anderson Model (ring geometries), we construct a nonequilibrium Doniach-phase like diagram. We then determine anoptimal pulse to induce transitions with the highest fidelity.
In this thesis we focus on improvements of the description of the electron-electron correlation effects in nonequilibrium nanosystems. We mainly focus on developments of two nonequilibrium methods, namely the formalism of Nonequilibrium Green’s Function and Time Dependent Density Functional Theory and we explore the possibility to improve existing approximations in these theories. A smaller part of the thesis is devoted to the Exact Diagonalization method which provides a numerically exact description of small systems.Paper I: We review the current methods for description of correlated materials in nonequilibrium and their connection to pump-probe spectroscopy.Paper II: We propose a hybrid method for the real time dynamics of strongly correlated materials which includes memory effects beyond the adiabatic local density approximation.Paper III: We study the dynamics of desorption of a molecule from a surface with different levels of approximation for both the nuclear and the electronic part. We compare a full quantum mechanical treatment to the Ehrenfestapproximation for the molecule and perturbative approximations for the electrons.Paper IV: We develop a theory of current-induced forces within Adiabatic Ehrenfest Dynamics which includes effects of electron-electron interactions. We study a dependence of the electronic friction on interaction strength.We also benchmark it against nonadiabatic Ehrenfest dynamics.Paper V: We study the competition of interaction and disorder in systems with steady state currents - in transport and ring geometries. We exactly define the exchange-correlation screening of the disorder by the interactioneffects via Kohn–Sham construction of DFT.Paper VI: We study a competition between Kondo and RKKY interaction in small clusters of Periodic Anderson Model (ring geometries), we construct a nonequilibrium Doniach-phase like diagram. We then determine anoptimal pulse to induce transitions with the highest fidelity.
The problem of quantum dynamics in open systems has gained attention in recent decades and not the least due to the advances made in quantum transport in molecular systems. The main motivation behind quantum transport and molecular electronics is the futuristic goal to be able at some point to replace, or to complement, the silicon-based technology and to make the electronic devices faster. On a fundamental level, one has to deal with time-dependent processes where electron-electron or electron- phonon interactions are of great importance, and they can cause profound quantitative and qualitative changes on the physical and dynamical properties of electronic systems compared to the non-interacting case. Most of the studies of quantum transport have been focused on the steady-state description while neglecting the short-time dynamics. However, the dynamical effects are of great importance since fast- switching processes play a pivotal role in the operation of future devices. We studied the problem of time-dependent electron transport through the Anderson impurity model by using many-body perturbation theory (MBPT) together with Keldysh Green’s functions as well as with time-dependent density functional theory (TDDFT). These methods were compared with numerically exact time-dependent density-matrix renormalization group (tDMRG) method. We found that the many-body perturbation theory results beyond Hartree-Fock approximation were in close agreement with tDMRG results. In addition we studied the possibility of multistablity in the density and current of an interacting nanoscale junction as well as how to reversibly switch between the multiple solutions in time domain. An accurate theoretical treatment of electron correlation even in as simple model as an interacting electron gas at metallic densities still continues to be a challenge; especially description of features in the photoemission spectra due to electron correlations provides a theoretical challenge. The many-body perturbation theory yields a systematic way to study electron-electron (electron-phonon) correlations in various systems. One of the widely used approximations in MBPT is the GW approximation in which the bare interaction line is replaced with screened interaction line in the first order exchange diagram. The GW approximation gives good estimates for the band gap values close to experimental ones but especially the self-consistent GW approximation has a number of deficiencies like washing out of plasmon features and overestimation of bandwidths compared to experiment. One way to improve GW calculations is to include vertex corrections. Unfortunately, the straightforward inclusion of vertex corrections yields negative spectra in some frequency regions. We developed a diagrammatic approach to construct self-energy approximations with positive spectral properties. Our approach consists of expressing a self-energy of response diagram as a product of half-diagrams after which a minimal set of additional diagrams is identified to construct a perfect square. We applied this method to study vertex corrections in a homogeneous electron gas. In addition we analyzed the diagrammatic content of photocurrent with density functional theory. The expression for the photocurrent was obtained as an integral over the Kohn-Sham spectral function renormalized by effective potentials that depend on the exchange correlation kernel of current density functional theory. The expression for the photocurrent gives us the angular dependence of the photocurrent but it does not provide a direct access to the kinetic energy distribution of the photoelectrons.
This thesis investigates different methods for treating strongly correlated systems, and discusses their respective strengths and weaknesses. Many of the results presented in this thesis come from comparing the different methods and approximations to exact results. Paper I: We studied the real-time dynamics of a trapped fermion gas, as it expands after removal of a trapping potential. Paper II: We constructed a new exchange-correlation potential, to be used in three dimensions. The potential is non-perturbative in the interaction, meaning that we could use it both for weakly interacting (metallic) systems, as well as for strongly interacting (Mott insulating) systems. Paper III: We studied transport of electrons through small disordered wires contacted to leads. Using TDDFT, we have studied how the inclusion of both disorder and large electron-electron interactions affect conduction. At finite bias, we saw that the effects where competitive, and that interactions could increase the current through disordered samples. Paper IV: We studied fermions in 3D, using our newly developed exchange-correlation potentials, presented in Paper II. We studied how a cloud of fermions expands when released from a trapping potential. The simulated systems were large enough to be relevant for actual experimental conditions. Paper V: We studied transport of electrons through small disordered wires contacted to leads. The setup was similar to the one in Paper III, but another method was used - NEGF. Many of the observed trends were similar to those seen in our previous investigations. The differences were attributed to non-local effects.
In this thesis we discuss a theoretical description of ultrafast and non-linear spectroscopy. Due to the high intensities and ultrashort pulse durations involved in such experiments, it is necessary to use an explicitly time-dependent formalism. In addition, many of the systems we have considered exhibit strong interactions between the constituent particles, such as electron-electron, electron-nuclear and electron-photon interactions. To properly account for such interactions we have made extensive use of effective models, designed to capture the qualitative aspects of the systems.The thesis is based on six papers, that can be broadly categorized as follows: In Papers III and VI we study the non-linear interaction of light and matter. In Paper III we look at the multi-photon photo-emission from InAs nanowires, and in particular at the polarization dependence of the photo-emission signal on the crystal structure. In Paper VI we discuss second harmonic generation in a two-level system, and compare the fluorescence spectra from a quantum and semi-classical treatment of radiation.The remaining four papers are concerned with ultrafast dynamical processes: In Papers I and II we study atomic desorption from a surface, resulting from strong electron-nuclear interactions. To account for these interactions we consider a finite system that can be solved using exact diagonalization. We show that the desorption yield can be controlled by using a protocol with two ultrashort pulses and varying their delay. To assess finite size effects we compare the exact solution of the finite system to an approximate solution of a semi-infinite system based on non-equilibrium Green's functions and Ehrenfest dynamics. In Paper V we study Auger decay in a real-time description, and propose a protocol to induce the quantum Zeno effect by driving the system during decay. The Zeno effect leads to an increase in the Auger lifetime, that is experimentally measurable and can be controlled by varying the intensity of the driving field. In Paper IV we discuss the role of electron-electron interactions for charge-separation in donor-acceptor systems. We identify a regime where the charge-separation is driven solely by electronic correlations, that are captured by treating interactions to first order beyond a mean-field description.
This dissertation investigates the possibilities and limitations of time-dependent many-body perturbation theory by studying small Hubbard clusters for which the exact solution is available. The first part of the thesis is comprised of a short introduction to the concepts and methodologies used. The second part consists of an review of the main findings of the thesis and a short summary of four original papers. In paper I we study the dynamics of short Hubbard chains within many-body perturbation theory and compare to the exact solution. The main outcomes are that the T-matrix approximation works well in the low filling regime and that all approximation which involve correlation effects develop an unphysical steady state. In paper II we present the methodology used in paper I. We find that the correlation-induced damping appears even in the presence of leads and that there are multiple steady and quasi steady states. In paper III we make a review of the status of time dependent density functional theory for lattice models. In particular we find that a non-perturbative adiabatic local density approximation describes strong correlations well while many-body perturbation theory accounts better for non-adiabatic effects. In paper IV we propose a method to obtain the double occupancy from the Kadanoff-Baym equations. We show that the positiveness condition may be violated in the GW or the second Born approximation but fulfiled in the T-matrix approximation. We apply this method to obtain the local entanglement entropy.
Recent developments in methods and computational power render it possible to realistically simulate nanoscopic systems such as surfaces, two-dimensional materials, and nanodots including strong electronic correlations. Nanoscopic structuring enables the tailoring of the electronic structure which can be the basis of future electronic devices. This thesis addresses method developments and applications at the interface of ab-initio methods and model based many-body methods for the case of nanoscopically structured systems with strong correlations. In contrast to bulk materials, low-dimensional materials exhibit long-range interactions due to reduced screening. In this work, the general question how these long-range interactions affect electronic properties is investigated. To this end, a variational approach which approximates models with long-range interactions by models with only local interactions is introduced. For the case of an ab-initio derived model of graphene it is found that nonlocal interactions stabilize the semimetallic phase. The quality of this approach is discussed using a simple test case. Realistic models of interacting impurities embedded in an extended solid involve a large amount of bath sites and low symmetries regarding the impurity, which renders an exact treatment impossible. A variational algorithm is presented which optimizes corresponding exactly solvable effective models. Thus, the method is a proposition to an unambiguous solution of the so-called bath-discretization problem in exact diagonalization approaches to the Anderson impurity model. The method is benchmarked for a simple test case and applied to realistic models of Co atoms in Cu hosts and Fe atoms on alkali surfaces. Finally, the (001) surface of Cr is investigated by incorporating local correlation effects into a material realistic description derived from density functional theory. To this end, the LDA DMFT method is used to calculate spectral functions, which are compared to spectroscopic experimental data. So far open experimental features are thereby clarified. Cr(001) exemplifies a situation where correlation effects are determined by the geometric structure of a material: While correlations effects are weak in bulk Cr, they are key for the electronic structure of the Cr(001) surface.
Nanostructures with open shell transition metal or molecular constituents host often strong electronic correlations and are highly sensitive to atomistic material details. This tutorial review discusses method developments and applications of theoretical approaches for the realistic description of the electronic and magnetic properties of nanostructures with correlated electrons. First, the implementation of a flexible interface between density functional theory and a variant of dynamical mean field theory (DMFT) highly suitable for the simulation of complex correlated structures is explained and illustrated. On the DMFT side, this interface is largely based on recent developments of quantum Monte Carlo and exact diagonalization techniques allowing for efficient descriptions of general four fermion Coulomb interactions, reduced symmetries and spin-orbit coupling, which are explained here. With the examples of the Cr (001) surfaces, magnetic adatoms, and molecular systems it is shown how the interplay of Hubbard U and Hund’s J determines charge and spin fluctuations and how these interactions drive different sorts of correlation effects in nanosystems. Non-local interactions and correlations present a particular challenge for the theory of low dimensional systems. We present our method developments addressing these two challenges, i.e., advancements of the dynamical vertex approximation and a combination of the constrained random phase approximation with continuum medium theories. We demonstrate how non-local interaction and correlation phenomena are controlled not only by dimensionality but also by coupling to the environment which is typically important for determining the physics of nanosystems.