The Landau Paradigm The usual paradigm to describe phase transitions is that of Landau. It is based on an expansion of a free energy functional or an action in terms of an order parameter. Close to the phase transition the order parameter is small, and only terms dictated by symmetry are allowed in this expansion. Associated with this paradigm are many important ideas, such as that of broken symmetry and Goldstone modes. The extension of this paradigm to include quantum phase transitions certainly brought new ideas and progress, as we have seen in this book: the inextricability between the dynamics and static properties, the modified hyperscaling relation with the notion of an effective dimensionality, the role of the uncertainty principle linking energy and temporal fluctuations and so on. The underlying principle here is always that of symmetry. However, as we will see in this chapter, this paradigm is not sufficient to describe certain classes of phenomena that do not involve symmetry changes but are nonetheless still associated with diverging lengths, singularities and critical exponents: features that are clearly related to critical phenomena and phase transitions. We have already met similar behaviour when studying density-driven or Lifshitz transitions. We will see in this chapter that these transitions are much more common and interesting that initially thought. The keyword here is topology, which contains principles and constraints that protect quasi-particle excitations and are still more powerful than those of symmetry. Topological Quantum Phase Transitions We will refer to topological quantum phase transitions (TQPT) as those that separate two phases where at least one of them is topologically non-trivial, as characterised by some topological parameter like a winding number or a Berry phase. In some cases these transitions either give rise to singularities in a thermodynamic quantity or are accompanied by a diverging length. However, differently from Landau-type phase transitions they are not necessarily associated with a symmetry change. Also there is no identifiable order parameter to distinguish between the different phases. Topological quantities are not useful to play the role of an order parameter. They are in general discontinuous at topological transitions and this does not necessarily reflect the nature of the transition. On the other hand, we will show that the renormalisation group is a useful tool to describe TQPT.
The Landau Paradigm The usual paradigm to describe phase transitions is that of Landau. It is based on an expansion of a free energy functional or an action in terms of an order parameter. Close to the phase transition the order parameter is small, and only terms dictated by symmetry are allowed in this expansion. Associated with this paradigm are many important ideas, such as that of broken symmetry and Goldstone modes. The extension of this paradigm to include quantum phase transitions certainly brought new ideas and progress, as we have seen in this book: the inextricability between the dynamics and static properties, the modified hyperscaling relation with the notion of an effective dimensionality, the role of the uncertainty principle linking energy and temporal fluctuations and so on. The underlying principle here is always that of symmetry. However, as we will see in this chapter, this paradigm is not sufficient to describe certain classes of phenomena that do not involve symmetry changes but are nonetheless still associated with diverging lengths, singularities and critical exponents: features that are clearly related to critical phenomena and phase transitions. We have already met similar behaviour when studying density-driven or Lifshitz transitions. We will see in this chapter that these transitions are much more common and interesting that initially thought. The keyword here is topology, which contains principles and constraints that protect quasi-particle excitations and are still more powerful than those of symmetry. Topological Quantum Phase Transitions We will refer to topological quantum phase transitions (TQPT) as those that separate two phases where at least one of them is topologically non-trivial, as characterised by some topological parameter like a winding number or a Berry phase. In some cases these transitions either give rise to singularities in a thermodynamic quantity or are accompanied by a diverging length. However, differently from Landau-type phase transitions they are not necessarily associated with a symmetry change. Also there is no identifiable order parameter to distinguish between the different phases. Topological quantities are not useful to play the role of an order parameter. They are in general discontinuous at topological transitions and this does not necessarily reflect the nature of the transition. On the other hand, we will show that the renormalisation group is a useful tool to describe TQPT.
Aim and Scope of this Book A plethora of systems exhibit phase transitions as the temperature or some other parameter is changed. Examples range from the ice-water phase transition observed in our daily life to the loss of ferromagnetism in iron or to the more sophisticated Mott insulator-superfluid phase transition observed in optical lattices [343]. The last five decades have witnessed a tremendous upsurge in the studies of phase transitions at finite temperature [727, 149, 333, 136, 494, 541, 556]. The success of Landau-Ginzburg theories and the concepts of spontaneous symmetry breaking and the renormalization group [27, 410, 821, 578] in explaining many of the finite temperature phase transitions occurring in nature has been spectacular. In this book, we will consider only a subclass of phase transitions called quantum phase transitions (QPTs) [154, 658, 725, 799, 185, 63, 62, 66, 141, 744] and we will discuss these mainly from the view point of recent studies of information and dynamics. QPTs are zero temperature phase transitions which are driven by quantum fluctuations and are usually associated with a non-analyticity in the ground state energy density of a quantum many-body Hamiltonian. We will focus on continuous QPTs where the order parameter vanishes continuously at the quantum critical point (QCP) at some value of the parameters which characterize the Hamiltonian. We will not discuss first order quantum phase transitions associated with an abrupt change in the order parameter. Usually, a first order phase transition is characterized by a finite discontinuity in the first derivative of the ground state energy density. A continuous QPT is similarly characterized by a finite discontinuity, or divergence, in the second derivative of the ground state energy density, assuming that the first derivative is continuous. This is of course the classical definition; we will later mention some QPTs where the ground state energy density is not necessarily singular.
Topological phase transitions constitute a new class of quantum critical phenomena. They cannot be described within the usual framework of the Landau theory since, in general, the different phases cannot be distinguished by an order parameter, neither can they be related to different symmetries. In most cases, however, one can identify a diverging length at these topological transitions. This allows us to describe them using a scaling approach and to introduce a set of critical exponents that characterize their universality class. Here we consider some relevant models of quantum topological transitions associated with well-defined critical exponents that are related by a quantum hyperscaling relation. We extend to these models a finite-size scaling approach based on techniques for calculating the Casimir force in electromagnetism. This procedure allows us to obtain universal Casimir amplitudes at their quantum critical points. Our results verify the validity of finite-size scaling in these systems and confirm the values of the critical exponents obtained previously.
Quantum Phase Transitions Quantum phase transitions, in contrast to temperature-driven critical phenomena, occur due to a competition between different parameters describing the basic interactions of the system. Their specific feature is the quantum character of the critical fluctuations. This implies, through the uncertainty principle, that energy fluctuations and time are coupled. Then at zero temperature time plays a crucial and fundamental role, the static properties being entangled with the dynamics (Continentino, 1994a; Sondhi et al ., 1997; Sachdev, 1999). In this book we are mainly interested in quantum phase transitions that occur in electronic many-body systems and how scaling concepts can be useful to understand their properties close to these transitions (Continentino, 1994a). Even though a similar approach has been used in the case of interacting bosons (Fisher et al ., 1989) the fermionic problem has its own idiosyncrasies and difficulties. For example, there is no natural order parameter associated with the localisation transition in the electronic case, while bosons at zero temperature are either localised or superfluid so that the superfluid order parameter can be used to distinguish between both phases. If the results of the study of quantum phase transitions were restricted to zero temperature, this would be an interesting but purely academic area of research. What is really exciting about this subject is the effect of quantum critical points (QCP) in the finite temperature phase diagram of actual physical systems, even far away from the QCP (Freitas, 2015). As we will show, there is a special line in this phase diagram, the quantum critical trajectory , where the temperature dependence of the thermodynamic and transport properties is governed by the quantum critical exponents, i.e. those associated with the QCP. This and the observed crossover effects induced by temperature in the non-critical side of the phase diagram of a material with a QCP are sufficient to make the study of quantum phase transitions an inevitable subject. We start this chapter by introducing the scaling theory of quantum critical phenomena, since scaling concepts are used throughout this book.
FINDING: Phase transitions exist that violate the Landau paradigm — they occur without any spontaneous symmetry breaking and are instead governed by topological order and deconfined quantum criticality. | MATH: Landau free energy F = F₀ + a(T−T_c)φ² + bφ⁴ + ... (order parameter φ, symmetry-breaking potential). Beyond-Landau transitions: (1) Deconfined quantum criticality (Senthil et al.) — continuous transition between two ordered phases with *different* broken symmetries, no Ginzburg-Landau order parameter connects them; (2) Topological phase transitions — characterized by topological invariants (Chern number C = (1/2π)∮ F d²k, Z₂ invariant ν, winding numbers), not local order parameters; (3) "Zwillingsphasen" (twin phases) — second-order transition between phases without hidden symmetry breaking. | CONNECTION: Topological invariants are integer-valued (C ∈ ℤ, ν ∈ {0,1}) — quantized, not continuous. This is a *discrete* mathematical structure underlying continuous physical transitions Author: Andrew Stewart Caldin, Independent Researcher, UK. Part of the E8 Intelligence Research series. Platform: e8intelligence.com
FINDING: Topological phase transitions evade Landau's symmetry-breaking paradigm, with deconfined quantum criticality and non-Abelian transitions in 3+1D as concrete examples. | MATH: Landau free energy F=F0+a(T−Tc)ϕ2+bϕ4 fails when order parameter ϕ is ill-defined; topological invariants (e.g., Chern number C=2π1∫BFxyd2k, or winding number W=24π21∫Tr(g−1dg)3) replace local order parameters. Deconfined quantum criticality: fractionalized excitations (spinons) with gauge field aμ, critical exponents not from Landau-Ginzburg-Wilson. | CONNECTION: Topological order links to modular tensor categories (fusion rules Nabc, braiding Rab, F-matrices) — these encode non-commutative geometry, echoing root-system Weyl groups (e.g., A2 hexagonal lattice, D4 tetrahedral symmetry) but in momentum space. No direct 0.382/0.618/1.618 ratios appear in the cited abstracts; Author: Andrew Stewart Caldin, Independent Researcher, UK. Part of the E8 Intelligence Research series. Platform: e8intelligence.com
In this paper, starting from a lattice model of topological insulators, we study the quantum phase transitions among different quantum states, including quantum spin Hall state, quantum anomalous Hall state and normal band insulator state by calculating their topological properties (edge states, quantized spin Hall conductivities and the number of zero mode on a Pi-flux). We find that there exist universal features for the topological quantum phase transitions (TQPTs) in different cases : the emergence of nodal fermions at high symmetry points, the non-analytic third derivative of ground state energy and the jumps of the topological "order parameters". In particular, the relation between TQPTs and symmetries of the systems are explored : different TQPTs are protected by different (global) symmetries and then described by different topological "order parameters".