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Bulletin of the American Physical Society

Unified description of ground and excited states of finite systems: the self-consistent \textit{GW} approach

Fabio Caruso, Patrick Rinke, Xinguo Ren, Ángel Rubio, Matthias Scheffler

Published Feb 27, 2012• 0 citations
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A unified description of ground and excited state properties of finite systems: the self-consistent GW approach

Fabio Caruso, Patrick Rinke, Xinguo Ren +2 more

Fully self-consistent GW (sc-GW) – based on the iterative solution of Dyson’s equation – incorporates many-body correlation effects in the electronic ground-state, providing a recipe to consistently describe ground- and excited-states on an equal footing. We have implemented sc-GW in the localized basis all-electron code FHIaims [1]. We show that, for finite systems, the ground-state properties as well as the excitation spectrum of the sc-GW Green’s function are unique and are not affected by different initialization of the sc-GW loop, curing the pathological dependence on the starting point of one-shot GW (G0W0). In addition, self-consistency systematically improves ionization energies and Galitskii-Migdal total energies of closed shell systems compared to G0W0 based on Hartree-Fock and density-functional theory in local and semilocal approximations. Since our implementation is based on interacting Green’s functions (unlike all G0W0 implementations) it is also a first step towards going beyond the GW approach.

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Unified description of ground and excited states of finite systems: The self-consistent GW approach

Fabio Caruso, Patrick Rinke, Xinguo Ren +2 more

$GW$ calculations with a fully self-consistent Green's function $G$ and screened interaction $W$---based on the iterative solution of the Dyson equation---provide a consistent framework for the description of ground- and excited-state properties of interacting many-body systems. We show that for closed-shell systems self-consistent $GW$ reaches the same final Green's function regardless of the initial reference state. Self-consistency systematically improves ionization energies and total energies of closed-shell systems compared to ${G}_{0}{W}_{0}$ based on Hartree-Fock and (semi)local density-functional theory. These improvements also translate to the electron density, as exemplified by an improved description of dipole moments, and permit us to assess the quality of ground-state properties such as bond lengths and vibrational frequencies.

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Self-consistent density-functional approach to the correlated ground states and an unrestricted many-body perturbation theory

Behnam Farid

We introduce a scheme through which the ground-state electronic density n and total energy Ev [n] of inhomogeneous interacting systems can be determined in a self-consistent (SC) way. It is based on a SC perturbation expansion for the single-particle Green function G. Our employed expansion is argued to be valid under all conditions provided that the ground-state charge density of the interacting system is pure-state non-interacting v representable. The formalism discussed in this paper has been applied to a quasi-one-dimensional periodic system. It has even been possible to carry out SC calculations with the dynamically screened exchange diagram (the so-called GW diagram, where W is the dynamically screened electron-electron interaction function) for the self-energy operator Σ. A coherent mode of interpretation of a number of our results entails that the overwhelming success of the GW framework in relatively accurately reproducing the experimental energy gaps of a number of semiconductors and insulators may be a direct consequence of non-self-consistency effects; whereas a non-self-consistent calculation in our tests increases the value of the local-density approximation (LDA) gap in the range of 40–65% of the ‘experimental’ gaps, self-consistency effects reduce this range to 14–17%. The same line of argument leads us to conclude that, in our model, 26–35% of the LDA error in the gap energies is due to the absence of a well known discontinuity in the LDA exchange-correlation potential, and the remaining part is due to the Kohn-Sham eigenvalues not being identifiable with one-particle excitation energies. A natural conclusion that may be drawn from these observations is that a correct description of excitation energies (e.g. of the gap energy) cannot be achieved without including, at least approximately, the vertex part of Σ, which is entirely absent in the GW scheme.

Philosophical Magazine B•Aug 1, 1997•18 citations
Fully self-consistent GW (sc-GW) – based on the iterative solution of Dyson’s equation – incorporates many-body correlation effects in the electronic ground-state, providing a recipe to consistently describe ground- and excited-states on an equal footing. We have implemented sc-GW in the localized basis all-electron code FHIaims [1]. We show that, for finite systems, the ground-state properties as well as the excitation spectrum of the sc-GW Green’s function are unique and are not affected by different initialization of the sc-GW loop, curing the pathological dependence on the starting point of one-shot GW (G0W0). In addition, self-consistency systematically improves ionization energies and Galitskii-Migdal total energies of closed shell systems compared to G0W0 based on Hartree-Fock and density-functional theory in local and semilocal approximations. Since our implementation is based on interacting Green’s functions (unlike all G0W0 implementations) it is also a first step towards going beyond the GW approach.
GWGWGW calculations with a fully self-consistent Green's function GGG and screened interaction WWW---based on the iterative solution of the Dyson equation---provide a consistent framework for the description of ground- and excited-state properties of interacting many-body systems. We show that for closed-shell systems self-consistent GWGWGW reaches the same final Green's function regardless of the initial reference state. Self-consistency systematically improves ionization energies and total energies of closed-shell systems compared to G0W0{G}_{0}{W}_{0}G0​W0​ based on Hartree-Fock and (semi)local density-functional theory. These improvements also translate to the electron density, as exemplified by an improved description of dipole moments, and permit us to assess the quality of ground-state properties such as bond lengths and vibrational frequencies.
We introduce a scheme through which the ground-state electronic density n and total energy Ev [n] of inhomogeneous interacting systems can be determined in a self-consistent (SC) way. It is based on a SC perturbation expansion for the single-particle Green function G. Our employed expansion is argued to be valid under all conditions provided that the ground-state charge density of the interacting system is pure-state non-interacting v representable. The formalism discussed in this paper has been applied to a quasi-one-dimensional periodic system. It has even been possible to carry out SC calculations with the dynamically screened exchange diagram (the so-called GW diagram, where W is the dynamically screened electron-electron interaction function) for the self-energy operator Σ. A coherent mode of interpretation of a number of our results entails that the overwhelming success of the GW framework in relatively accurately reproducing the experimental energy gaps of a number of semiconductors and insulators may be a direct consequence of non-self-consistency effects; whereas a non-self-consistent calculation in our tests increases the value of the local-density approximation (LDA) gap in the range of 40–65% of the ‘experimental’ gaps, self-consistency effects reduce this range to 14–17%. The same line of argument leads us to conclude that, in our model, 26–35% of the LDA error in the gap energies is due to the absence of a well known discontinuity in the LDA exchange-correlation potential, and the remaining part is due to the Kohn-Sham eigenvalues not being identifiable with one-particle excitation energies. A natural conclusion that may be drawn from these observations is that a correct description of excitation energies (e.g. of the gap energy) cannot be achieved without including, at least approximately, the vertex part of Σ, which is entirely absent in the GW scheme.