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Cambridge University Press eBooks

Stochastic Orders, Alignments, and Ergodic Secrecy Capacity

Pin-Hsun Lin, Eduard Axel Jorswieck

Published Jun 16, 2017• 1 citation
Publisher

Abstract

We investigate the relation between different stochastic orders and the degradedness of a fast fading wiretap channel with statistical channel state information at the transmitter (CSIT). In particular, we derive sufficient conditions to identify the ergodic secrecy capacities for both single and multiple antenna cases even though there is only statistical CSIT. Introduction To design a wiretap code with higher secrecy rate, channel state information at the transmitter of the legitimate and eavesdropper's channels1 should be known to a certain degree. When there is perfect CSIT of both channels, the secrecy capacity of a Gaussian wiretap channel can be achieved by a Gaussian input. However, due to several practical issues such as (1) being a malicious user, Eve is by no means intending to feed back the correct CSI to Alice; (2) limited feedback bandwidth; (3) the delay caused by channel estimation; (4) the speed of channel variation, etc., it is more reasonable to consider cases where perfect CSIT is unavailable. In this chapter we consider the cases when only statistical CSIT of both channels from Alice to Bob and Alice to Eve, respectively, are available. One possible way to get such information from Eve virtually is as follows. For some bounded space like indoor parking lots or malls, it is possible to collect the channel statistics offline of most of the positions within that space, where the channel variation may be due to the movement of people or cars, etc. When Alice wants to transmit, she can use the known statistics measured offline of the channel between her and the unknown user closest to her as Eve's channel information to design her wiretap code for the worst-case scenario. Although the secrecy capacity formula for discrete memoryless non-degraded wiretap channels was proved in [1], the optimal selection of the auxiliary random variable and channel prefixing are still unknown for additive white Gaussian noise (AWGN) channels with partial CSIT in general. Only a few capacity results under the considered scenario are known, and are summarized as follows.

DOI
10.1017/9781316450840.010

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We investigate the relation between different stochastic orders and the degradedness of a fast fading wiretap channel with statistical channel state information at the transmitter (CSIT). In particular, we derive sufficient conditions to identify the ergodic secrecy capacities for both single and multiple antenna cases even though there is only statistical CSIT. Introduction To design a wiretap code with higher secrecy rate, channel state information at the transmitter of the legitimate and eavesdropper's channels1 should be known to a certain degree. When there is perfect CSIT of both channels, the secrecy capacity of a Gaussian wiretap channel can be achieved by a Gaussian input. However, due to several practical issues such as (1) being a malicious user, Eve is by no means intending to feed back the correct CSI to Alice; (2) limited feedback bandwidth; (3) the delay caused by channel estimation; (4) the speed of channel variation, etc., it is more reasonable to consider cases where perfect CSIT is unavailable. In this chapter we consider the cases when only statistical CSIT of both channels from Alice to Bob and Alice to Eve, respectively, are available. One possible way to get such information from Eve virtually is as follows. For some bounded space like indoor parking lots or malls, it is possible to collect the channel statistics offline of most of the positions within that space, where the channel variation may be due to the movement of people or cars, etc. When Alice wants to transmit, she can use the known statistics measured offline of the channel between her and the unknown user closest to her as Eve's channel information to design her wiretap code for the worst-case scenario. Although the secrecy capacity formula for discrete memoryless non-degraded wiretap channels was proved in [1], the optimal selection of the auxiliary random variable and channel prefixing are still unknown for additive white Gaussian noise (AWGN) channels with partial CSIT in general. Only a few capacity results under the considered scenario are known, and are summarized as follows.
The characterization of secrecy capacities of Gaussian wiretap channels depends on the knowledge of channel state information at the transmitter (CSIT). When there is only statistical CSIT, the secrecy capacity is unknown in general. In this paper we investigate the relation between the usual multivariate stochastic order and the degradedness among the legitimate receiver's and eavesdropper's channels under fast fading with only statistical CSIT. The considered transmitter has multiple antennas and the legitimate receiver and the eavesdropper both have multiple antennas. Based on the technique of coupling we derive criteria to check the degradedness of the fast fading Gaussian wiretap channel including some commonly used channel models even there is only statistical CSIT. We illustrate one example of a Rician 2 × 2 × 2 channel where the ergodic secrecy capacity can be derived under different K-factors.
We consider the secure transmission in ergodic fast Rayleigh fading multiple-input single-output single-antenna-eavesdropper (MISOSE) wiretap channels. We assume that the statistics of both the legitimate and eavesdropper channels are the only available channel state information at the transmitter (CSIT). By introducing a new secrecy capacity upper bound, we prove that the secrecy capacity is achieved by the Gaussian input without prefixing. To attain this result, we form another MISOSE channel for upper-bounding by relaxing the equivocation constraint, and tighten the bound by carefully selecting correlations between the legitimate and eavesdropper channel gains. The resulting upper bound is tighter than the others in the literature which are based on modifying the correlation between the noises at the legitimate receiver and eavesdropper. Next, we fully characterize the secrecy capacity by showing that the optimal channel input covariance matrix is a scaled identity matrix. The key to solve such a stochastic optimization problem is by exploiting the completely monotone property of the secrecy capacity. Finally, we prove that with only statistical CSIT of both channels, the capacity will neither scale with signal-to-noise ratio (SNR) nor the number of antenna. Our numerical results also match these observations and further confirm that having the legitimate CSIT (realizations) is very beneficial to increase the secrecy capacity.
In this paper, we consider the secure transmission in ergodic Rayleigh fast-faded multiple-input multiple-output multiple-antenna-eavesdropper (MIMOME) wiretap channels with only statistical channel state information at the transmitter (CSIT). When legitimate receiver has more (or equal) antennas than the eavesdropper, we prove the first MIMOME secrecy capacity result with partial CSIT by establishing a new secrecy capacity upper-bound. The key step is forming an MIMOME degraded channel by dividing the legitimate receiver's channel matrix into two submatrices, and setting one of which the same as the eavesdropper's channel matrix. Next, subject to the total power constraint overall transmit antennas, we solve the channel-input covariance matrix optimization problem to fully characterize the MIMOME secrecy capacity. Typically, the MIMOME optimization problems are non-concave. However, with aids of the proposed degraded channel, we show that the stochastic MIMOME optimization problem can be transformed to be a Schur-concave problem to find its optimal solution. Finally, we find that the MIMOME secrecy capacities scale with the signal-to-noise ratios with large enough numbers of antennas at legitimate receiver. However, as shown in previous works, such a scaling does not exist for wiretap channels with single antenna at legitimate receiver and eavesdropper each.
In this paper, we consider secure transmissions in ergodic Rayleigh fast-faded multiple-input multiple-output multiple-antenna-eavesdropper (MIMOME) wiretap channels with only statistical channel state information at the transmitter (CSIT). When the antennas at the legitimate receiver are more than (or equal to) those at the eavesdropper, we prove the first MIMOME secrecy capacity with partial CSIT by establishing a new secrecy capacity upper-bound. The key step is to form an MIMOME degraded channel by dividing the legitimate receiver's channel matrix into two submatrices, and setting one of the submatrices to be the same as the eavesdropper's channel matrix. Next, under the total power constraint over all transmit antennas, we analytically solve the channel-input covariance matrix optimization problem to fully characterize the MIMOME secrecy capacity. Typically, the MIMOME optimization problems are non-concave. However, thanks to the proposed degraded channel, we can transform the stochastic MIMOME optimization problem to be a Schur-concave one and then find its solution. Besides total power constraint, we also investigate the secrecy capacity when the transmitter is subject to the practical per-antenna power constraint. The corresponding optimization problem is even more difficult since it is not Schur-concave. Under the two power constraints considered, the corresponding MIMOME secrecy capacities can both scale with the signal-to-noise ratios (SNR) when the difference between numbers of antennas at legitimate receiver and eavesdropper are large enough. However, when the legitimate receiver and eavesdropper have a single antenna each, such SNR scalings do not exist for both cases.
In this paper, we investigate the ergodic secrecy capacity of the fast fading Gaussian wiretap channel when only the statistics of the channel state information are known at the transmitter. We derive conditions for the existence of degradedness and a positive ergodic secrecy capacity under the usual stochastic order, the convex order, and the increasing convex order between the legitimate and eavesdropper channels. For more general orders, we prove the secrecy capacity of layered erasure wiretap channels and propose a layered signaling for the achievable scheme, and we derive an upper bound on the capacity for fast fading Gaussian wiretap channels. Finally, the numerical results show that under Nakagami-m fast fading channels, the proposed layered signaling outperforms the Gaussian codebook in several cases. In particular, in certain cases, the Gaussian codebook can achieve only a zero secrecy rate, whereas the proposed scheme achieves positive secrecy rates. Therefore, the connectivity of wireless networks can be significantly improved by the proposed scheme.
In this paper, we consider secure transmissions in ergodic Rayleigh fast-faded multiple-input multiple-output multiple-antenna-eavesdropper (MIMOME) wiretap channels with only statistical channel state information at the transmitter (CSIT). When the antennas at the legitimate receiver are more than (or equal to) those at the eavesdropper, we prove the first MIMOME secrecy capacity with partial CSIT by establishing a new secrecy capacity upper-bound. The key step is to form an MIMOME degraded channel by dividing the legitimate receiver's channel matrix into two submatrices, and setting one of the submatrices to be the same as the eavesdropper's channel matrix. Next, under the total power constraint over all transmit antennas, we analytically solve the channel-input covariance matrix optimization problem to fully characterize the MIMOME secrecy capacity. Typically, the MIMOME optimization problems are non-concave. However, thanks to the proposed degraded channel, we can transform the stochastic MIMOME optimization problem to be a Schur-concave one and then find its solution. Besides total power constraint, we also investigate the secrecy capacity when the transmitter is subject to the practical per-antenna power constraint. The corresponding optimization problem is even more difficult since it is not Schur-concave. Under the two power constraints considered, the corresponding MIMOME secrecy capacities can both scale with the signal-to-noise ratios (SNR) when the difference between numbers of antennas at legitimate receiver and eavesdropper are large enough. However, when the legitimate receiver and eavesdropper have a single antenna each, such SNR scalings do not exist for both cases.