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China Communications

Physical layer security with its applications in 5G networks: A review

Li Sun, Qinghe Du

Published Dec 1, 2017• 138 citations
Publisher

Abstract

5G network is expected to support massive user connections and exponentially increasing wireless services, which makes network security unprecedentedly important. Unlike traditional security-guaranteeing techniques which rely heavily on cryptographic approaches at upper layers of the protocol stack, physical-layer security (PLS) solutions fully take advantages of the characteristics of wireless channels to degrade the received signal qualities at the malicious users, and realize keyless secure transmission via signal design and signal processing techniques. PLS avoids the difficulties in the distribution and management of secret keys, and provides flexible security levels through adaptive transmission protocol design. Moreover, PLS techniques match the features of 5G networks well. Therefore, the application of PLS to 5G networks is a promising solution to address the security threats. This article presents a comprehensive review of the state-of-the-art PLS techniques, and discusses their applications in 5G networks. We first summarize the principle and advantages of PLS techniques, and point out the reasons why PLS is suitable for 5G networks. Then, we review the existing PLS methods in literature, and highlight several PLS solutions that are expected to be applied in 5G networks. Finally, we conclude this article and figure out some further research directions.

DOI
10.1109/cc.2017.8246328

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5G network is expected to support massive user connections and exponentially increasing wireless services, which makes network security unprecedentedly important. Unlike traditional security-guaranteeing techniques which rely heavily on cryptographic approaches at upper layers of the protocol stack, physical-layer security (PLS) solutions fully take advantages of the characteristics of wireless channels to degrade the received signal qualities at the malicious users, and realize keyless secure transmission via signal design and signal processing techniques. PLS avoids the difficulties in the distribution and management of secret keys, and provides flexible security levels through adaptive transmission protocol design. Moreover, PLS techniques match the features of 5G networks well. Therefore, the application of PLS to 5G networks is a promising solution to address the security threats. This article presents a comprehensive review of the state-of-the-art PLS techniques, and discusses their applications in 5G networks. We first summarize the principle and advantages of PLS techniques, and point out the reasons why PLS is suitable for 5G networks. Then, we review the existing PLS methods in literature, and highlight several PLS solutions that are expected to be applied in 5G networks. Finally, we conclude this article and figure out some further research directions.
The open nature of radio propagation enables ubiquitous wireless communication. This allows for seamless data transmission. However, unauthorized users may pose a threat to the security of the data being transmitted to authorized users. This gives rise to network vulnerabilities such as hacking, eavesdropping, and jamming of the transmitted information. Physical layer security (PLS) has been identified as one of the promising security approaches to safeguard the transmission from eavesdroppers in a wireless network. It is an alternative to the computationally demanding and complex cryptographic algorithms and techniques. PLS has continually received exponential research interest owing to the possibility of exploiting the characteristics of the wireless channel. One of the main characteristics includes the random nature of the transmission channel. The aforesaid nature makes it possible for confidential and authentic signal transmission between the sender and the receiver in the physical layer. We start by introducing the basic theories of PLS, including the wiretap channel, information-theoretic security, and a brief discussion of the cryptography security technique. Furthermore, an overview of multiple-input multiple-output (MIMO) communication is provided. The main focus of our review is based on the existing key-less PLS optimization techniques, their limitations, and challenges. The paper also looks into the promising key research areas in addressing these shortfalls. Lastly, a comprehensive overview of some of the recent PLS research in 5G and 6G technologies of wireless communication networks is provided.
With the uninterrupted revolution of communications technologies and the great-leap-forward development of emerging applications, the ubiquitous deployment of Internet of Things (IoT) is imperative to accommodate constantly growing user demands and market scales. Communication security is critically important for the operations of IoT. Among the communication security provisioning techniques, physical layer security (PLS), which can provide unbreakable, provable, and quantifiable secrecy from an information-theoretical point of view, has drawn considerable attention from both the academia and the industries. However, the unique features of IoT, such as low-cost, wide-range coverage, massive connection, and diversified services, impose great challenges for the PLS protocol design in IoT. In this article, we present a comprehensive review of the PLS techniques toward IoT applications. The basic principle of PLS is first briefly introduced, followed by the survey of the existing PLS techniques. Afterwards, the characteristics of IoT are identified, based on which the challenges faced by PLS protocol design are summarized. Then, three newly-proposed PLS solutions are highlighted, which match the features of IoT well and are expected to be applied in the near future. Finally, we conclude the paper and point out some further research directions.
With the proliferation of 5G mobile networks within next-generation wireless communication, the design and optimization of 5G networks are progressing in the direction of improving the physical layer security (PLS) paradigm. This phenomenon is due to the fact that traditional methods for the network optimization of PLS fail to adapt new features, technologies, and resource management to diversified demand applications. To improve these methods, future 5G and beyond 5G (B5G) networks will need to rely on new enabling technologies. Therefore, approaches for PLS design and optimization that are based on artificial intelligence (AI) and machine learning (ML) have been corroborated to outperform traditional security technologies. This will allow future 5G networks to be more intelligent and robust in order to significantly improve the performance of system design over traditional security methods. With the objective of advancing future PLS research, this review paper presents an elaborate discussion on the design and optimization approaches of wireless PLS techniques. In particular, we focus on both signal processing and information-theoretic security approaches to investigate the optimization techniques and system designs of PLS strategies. The review begins with the fundamental concepts that are associated with PLS, including a discussion on conventional cryptographic techniques and wiretap channel models. We then move on to discuss the performance metrics and basic optimization schemes that are typically adopted in PLS design strategies. The research directions for secure system designs and optimization problems are then reviewed in terms of signal processing, resource allocation and node/antenna selection. Thereafter, the applications of AI and ML technologies in the optimization and design of PLS systems are discussed. In this context, the ML- and AI-based solutions that pertain to end-to-end physical layer joint optimization, secure resource allocation and signal processing methods are presented. We finally conclude with discussions on future trends and technical challenges that are related to the topics of PLS system design and the benefits of AI technologies.
Physical layer security (PLS) has emerged as a new concept and powerful alternative that can complement and may even replace encryption-based approaches, which entail many hurdles and practical problems for future wireless systems. The basic idea of PLS is to exploit the characteristics of the wireless channel and its impairments including noise, fading, interference, dispersion, diversity, etc. in order to ensure the ability of the intended user to successfully perform data decoding while preventing eavesdroppers from doing so. Thus, the main design goal of PLS is to increase the performance difference between the link of the legitimate receiver and that of the eavesdropper by using well-designed transmission schemes. In this survey, we propose a conceptual, generic, and expandable framework for classifying the existing PLS techniques against wireless passive eavesdropping. In this flexible framework, the security techniques that we comprehensively review in this treatise are divided into two primary approaches: signal-to-interference-plus-noise ratio-based approach and complexity-based approach. The first approach is classified into three major categories: first, secrecy channel codes-based schemes; second, security techniques based on channel adaptation; third, schemes based on injecting interfering artificial (noise/jamming) signals along with the transmitted information signals. The second approach (complexity-based), which is associated with the mechanisms of extracting secret sequences from the shared channel, is classified into two main categories based on which layer the secret sequence obtained by channel quantization is applied on. The techniques belonging to each one of these categories are divided and classified into three main signal domains: time, frequency and space. For each one of these domains, several examples are given and illustrated along with the review of the state-of-the-art security advances in each domain. Moreover, the advantages and disadvantages of each approach alongside the lessons learned from existing research works are stated and discussed. The recent applications of PLS techniques to different emerging communication systems such as visible light communication, body area network, power line communication, Internet of Things, smart grid, mm-Wave, cognitive radio, vehicular ad-hoc network, unmanned aerial vehicle, ultra-wideband, device-to-device, radio-frequency identification, index modulation, and 5G non-orthogonal multiple access based-systems, are also reviewed and discussed. The paper is concluded with recommendations and future research directions for designing robust, efficient and strong security methods for current and future wireless systems.
Due to the broadcast nature of wireless radio propagation channels, 5G wireless networks face serious security threats. Security mechanisms that leverage physical layer characteristics have been considered as potential complements to enhance 5G wireless network security. This article proposes physical layer security enhancements to defend against security attacks from the three most significant aspects: wireless secure communication, physical layer assisted authentication and secret key distribution. By integrating physical layer security with novel techniques and application scenarios in 5G communication, we elaborate several promising strategies, including massive MIMO beamforming with security code communication, self-adaptive mobile and cooperative secure communication with dynamic channel prediction, physical layer assisted authentication, malicious node detection and key generation of massive MIMO millimeter wave system. Research opportunities and future challenges are further discussed.
Security has emerged as one of the critical requirements of future wireless networks. Unlike traditional cryptography-based security, physical layer security (PLS) tends to exploit various features of the random wireless channel to secure not only the information being communicated but the whole communication process from any type of attack. Due to the limited capability of the legacy wireless networks, only a few channel features could be effectively exploited for PLS. Future wireless networks are envisioned to feature advanced transceiver technologies, signal processing techniques, channel control, and sensing capabilities which will allow them to easily access and extract additional channel features that can be readily exploited for PLS. The novel use cases to be accommodated in future networks are also found to experience some peculiar channel characteristics which enrich the list of channel features that can be exploited for PLS. This article, thus, tends to highlight the opportunities and potential challenges of these new channel features from the PLS perspective. In the course of the article, the assessment of important qualities while selecting a certain channel feature for the PLS application is discussed. The importance of the channel control concept and sensing technologies for PLS is highlighted. Finally, the article discusses the challenges and vulnerabilities of the channel-based PLS concept from which future research directions are derived.