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Wireless Communications and Mobile Computing

Joint Design of Massive MIMO Precoder and Security Scheme for Multiuser Scenarios under Reciprocal Channel Conditions

Gustavo Anjos, Daniel Castanheira, Adão Silva, Atílio Gameiro, Marco A. C. Gomes, João P. Vilela

Published Jan 1, 2017• 2 citations
Publisher

Abstract

The exploration of the physical layer characteristics of the wireless channel is currently the object of intensive research in order to develop advanced secrecy schemes that can protect information against eavesdropping attacks. Following this line of work, in this manuscript we consider a massive MIMO system and jointly design the channel precoder and security scheme. By doing that we ensure that the precoding operation does not reduce the degree of secrecy provided by the security scheme. The fundamental working principle of the proposed technique is to apply selective random rotations in the transmitted signal at the antenna level in order to achieve a compromise between legitimate and eavesdropper channel capacities. These rotations use the phase of the reciprocal wireless channel as a common random source between the transmitter and the intended receiver. To assess the security performance, the proposed joint scheme is compared with a recently proposed approach for massive MIMO systems. The results show that, with the proposed joint design, the number of antenna elements does not influence the eavesdropper channel capacity, which is proved to be equal to zero, in contrast to previous approaches.

DOI
10.1155/2017/5396092

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Physical layer security in multi-user wireless networks

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In this thesis, we study the physical layer security in downlink multi-user wireless networks. Traditionally, security has been addressed by cryptography at the higher layers of the communication stack. Security at the physical layer has been a major research topic in recent years. We study two different precoder designs alongside artificial noise (AN) to mitigate multi-user interference and deteriorate reception at the eavesdropper (Eve). We study the large scale analysis to calculate the secrecy sum-rate for these two cases and analyze the effect of AN on the system. First, we consider the worst case scenario, when eavesdropper's (Eve's) rate is not deteriorated by the interference caused by the legitimate users. Later, we investigate how interference from legitimate users would affect the large scale security sum rate. At the end, we assume more practical situation where the channel state information at the transmitter is not perfect due to feedback limitation and estimation error. We first study block diagonalization (BD) precoding. We derive the asymptotic secrecy sum-rate of BD for physical layer security in downlink multi-user wireless networks using artificial noise (AN). We first derive the secrecy sum-rate assuming that the channel of the eavesdropper is not known at the transmitter and derive the asymptotic secrecy sum-rate. Then we derive the optimum power allocation for asymptotic secrecy sum-rate. We design the system based on large scale analysis for different special cases. Simulation results show that the proposed precoders outperform channel inversion (CI) and regularized channel inversion (RCI) schemes at all SNRs. We also show that as the number of receive antennas of each user increases, the sum-rate gap between the proposed scheme and existing methods increases. We, then, study two methods of regularized block diagonalization (RBD) precoding using artificial noise (AN) for physical layer security in downlink multi-user MIMO wireless networks. We compare the complexity analysis of these two methods in terms of floating point operations per second (FLOPS). We derive the secrecy and asymptotic secrecy sum-rates for these schemes. We also derive closed form expressions for the asymptotic optimal power allocation to the AN signal and legitimate users. Simulations show RBD precoding outperform regularized channel inversion (RCI) in terms of secrecy sum-rate with a margin of 0.5 bits/s/Hz. Also, simulation results show our closed-form asymptotic secrecy sum-rates matches closely with the simulations for perfect and imperfect CSIT. We also study the effect of interference on BD precoding scheme. In the first two studies the worst case scenarios was considered and the effect of interference was not considered at the eavesdropper. We first derive the closed-form secrecy and asymptotic secrecy sum-rates for this scheme. Then, we derive the optimum power allocation. Using the derived optimum power allocation, we determine the conditions under which adding AN helps. We also investigate the optimum number of users, number of antennas at the eavesdropper, and the number of transmit antennas to fully study the conditions where using AN improves performance. We show that as the number of users increases or the number of receive antennas at the eavesdropper decreases, improved performance is achieved by allocating a smaller fraction of the total power to transmit the AN. The closed form expressions for the secrecy sum rate (SSR) and optimum power allocation closely match our simulation results. In Chapter 5, we study the effect of imperfect channel state information at the transmitter (CSIT) for each case studied in earlier chapters. We first study the effect of imperfect CSIT for BD precoding in both scenarios when interference does and does not exist at eavesdropper. We show that the imperfect CSI play the same role as interference for the desired users. Then, we study the effect of imperfect CSIT for RBD precoding when interference does not exist at eavesdropper. We show as channel estimation error increases, the secrecy sum-rate decreases. This is due to the fact that channel estimation error just affects the desired users' rate and has no effect on eavesdropper's performance. Finally, in the last chapter, we conclude our thesis and provide some road map for future--Author's abstract

•Jan 1, 2020•0 citations
The exploration of the physical layer characteristics of the wireless channel is currently the object of intensive research in order to develop advanced secrecy schemes that can protect information against eavesdropping attacks. Following this line of work, in this manuscript we consider a massive MIMO system and jointly design the channel precoder and security scheme. By doing that we ensure that the precoding operation does not reduce the degree of secrecy provided by the security scheme. The fundamental working principle of the proposed technique is to apply selective random rotations in the transmitted signal at the antenna level in order to achieve a compromise between legitimate and eavesdropper channel capacities. These rotations use the phase of the reciprocal wireless channel as a common random source between the transmitter and the intended receiver. To assess the security performance, the proposed joint scheme is compared with a recently proposed approach for massive MIMO systems. The results show that, with the proposed joint design, the number of antenna elements does not influence the eavesdropper channel capacity, which is proved to be equal to zero, in contrast to previous approaches.
We present two attacks on two different versions of physical layer cryptography schemes based on massive multiple-input multiple-output (MIMO). Both cryptosystems employ a singular value decomposition (SVD) precoding technique. For the first one, we show that the eavesdropper (who knows its own channel and the channel between legitimate users) can decrypt the information data under the same condition as the legitimate receiver. We study the signal-to-noise advantage ratio for decoding by the legitimate user over the eavesdropper in a more generalized scheme when an arbitrary precoder at the transmitter is employed. On the negative side, we show that if the eavesdropper uses a number of receive antennas much larger than the number of legitimate user antennas, then there is no advantage, independent of the precoding scheme employed at the transmitter. On the positive side, for the case where the adversary is limited to have the same number of antennas as legitimate users, we give an O(n2)O\left(n^2\right)O(n2) upper bound on the advantage and show that this bound can be approached using an inverse precoder. For the second cryptosystem, we show that the required security conditions prevent the legitimate user from decoding the plaintext uniquely.
The need for physical layer security techniques is increasing rapidly with the significant rise in the number of devices connected to the internet. In this paper, physical layer security using massive planar antenna arrays is investigated to secure the communication between two parties in the presence of an eavesdropper. Different scenarios are studied assuming the presence of a passive eavesdropper at a known location. Some of the subarrays of the massive planar antenna arrays at both the transmitter and receiver are used to send jamming signals towards the eavesdropper to improve security. To measure the system secrecy, the secrecy capacity between the transmitter and receiver is derived and different schemes are studied considering their effect on the secrecy capacity. The simulation results show that when jamming signals are sent to the eavesdropper, the secrecy capacity improves significantly, and the eavesdropper is unable to obtain considerable useful information. Therefore, the use of massive MIMO for joint transmission and jamming is an important physical layer security technique to combat a passive eavesdropper.
We propose a new physical-layer public key encryption scheme and establish a trapdoor one-way function through Massive MIMO techniques and precoding designs. Under standard arguments, we show that the eavesdropper's decoding complexity grows exponentially with the number of antennas, while the legitimate receiver's decoding complexity grows only quadratically. The proposed scheme builds a bridge between information-theoretic security and cryptographic security. Compared to the traditional physical-layer security, the proposed scheme is secure when the number of the eavesdropper's antennas is infinite or much larger than the number of transmitter/receiver antennas, provided that the eavesdropper's distance from the legitimate receiver is less than one-half of the wavelength, or that the channel estimation process between the sender-receiver pair is broken by the eavesdropper. Because the scheme is based on lattice, not on channel reciprocity, it can be applied to both time-division duplex and frequency-division duplex channels, and utilizes the simple physical layer characteristics of Massive MIMO to resist the currently known quantum attacks. The proposed scheme is adapted to the future requirements of 6G for the security of communication, and provides a new idea for the post-quantum cryptosystem. The simulation results show that the proposed scheme has a decoding bit error rate (BER) close to 0.5 at the eavesdropper and almost 0 at the legitimate receiver.
In satellite communication downlinks, physical layer security is challenging to achieve due to their broadcasting nature and Line-of-Sight channel characteristics. This paper provides a precoding algorithm to secure the downlinks of multiple users against multiple eavesdroppers with optimization of the minimum secrecy capacity. By the use of artificial noise, a positive secrecy capacity is achievable even if the number of eavesdroppers is higher than the number of beams. We demonstrate that a multiple-reflector antenna design provides a significantly higher secrecy and throughput performance when compared to a single-reflector design due to additional degrees of freedom, exhibited by the signal phases. The total vulnerability region is introduced as a new figure of merit with respect to unidentified eavesdroppers.
In this paper, we investigate secure and reliable transmission strategies for multi-cell multi-user massive multiple-input multiple-output systems with a multi-antenna active eavesdropper. We consider a time-division duplex system where uplink training is required and an active eavesdropper can attack the training phase to cause pilot contamination at the transmitter. This forces the precoder used in the subsequent downlink transmission phase to implicitly beamform toward the eavesdropper, thus increasing its received signal power. Assuming matched filter precoding and artificial noise (AN) generation at the transmitter, we derive an asymptotic achievable secrecy rate when the number of transmit antennas approaches infinity. For the case of a single-antenna active eavesdropper, we obtain a closed-form expression for the optimal power allocation policy for the transmit signal and the AN, and find the minimum transmit power required to ensure reliable secure communication. Furthermore, we show that the transmit antenna correlation diversity of the intended users and the eavesdropper can be exploited in order to improve the secrecy rate. In fact, under certain orthogonality conditions of the channel covariance matrices, the secrecy rate loss introduced by the eavesdropper can be completely mitigated.
In this thesis, we study the physical layer security in downlink multi-user wireless networks. Traditionally, security has been addressed by cryptography at the higher layers of the communication stack. Security at the physical layer has been a major research topic in recent years. We study two different precoder designs alongside artificial noise (AN) to mitigate multi-user interference and deteriorate reception at the eavesdropper (Eve). We study the large scale analysis to calculate the secrecy sum-rate for these two cases and analyze the effect of AN on the system. First, we consider the worst case scenario, when eavesdropper's (Eve's) rate is not deteriorated by the interference caused by the legitimate users. Later, we investigate how interference from legitimate users would affect the large scale security sum rate. At the end, we assume more practical situation where the channel state information at the transmitter is not perfect due to feedback limitation and estimation error. We first study block diagonalization (BD) precoding. We derive the asymptotic secrecy sum-rate of BD for physical layer security in downlink multi-user wireless networks using artificial noise (AN). We first derive the secrecy sum-rate assuming that the channel of the eavesdropper is not known at the transmitter and derive the asymptotic secrecy sum-rate. Then we derive the optimum power allocation for asymptotic secrecy sum-rate. We design the system based on large scale analysis for different special cases. Simulation results show that the proposed precoders outperform channel inversion (CI) and regularized channel inversion (RCI) schemes at all SNRs. We also show that as the number of receive antennas of each user increases, the sum-rate gap between the proposed scheme and existing methods increases. We, then, study two methods of regularized block diagonalization (RBD) precoding using artificial noise (AN) for physical layer security in downlink multi-user MIMO wireless networks. We compare the complexity analysis of these two methods in terms of floating point operations per second (FLOPS). We derive the secrecy and asymptotic secrecy sum-rates for these schemes. We also derive closed form expressions for the asymptotic optimal power allocation to the AN signal and legitimate users. Simulations show RBD precoding outperform regularized channel inversion (RCI) in terms of secrecy sum-rate with a margin of 0.5 bits/s/Hz. Also, simulation results show our closed-form asymptotic secrecy sum-rates matches closely with the simulations for perfect and imperfect CSIT. We also study the effect of interference on BD precoding scheme. In the first two studies the worst case scenarios was considered and the effect of interference was not considered at the eavesdropper. We first derive the closed-form secrecy and asymptotic secrecy sum-rates for this scheme. Then, we derive the optimum power allocation. Using the derived optimum power allocation, we determine the conditions under which adding AN helps. We also investigate the optimum number of users, number of antennas at the eavesdropper, and the number of transmit antennas to fully study the conditions where using AN improves performance. We show that as the number of users increases or the number of receive antennas at the eavesdropper decreases, improved performance is achieved by allocating a smaller fraction of the total power to transmit the AN. The closed form expressions for the secrecy sum rate (SSR) and optimum power allocation closely match our simulation results. In Chapter 5, we study the effect of imperfect channel state information at the transmitter (CSIT) for each case studied in earlier chapters. We first study the effect of imperfect CSIT for BD precoding in both scenarios when interference does and does not exist at eavesdropper. We show that the imperfect CSI play the same role as interference for the desired users. Then, we study the effect of imperfect CSIT for RBD precoding when interference does not exist at eavesdropper. We show as channel estimation error increases, the secrecy sum-rate decreases. This is due to the fact that channel estimation error just affects the desired users' rate and has no effect on eavesdropper's performance. Finally, in the last chapter, we conclude our thesis and provide some road map for future--Author's abstract