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International Journal of Modern Physics B

Approach to equilibrium of a quantum system and generalization of the Montroll–Shuler equation for vibrational relaxation of a molecular oscillator

V. M. Kenkre, Matthew Chase

Published Jun 22, 2017• 8 citations
Publisher

Abstract

The approach to equilibrium of a quantum mechanical system in interaction with a bath is studied from a practical as well as a conceptual point of view. Explicit memory functions are derived for given models of bath couplings. If the system is a harmonic oscillator representing a molecule in interaction with a reservoir, the generalized master equation derived becomes an extension into the coherent domain of the well-known Montroll–Shuler equation for vibrational relaxation and unimolecular dissociation. A generalization of the Bethe–Teller result regarding energy relaxation is found for short times. The theory has obvious applications to relaxation dynamics at ultra-short times as in observations on the femtosecond time scale and to the investigation of quantum coherence at those short times. While vibrational relaxation in chemical physics is a primary target of the study, another system of interest in condensed matter physics, an electron or hole in a lattice subjected to a strong DC electric field that gives rise to well-known Wannier–Stark ladders, is naturally addressed with the theory. Specific system–bath interactions are explored to obtain explicit details of the dynamics. General phenomenological descriptions of the reservoir are considered rather than specific microscopic realizations.

DOI
10.1142/s0217979217502447

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The approach to equilibrium of a quantum mechanical system in interaction with a bath is studied from a practical as well as a conceptual point of view. Explicit memory functions are derived for given models of bath couplings. If the system is a harmonic oscillator representing a molecule in interaction with a reservoir, the generalized master equation derived becomes an extension into the coherent domain of the well-known Montroll–Shuler equation for vibrational relaxation and unimolecular dissociation. A generalization of the Bethe–Teller result regarding energy relaxation is found for short times. The theory has obvious applications to relaxation dynamics at ultra-short times as in observations on the femtosecond time scale and to the investigation of quantum coherence at those short times. While vibrational relaxation in chemical physics is a primary target of the study, another system of interest in condensed matter physics, an electron or hole in a lattice subjected to a strong DC electric field that gives rise to well-known Wannier–Stark ladders, is naturally addressed with the theory. Specific system–bath interactions are explored to obtain explicit details of the dynamics. General phenomenological descriptions of the reservoir are considered rather than specific microscopic realizations.
The approach to thermal equilibrium of a free particle and a harmonic oscillator interacting with a heat bath can be understood from a semiclassical point of view in terms of the time evolution of a quantum mechanical state function appropriate to each system. The state functions are parameterized such that expectation values comply with the predictions of the classical theory of Brownian motion, with the consequence that the Fokker-Planck equation for a free particle in velocity space, the Montroll-Shuler equation for a quantum oscillator in discrete energy space, and their solutions are arrived at by a common procedure. These relaxation processes become visualizable as the progressive development from a coherent, relatively ordered state to that of equilibrium, so that the loss of information as equilibrium is reached and the consequences of random phasing can be traced dynamically in some detail. The unity of approach is reinforced by the demonstration that since both equations represent Markoffian processes, the Montroll-Shuler equation predicts distributions in coordinate space and momentum space which satisfy a Fokker-Planck equation.
A theory is developed to describe the interplay of vibrational relaxation and luminescence occurring simultaneously in a molecule, in terms of a master equation involving true sinks of probability. Specifically, the basic equation is the Montroll-Shuler equation augmented by the addition of sink terms which can be nonlinear as well as linear in the vibrational energy. These terms describe radiative and nonradiative decay and expressions for the former are derived explicitly in terms of Franck-Condon factors. Exact solutions in terms of known functions are obtained in the linear case for several physically motivated initial vibrational distributions, viz., $\ensuremath{\delta}$-function, Boltzmann, Poisson, and Laguerre. Two perturbation schemes are developed to analyze the nonlinear case, one of which is useful for small nonlinearities and the other for arbitrarily large nonlinearities but for low temperatures. Illustrative applications of the theory include the exact calculation of time- and frequency-resolved emission spectra (linear decay calculation) and the perturbation analysis of quantum yields in the presence of strongly energy-dependent nonradiative transitions (nonlinear decay calculation).
Fourth-order quantum master equations (FQMEs) are derived in both time nonlocal and local forms for a general system Hamiltonian, with new detailed expressions for the fourth-order kernel, where the bath correlation functions are explicitly decoupled from the system superoperators. Further simplifications can be made for the model of linearly coupled harmonic oscillator bath. Consideration of the high temperature Ohmic bath limit leads to a general Markovian FQME with compact forms of time independent superoperators. Two examples of this equation are then considered. For the system of a quantum particle in a continuous potential field, the equation reduces to a known form of the quantum Fokker–Planck equation, except for a fourth-order potential renormalization term that can be neglected only in the weak system-bath interaction regime. For a two-level system with off-diagonal coupling to the bath, fourth-order corrections do not alter the relaxation characteristics of the second-order equation and introduce additional coherence terms in the equations for the off-diagonal elements.
The theory of open quantum systems represents one of the major developments of quantum mechanics over the last 50 years. Its central object of study is constituted by quantum systems that cannot be regarded as fully isolated, but instead interact with additional degrees of freedom, giving rise to irreversible phenomena such as dissipation and decoherence. The tools provided by this framework are nowadays of paramount importance across many active areas of research, including quantum computation, thermodynamics, metrology and biology. In this thesis, we investigate three main topics within the field. The first contribution concerns the microscopic derivation of the evolution equations, socalled quantum master equations, for open systems which are also subject to external driving fields. Standard techniques developed for time-independent Hamiltonians encounter several difficulties in the time-dependent case, largely restricting their applicability to specific instances, such as periodic or adiabatic drivings. In contrast, a core result of the derivation presented in the thesis is that, when the environment is sufficiently Markovian (essentially, memoryless), the non-adiabatic contributions to the driving field can be neglected in a controlled fashion, yielding an accurate master equation with time-dependent generator, capable of correctly reproducing the open dynamics even for strong drivings. This result is further supported by benchmarks against numerically exact simulations. The second contribution addresses the long-time behavior of general types of (Markovian) quantum master equations, including those of the form introduced above. While this problem has been extensively analyzed in the time-independent setting, virtually no results are known for time-dependent generators. In particular, we establish the foundations of a general theory of relaxation, that is, convergence towards an asymptotic trajectory in the long-time limit, independently of the initial state. The main results include a theorem guaranteeing sufficient conditions for relaxation and the derivation of a rate function governing the convergence to the asymptotic trajectory. The analysis is further extended to a simple non-Markovian case. Moreover, we treat in detail the specific master equation derived in the first part, connecting the aforementioned relaxation property directly to the underlying microscopic dynamics. The third contribution investigates chirality-induced spin selectivity (CISS) effects from the perspective of open quantum systems. Although the majority of theoretical studies aiming to model CISS are based on a coherent description of the spin dynamics, such effects have been observed also for electrons subject to incoherent transport across molecular networks. In this regard, we provide a rigorous ab initio derivation of the microscopic Hamiltonian describing the electronic transport, incorporating electron spin effects and contributions stemming from the nuclear vibrations. Within this result, we critically revise a master equation approach aiming to explain the origin of CISS effects observed in photosynthetic complexes. Taken together, these contributions offer fresh insights and original results on the interplay between driving fields and dissipation, relaxation phenomena, and electronic spin transport in the presence of incoherent dynamics. More broadly, these results provide new theoretical tools with several potential applications in quantum technologies, from modeling of control pulses in noisy environments to quantum reservoir engineering, and contribute to a deeper understanding of the role of quantum effects in biological systems.
Vibrational relaxation of a harmonic oscillator nonlinearly coupled to a heat bath is investigated by the Gaussian–Markovian quantum Fokker–Planck equation approach. The system–bath interaction is assumed to be linear in the bath coordinate, but linear plus square in the system coordinate modeling the elastic and inelastic relaxation mechanisms. Interplay of the two relaxation processes induced by the linear–linear and square–linear interactions in Raman or infrared spectra is discussed for various system–bath couplings, temperatures, and correlation times for the bath fluctuations. The one-quantum coherence state created through the interaction with the pump laser pulse relaxes through different pathways in accordance with the mechanisms of the system–bath interactions. Relations between the present theory, Redfield theory, and stochastic theory are also discussed.