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Topological gauge theory, symmetry fractionalization, and classification of symmetry-enriched topological phases in three dimensions

Shang-Qiang Ning, Zheng-Xin Liu, Peng Ye

Published Jan 5, 2018• 5 citations
OpenAlex

Abstract

Symmetry plays a crucial role in enriching topological phases of matter. Phases with intrinsic topological order that are symmetric are called symmetry-enriched topological phases (SET). In this paper, we focus on SETs in three spatial dimensions, where the intrinsic topological orders are described by Abelian gauge theory and the symmetry groups are also Abelian. As a series work of our previous research [Phys. Rev. B 94, 245120 (2016); (arXiv:1609.00985)], we study these topological phases described by twisted gauge theories with global symmetry and consider all possible topologically inequivalent charge matrices. Within each equivalence class, there is a unique pattern of symmetry fractionalization on both point-like and string-like topological excitations. In this way, we classify Abelian topological order enriched by Abelian symmetry within our field-theoretic approach. To illustrate, we concretely calculate many representative examples of SETs and discuss future directions.

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Symmetry fractionalization on topological excitations is one of the most remarkable quantum phenomena in topological orders with symmetry, i.e., symmetry-enriched topological phases. While much progress has been theoretically and experimentally made in two dimensions (2D), the understanding on symmetry fractionalization in 3D is far from complete. A long-standing challenge is to understand symmetry fractionalization on looplike topological excitations, which are spatially extended objects. In this paper, we construct a powerful topological-field-theoretical framework approach for 3D topological orders, which leads to a systematic characterization and classification of symmetry fractionalization. For systems with Abelian gauge groups (${G}_{g}$) and Abelian symmetry groups (${G}_{s}$), we successfully establish equivalence classes that lead to a finite number of patterns of symmetry fractionalization, although there are notoriously infinite number of Lagrangian-descriptions of the system. Based on this, we compute topologically distinct types of fractional symmetry charges carried by particles. Then, for each type, we compute topologically distinct statistical phases of braiding processes among loop excitations and external symmetry fluxes. As a result, we are able to unambiguously list all physical observables for each pattern of symmetry fractionalization. We present detailed calculations on many concrete examples. As an example, we find that the symmetry fractionalization in an untwisted ${\mathbb{Z}}_{2}\ifmmode\times\else\texttimes\fi{}{\mathbb{Z}}_{2}$ topological order with ${\mathbb{Z}}_{2}$ symmetry is classified by ${({\mathbb{Z}}_{2})}^{6}\ensuremath{\bigoplus}{({\mathbb{Z}}_{2})}^{2}\ensuremath{\bigoplus}{({\mathbb{Z}}_{2})}^{2}\ensuremath{\bigoplus}{({\mathbb{Z}}_{2})}^{2}$. If the topological order is twisted, the classification reduces to ${({\mathbb{Z}}_{2})}^{6}$ in which particle excitations always carry integer charge. Inspired by the field-theoretical analysis, we find that our classification of symmetry fractionalization with twist $\ensuremath{\omega}$ can be formally organized into an algebraic formalism: ${⨁}_{{\ensuremath{\nu}}_{i}}{\mathcal{H}}^{4}({G}_{g}{\ensuremath{\leftthreetimes}}_{{\ensuremath{\nu}}_{i}}{G}_{s},U(1))/{\mathrm{\ensuremath{\Gamma}}}_{\ensuremath{\omega}}({\ensuremath{\nu}}_{i}),$ where anomaly-free symmetry fractionalization on particles ${\ensuremath{\nu}}_{i}\ensuremath{\in}{\mathcal{H}}_{non}^{2}({G}_{s},{G}_{g})$. Despite the lack of detailed dependence of ${\mathrm{\ensuremath{\Gamma}}}_{\ensuremath{\omega}}({\ensuremath{\nu}}_{i})$ on $\ensuremath{\omega}$ and ${\ensuremath{\nu}}_{i}$, the present field-theoretical approach allows us to efficiently calculate and understand ${\mathrm{\ensuremath{\Gamma}}}_{\ensuremath{\omega}}({\ensuremath{\nu}}_{i})$. Several future directions are presented at the end of this paper.

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Three-dimensional anomalous twisted gauge theories with global symmetry: Implications for quantum spin liquids

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In a phase with fractional excitations, topological properties are enriched in the presence of global symmetry. In particular, fractional excitations can transform under symmetry in a fractionalized manner, resulting in different symmetry enriched topological (SET) phases. While a good deal is now understood in 2D regarding what symmetry fractionalization patterns are possible, the situation in 3D is much more open. A new feature in 3D is the existence of loop excitations, so to study 3D SET phases, first we need to understand how to properly describe the fractionalized action of symmetry on loops. Using a dimensional reduction procedure, we show that these loop excitations exist as the boundary between two 2D SET phases, and the symmetry action is characterized by the corresponding difference in SET orders. Moreover, similar to the 2D case, we find that some seemingly possible symmetry fractionalization patterns are actually anomalous and cannot be realized strictly in 3D. We detect such anomalies using the flux fusion method we introduced previously in 2D. To illustrate these ideas, we use the $3\mathrm{D}\phantom{\rule{4pt}{0ex}}{Z}_{2}$ gauge theory with ${Z}_{2}$ global symmetry as an example, and enumerate and describe the corresponding SET phases. In particular, we find four nonanomalous SET phases and one anomalous SET phase, which we show can be realized as the surface of a 4D system with symmetry protected topological order.

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Symmetry enrichment in three-dimensional topological phases

Shang-Qiang Ning, Zheng-Xin Liu, Peng Ye

While two-dimensional symmetry-enriched topological phases $(\text{SET}\mathrm{s})$ have been studied intensively and systematically, three-dimensional ones are still open issues. We propose an algorithmic approach of imposing global symmetry ${G}_{s}$ on gauge theories (denoted by $\text{GT})$ with gauge group ${G}_{g}$. The resulting symmetric gauge theories are dubbed ``symmetry-enriched gauge theories'' $(\text{SEG})$, which may be served as low-energy effective theories of three-dimensional symmetric topological quantum spin liquids. We focus on $\text{SEG}\mathrm{s}$ with gauge group ${G}_{g}={\mathbb{Z}}_{{N}_{1}}\ifmmode\times\else\texttimes\fi{}{\mathbb{Z}}_{{N}_{2}}\ifmmode\times\else\texttimes\fi{}\ensuremath{\cdots}$ and onsite unitary symmetry group ${G}_{s}={\mathbb{Z}}_{{K}_{1}}\ifmmode\times\else\texttimes\fi{}{\mathbb{Z}}_{{K}_{2}}\ifmmode\times\else\texttimes\fi{}\ensuremath{\cdots}$ or ${G}_{s}=\mathrm{U}(1)\ifmmode\times\else\texttimes\fi{}{\mathbb{Z}}_{{K}_{1}}\ifmmode\times\else\texttimes\fi{}\ensuremath{\cdots}$. Each $\text{SEG}({G}_{g},{G}_{s})$ is described in the path-integral formalism associated with certain symmetry assignment. From the path-integral expression, we propose how to physically diagnose the ground-state properties (i.e., $\text{SET}$ orders) of $\text{SEG}\mathrm{s}$ in experiments of charge-loop braidings (patterns of symmetry fractionalization) and the mixed multiloop braidings among deconfined loop excitations and confined symmetry fluxes. From these symmetry-enriched properties, one can obtain the map from $\mathsf{\text{SEG}}\mathrm{s}$ to $\mathsf{\text{SET}}\mathrm{s}$. By giving full dynamics to background gauge fields, $\mathsf{\text{SEG}}\mathrm{s}$ may be eventually promoted to a set of new gauge theories (denoted by ${\mathsf{\text{GT}}}^{*})$. Based on their gauge groups, ${\mathsf{\text{GT}}}^{*}\mathrm{s}$ may be further regrouped into different classes, each of which is labeled by a gauge group ${G}_{g}^{*}$. Finally, a web of gauge theories involving $\mathsf{\text{GT}},\mathsf{\text{SEG}},\mathsf{\text{SET,}}$ and ${\mathsf{\text{GT}}}^{*}$ is achieved. We demonstrate the above symmetry-enrichment physics and the web of gauge theories through many concrete examples.

arXiv:1609.00985•Physical review. B./Physical review. B•Dec 15, 2016•33 citations

Classification and properties of symmetry-enriched topological phases: Chern-Simons approach with applications to Z2 spin liquids

Yuan-Ming Lu, Ashvin Vishwanath

We study (2+1)-dimensional phases with topological order, such as fractional quantum Hall states and gapped spin liquids, in the presence of global symmetries. Phases that share the same topological order can then differ depending on the action of symmetry, leading to symmetry-enriched topological (SET) phases. Here, we present a $K$-matrix Chern-Simons approach to identify distinct phases with Abelian topological order, in the presence of unitary or antiunitary global symmetries. A key step is the identification of a smooth edge sewing condition that is used to check if two putative phases are indeed distinct. We illustrate this method by classifying ${Z}_{2}$ topological order (${Z}_{2}$ spin liquids) in the presence of an internal ${Z}_{2}$ global symmetry for which we find six distinct phases. These include two phases with an unconventional action of symmetry that permutes anyons leading to symmetry-protected Majorana edge modes. Other routes to realizing protected edge states in SET phases are identified. Symmetry-enriched Laughlin states and double-semion theories are also discussed. Somewhat surprisingly, we observe that (i) gauging the global symmetry of distinct SET phases leads to topological orders with the same total quantum dimension, and (ii) a pair of distinct SET phases can yield the same topological order on gauging the symmetry.

arXiv:1302.2634•Physical review. B./Physical review. B•Apr 12, 2016•109 citations

Classification of symmetry enriched topological phases with exactly solvable models

Andrej Mesaroš, Ying Ran

Recently, a new class of quantum phases of matter---symmetry protected topological states, such as topological insulators---has attracted much attention. In presence of interactions, group cohomology provides a classification of these [Chen et al., Phys. Rev. B 87, 155114 (2013)]. These phases have short-ranged entanglement and no topological order in the bulk. However, when long-range entangled topological order is present, it is much less understood how to classify quantum phases of matter in the presence of global symmetries. Here we present a classification of bosonic gapped quantum phases with or without long-range entanglement in the presence or absence of on-site global symmetries. In $2+1$ dimensions, the quantum phases in the presence of a global symmetry group $SG$, and with topological order described by a finite gauge group $GG$, are classified by the cohomology group ${H}^{3}(SG\ifmmode\times\else\texttimes\fi{}GG,U(1))$. Generally, in $d+1$ dimensions, such quantum phases are classified by ${H}^{d+1}(SG\ifmmode\times\else\texttimes\fi{}GG,U(1))$. Although we only partially understand to what extent our classification is complete, we present an exactly solvable local bosonic model, in which the topological order is emergent, for each given class in our classification. When the global symmetry is absent, the topological order in our models is described by the general Dijkgraaf-Witten discrete gauge theories. When the topological order is absent, our models become the exactly solvable models for symmetry protected topological phases [Chen et al., Phys. Rev. B 87, 155114 (2013)]. When both the global symmetry and the topological order are present, our models describe symmetry enriched topological phases. Our classification includes, but goes beyond, the previously discussed projective symmetry group classification. Measurable signatures of these symmetry enriched topological phases and generalizations of our classification are discussed.

arXiv:1212.0835•Physical Review B•Apr 4, 2013•291 citations
Symmetry plays a crucial role in enriching topological phases of matter. Phases with intrinsic topological order that are symmetric are called symmetry-enriched topological phases (SET). In this paper, we focus on SETs in three spatial dimensions, where the intrinsic topological orders are described by Abelian gauge theory and the symmetry groups are also Abelian. As a series work of our previous research [Phys. Rev. B 94, 245120 (2016); (arXiv:1609.00985)], we study these topological phases described by twisted gauge theories with global symmetry and consider all possible topologically inequivalent charge matrices. Within each equivalence class, there is a unique pattern of symmetry fractionalization on both point-like and string-like topological excitations. In this way, we classify Abelian topological order enriched by Abelian symmetry within our field-theoretic approach. To illustrate, we concretely calculate many representative examples of SETs and discuss future directions.
Symmetry fractionalization on topological excitations is one of the most remarkable quantum phenomena in topological orders with symmetry, i.e., symmetry-enriched topological phases. While much progress has been theoretically and experimentally made in two dimensions (2D), the understanding on symmetry fractionalization in 3D is far from complete. A long-standing challenge is to understand symmetry fractionalization on looplike topological excitations, which are spatially extended objects. In this paper, we construct a powerful topological-field-theoretical framework approach for 3D topological orders, which leads to a systematic characterization and classification of symmetry fractionalization. For systems with Abelian gauge groups (Gg{G}_{g}Gg​) and Abelian symmetry groups (Gs{G}_{s}Gs​), we successfully establish equivalence classes that lead to a finite number of patterns of symmetry fractionalization, although there are notoriously infinite number of Lagrangian-descriptions of the system. Based on this, we compute topologically distinct types of fractional symmetry charges carried by particles. Then, for each type, we compute topologically distinct statistical phases of braiding processes among loop excitations and external symmetry fluxes. As a result, we are able to unambiguously list all physical observables for each pattern of symmetry fractionalization. We present detailed calculations on many concrete examples. As an example, we find that the symmetry fractionalization in an untwisted ${\mathbb{Z}}_{2}\ifmmode\times\else\texttimes\fi{}{\mathbb{Z}}_{2}$ topological order with Z2{\mathbb{Z}}_{2}Z2​ symmetry is classified by ${({\mathbb{Z}}_{2})}^{6}\ensuremath{\bigoplus}{({\mathbb{Z}}_{2})}^{2}\ensuremath{\bigoplus}{({\mathbb{Z}}_{2})}^{2}\ensuremath{\bigoplus}{({\mathbb{Z}}_{2})}^{2}$. If the topological order is twisted, the classification reduces to (Z2)6{({\mathbb{Z}}_{2})}^{6}(Z2​)6 in which particle excitations always carry integer charge. Inspired by the field-theoretical analysis, we find that our classification of symmetry fractionalization with twist $\ensuremath{\omega}$ can be formally organized into an algebraic formalism: ${⨁}_{{\ensuremath{\nu}}_{i}}{\mathcal{H}}^{4}({G}_{g}{\ensuremath{\leftthreetimes}}_{{\ensuremath{\nu}}_{i}}{G}_{s},U(1))/{\mathrm{\ensuremath{\Gamma}}}_{\ensuremath{\omega}}({\ensuremath{\nu}}_{i}),$ where anomaly-free symmetry fractionalization on particles ${\ensuremath{\nu}}_{i}\ensuremath{\in}{\mathcal{H}}_{non}^{2}({G}_{s},{G}_{g})$. Despite the lack of detailed dependence of ${\mathrm{\ensuremath{\Gamma}}}_{\ensuremath{\omega}}({\ensuremath{\nu}}_{i})$ on $\ensuremath{\omega}$ and ${\ensuremath{\nu}}_{i}$, the present field-theoretical approach allows us to efficiently calculate and understand ${\mathrm{\ensuremath{\Gamma}}}_{\ensuremath{\omega}}({\ensuremath{\nu}}_{i})$. Several future directions are presented at the end of this paper.
Topological spin liquids can be described by topological gauge theories with global symmetry. Due to the presence of both nontrivial bulk deconfined gauge fluxes and global symmetry, topological spin liquids are examples of the so-called ``symmetry enriched topological phases'' (SETs). In this paper, we find that, in some twisted versions of topological gauge theories (with discrete Abelian gauge group Gg{G}_{g}Gg​), implementing a global symmetry (denoted by Gs{G}_{s}Gs​) is anomalous although symmetry charge carried by topological pointlike excitations is normally fractionalized and classified by the second cohomology group. To demonstrate the anomaly, we fully gauge the global symmetry, rendering a new gauge theory that is not gauge invariant. Therefore, the SET order of the ground state is anomalous, which cannot exist in the three-dimensional system alone. Such an anomalous state construction generalizes the ``2D surface topological order'' to three dimensions. A concrete example with ${G}_{g}={\mathbb{Z}}_{2}\ifmmode\times\else\texttimes\fi{}{\mathbb{Z}}_{4}$ and Gs=Z2{G}_{s}={\mathbb{Z}}_{2}Gs​=Z2​ is calculated.
In a phase with fractional excitations, topological properties are enriched in the presence of global symmetry. In particular, fractional excitations can transform under symmetry in a fractionalized manner, resulting in different symmetry enriched topological (SET) phases. While a good deal is now understood in 2D regarding what symmetry fractionalization patterns are possible, the situation in 3D is much more open. A new feature in 3D is the existence of loop excitations, so to study 3D SET phases, first we need to understand how to properly describe the fractionalized action of symmetry on loops. Using a dimensional reduction procedure, we show that these loop excitations exist as the boundary between two 2D SET phases, and the symmetry action is characterized by the corresponding difference in SET orders. Moreover, similar to the 2D case, we find that some seemingly possible symmetry fractionalization patterns are actually anomalous and cannot be realized strictly in 3D. We detect such anomalies using the flux fusion method we introduced previously in 2D. To illustrate these ideas, we use the 3DZ23\mathrm{D}\phantom{\rule{4pt}{0ex}}{Z}_{2}3DZ2​ gauge theory with Z2{Z}_{2}Z2​ global symmetry as an example, and enumerate and describe the corresponding SET phases. In particular, we find four nonanomalous SET phases and one anomalous SET phase, which we show can be realized as the surface of a 4D system with symmetry protected topological order.
While two-dimensional symmetry-enriched topological phases (SETs)(\text{SET}\mathrm{s})(SETs) have been studied intensively and systematically, three-dimensional ones are still open issues. We propose an algorithmic approach of imposing global symmetry Gs{G}_{s}Gs​ on gauge theories (denoted by GT)\text{GT})GT) with gauge group Gg{G}_{g}Gg​. The resulting symmetric gauge theories are dubbed ``symmetry-enriched gauge theories'' (SEG)(\text{SEG})(SEG), which may be served as low-energy effective theories of three-dimensional symmetric topological quantum spin liquids. We focus on SEGs\text{SEG}\mathrm{s}SEGs with gauge group ${G}_{g}={\mathbb{Z}}_{{N}_{1}}\ifmmode\times\else\texttimes\fi{}{\mathbb{Z}}_{{N}_{2}}\ifmmode\times\else\texttimes\fi{}\ensuremath{\cdots}$ and onsite unitary symmetry group ${G}_{s}={\mathbb{Z}}_{{K}_{1}}\ifmmode\times\else\texttimes\fi{}{\mathbb{Z}}_{{K}_{2}}\ifmmode\times\else\texttimes\fi{}\ensuremath{\cdots}$ or ${G}_{s}=\mathrm{U}(1)\ifmmode\times\else\texttimes\fi{}{\mathbb{Z}}_{{K}_{1}}\ifmmode\times\else\texttimes\fi{}\ensuremath{\cdots}$. Each SEG(Gg,Gs)\text{SEG}({G}_{g},{G}_{s})SEG(Gg​,Gs​) is described in the path-integral formalism associated with certain symmetry assignment. From the path-integral expression, we propose how to physically diagnose the ground-state properties (i.e., SET\text{SET}SET orders) of SEGs\text{SEG}\mathrm{s}SEGs in experiments of charge-loop braidings (patterns of symmetry fractionalization) and the mixed multiloop braidings among deconfined loop excitations and confined symmetry fluxes. From these symmetry-enriched properties, one can obtain the map from SEGs\mathsf{\text{SEG}}\mathrm{s}SEGs to SETs\mathsf{\text{SET}}\mathrm{s}SETs. By giving full dynamics to background gauge fields, SEGs\mathsf{\text{SEG}}\mathrm{s}SEGs may be eventually promoted to a set of new gauge theories (denoted by GT∗){\mathsf{\text{GT}}}^{*})GT∗). Based on their gauge groups, GT∗s{\mathsf{\text{GT}}}^{*}\mathrm{s}GT∗s may be further regrouped into different classes, each of which is labeled by a gauge group Gg∗{G}_{g}^{*}Gg∗​. Finally, a web of gauge theories involving GT,SEG,SET,\mathsf{\text{GT}},\mathsf{\text{SEG}},\mathsf{\text{SET,}}GT,SEG,SET, and GT∗{\mathsf{\text{GT}}}^{*}GT∗ is achieved. We demonstrate the above symmetry-enrichment physics and the web of gauge theories through many concrete examples.
We study (2+1)-dimensional phases with topological order, such as fractional quantum Hall states and gapped spin liquids, in the presence of global symmetries. Phases that share the same topological order can then differ depending on the action of symmetry, leading to symmetry-enriched topological (SET) phases. Here, we present a KKK-matrix Chern-Simons approach to identify distinct phases with Abelian topological order, in the presence of unitary or antiunitary global symmetries. A key step is the identification of a smooth edge sewing condition that is used to check if two putative phases are indeed distinct. We illustrate this method by classifying Z2{Z}_{2}Z2​ topological order (Z2{Z}_{2}Z2​ spin liquids) in the presence of an internal Z2{Z}_{2}Z2​ global symmetry for which we find six distinct phases. These include two phases with an unconventional action of symmetry that permutes anyons leading to symmetry-protected Majorana edge modes. Other routes to realizing protected edge states in SET phases are identified. Symmetry-enriched Laughlin states and double-semion theories are also discussed. Somewhat surprisingly, we observe that (i) gauging the global symmetry of distinct SET phases leads to topological orders with the same total quantum dimension, and (ii) a pair of distinct SET phases can yield the same topological order on gauging the symmetry.
Recently, a new class of quantum phases of matter---symmetry protected topological states, such as topological insulators---has attracted much attention. In presence of interactions, group cohomology provides a classification of these [Chen et al., Phys. Rev. B 87, 155114 (2013)]. These phases have short-ranged entanglement and no topological order in the bulk. However, when long-range entangled topological order is present, it is much less understood how to classify quantum phases of matter in the presence of global symmetries. Here we present a classification of bosonic gapped quantum phases with or without long-range entanglement in the presence or absence of on-site global symmetries. In 2+12+12+1 dimensions, the quantum phases in the presence of a global symmetry group SGSGSG, and with topological order described by a finite gauge group GGGGGG, are classified by the cohomology group ${H}^{3}(SG\ifmmode\times\else\texttimes\fi{}GG,U(1))$. Generally, in d+1d+1d+1 dimensions, such quantum phases are classified by ${H}^{d+1}(SG\ifmmode\times\else\texttimes\fi{}GG,U(1))$. Although we only partially understand to what extent our classification is complete, we present an exactly solvable local bosonic model, in which the topological order is emergent, for each given class in our classification. When the global symmetry is absent, the topological order in our models is described by the general Dijkgraaf-Witten discrete gauge theories. When the topological order is absent, our models become the exactly solvable models for symmetry protected topological phases [Chen et al., Phys. Rev. B 87, 155114 (2013)]. When both the global symmetry and the topological order are present, our models describe symmetry enriched topological phases. Our classification includes, but goes beyond, the previously discussed projective symmetry group classification. Measurable signatures of these symmetry enriched topological phases and generalizations of our classification are discussed.