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Edge states and supersymmetric sigma models

Roberto Bondesan

Published Sep 14, 2012• 1 citation
OpenAlex

Abstract

A fundamental property of the quantum Hall effect is the presence of edge states at the boundary of the sample, robust against localization and responsible for the perfect quantization of the Hall conductance. The transition between integer quantum Hall plateaus is a delocalization transition, which can be identified as a strong-coupling fixed point of a 1 + 1-dimensional supersymmetric sigma model with topological theta-term. The conformal field theory describing this transition displays unusual features such as non-unitarity, and resisted any attempt of solution so far. In this thesis we investigate the role of edge states at quantum Hall transitions using lattice discretizations of super sigma models. Edge states correspond to twisted boundary conditions for the fields, which can be discretized as quantum spin chains or geometrical (loop) models. For the spin quantum Hall effect, a counterpart of the integer quantum Hall effect for spin transport (class C), our techniques allow the exact computation of critical exponents of the boundary conformal field theories describing higher plateaus transitions. Our predictions for the mean spin conductance are validated by extensive numerical simulations of the related localization problems. Envisaging applications to transport in network models of 2 + 1-dimensional disordered electrons, and to quenches in one-dimensional gapless quantum systems, in this thesis we have also developed a new formalism for dealing with partition functions of critical systems in rectangular geometries. As an application, we derive formulas for probabilities of self-avoiding walks.

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A careful study of the supersymmetric version of Pruisken’s nonlinear σ model for the integer quantum Hall effect is presented. The lattice regularized model is cast in Hamiltonian form by taking the anisotropic limit and interpreting the topological density as an alternating sum of Wess-Zumino terms. It is argued that the relevant large-scale physics of the model is preserved by projection of the quantum Hamiltonian on its sector of degenerate strong-coupling ground states. For values of the Hall conductivity close to e 2 /2h (mod e 2 /h), where a delocalization transition occurs, this yields the Hamiltonian of a quantum superspin chain which is closely related to an anisotropic version of the Chalker-Coddington model. The relation implies that the ratio of magnetic length over potential correlation length is an irrelevant parameter at the transition. The superspin chain resembles a 1d isotropic antiferromagnet with spin 1/2. It has an alternating structure which however permits an invariance under translation by one site. The conductance coefficients of a quantum Hall system with N small contacts translate into N-superspin correlation functions which are governed by conformal invariance. The superspin formalism provides a framework for studying the crossover from classical to quantum percolation. It does not however encompass the frequency-dependent correlations of wave amplitudes at criticality.

•Jan 1, 1994•31 citations

Study of Quantum Hall Effect and Its Relation to Conformal Field Theory

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The quantum Hall effect is one of the most challenging problems in condensed matter physics in which many rare physical phenomena like fractional charges and generally the fractional statistics are involved. In the integer quantum Hall effect the role of the disorder is more than others. The important point in describing these systems is that their bulk states should be gapful and in this sense the system should be incompressible. For describing the electron condensates in an arbitrary filling fraction with the odd denominator one needs the topological U(1) Chern-Simons effective field theory. Our motivation for using these field theories is the emergence of quantized conductivity. This effective field theory also has the ability of constructing the hierarchical fractional condensates with various filling factors. The excitations of these theories have fractional statistics which are investigated in this review. The non-Abelian Chern-Simons for quantum Hall systems will be also investigated. The interesting point is that the edge states of these systems are gapless and their excitations are equipped with the Kac-Moody algebra. The connection to the conformal field theories can be established using this point. The investigation of this correspondence is one of the aims of the present thesis. The connection to the logarithmic conformal field theories (e.g. for the Haldane-Rezaei wave function) is also reported in some works which will be addressed in this thesis.

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Integer quantum Hall transition: An alternative approach and exact results

Andreas W. W. Ludwig, Matthew P. A. Fisher, R. Shankar +1 more

We introduce and analyze a class of model systems to study transitions in the integer quantum Hall effect (IQHE). Even without disorder our model exhibits an IQHE transition as a control parameter is varied. We find that the transition is in the two-dimensional Ising universality class and compute all associated exponents and critical transport properties. The fixed point has time-reversal, particle-hole, and parity invariance. We then consider the effect of quenched disorder on the IQHE transition and find the following. (i) Randomness in the control parameter (which breaks all the above symmetries) translates into bond randomness in the Ising model and is hence marginally irrelevant. The transition may equally well be viewed as a quantum percolation of edge states localized on equipotentials. The absence of random-phase factors for the edge states is responsible for the nongeneric (Ising) critical properties. (ii) For a random magnetic field (which preserves particle-hole symmetry in every realization) the model exhibits an exactly solvable fixed line, described in terms of a product of a Luttinger liquid and an SU(n) spin chain. While exponents vary continuously along the fixed line, the longitudinal conductivity is constant due to a general conformal sum rule for Kac-Moody algebras (derived here), and is computed exactly. We also obtain a closed expression for the extended zero-energy wave function for every realization of disorder and compute its exact multifractal spectrum f(\ensuremath{\alpha}) and the exponents of all participation ratios. One point on the fixed line corresponds to a recently proposed model by Gade and Wegner. (iii) The model in the presence of a random on-site potential scales to a strong disorder regime, which is argued to be described by a symplectic nonlinear-sigma-model fixed point. (iv) We find a plausible global phase diagram in which all forms of disorder are simultaneously considered. In this generic case, the presence of random-phase factors in the edge-state description indicates that the transition is described by a Chalker-Coddington model, with a so far analytically inaccessible fixed point.

Physical review. B, Condensed matter•Sep 15, 1994•708 citations

Applications of conformal field theories in topological phases of matter

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This dissertation discusses some applications of conformal field theories (CFTs) in topological phases of matter. The first part is devoted to a discussion of coupled wire constructions of some novel quantum Hall systems. Through a theoretical coupled wire model, we construct strongly correlated electronic integer quantum Hall states with filling factor 16. The edge state is a bosonic chiral (E8)1 CFT, which is closely related to topological paramagnets in (3+1)d. As a distinguishing feature, these states support electric and thermal Hall transport violating the Wiedemann-Franz law. We further construct two descendant non-Abelian quantum Hall states at filling 8, each carrying bosonic chiral (G2)1 or (F4)1 edge theories, and hosting Fibonacci anyonic excitations in the bulk. Finally, we discover a new notion of particle-hole conjugation based on the E8 state that relates the G2 and F4 Fibonacci states, which is reminiscent of similar physics in half-filled Landau level. The second part is focused on the surface topological orders of 3D bulk topological systems. Symmetry protected and symmetry-enriched topological (SPT/SET) phases in three dimensions are quantum systems that support non-trivial two-dimensional surface states. These surface states develop finite excitation energy gaps when the relevant symmetries are broken. On the other hand, one-dimensional gapless modes can populate along interfaces that separate adjacent gapped surface domains with distinct symmetry-breaking orders. A surface strip pattern in general reduces the low-energy SPT/SET surface degrees of freedom onto a 2D array of gapless 1D channels. These channels can be coupled to one another by quasiparticle tunneling, and these inter-wire interactions collectively provide an effective description of the surface state. In this part, we study a general class of symmetry-preserving or breaking SPT/SET surface states that admit finite excitation energy gaps and Abelian topological orders via the coupled wire construction. In particular, we focus on the prototype Abelian surface topological orders that fall under the ADE classification of simply-laced Lie algebras. We also elaborate on the emergent symmetry and duality properties of the coupled wire models. The third part is to discuss the relation between the conformal boundary state and (2+1)d SPT phases. We propose a diagnostic tool for detecting nontrivial symmetry-protected topological (SPT) phases protected by a symmetry group G in 2 + 1 dimensions. Our method is based on directly studying the 1 + 1-dimensional anomalous edge conformal field theory (CFT) of SPT phases. We claim that if the CFT is the edge theory of an SPT phase, then there must be an obstruction to cutting it open. This obstruction manifests as the non-existence of boundary states in the CFT that preserves both the conformal symmetry and the global symmetry G. We discuss the relation between edgeability and gappability in the presence of G. We study several examples including time-reversal symmetric topological insulators, ZN symmetric bosonic SPT phases, and Z2 × Z2 symmetric topological superconductors.

•Jul 8, 2019•0 citations

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arXiv:cond-mat/9404010•Physical review. B, Condensed matter•Oct 15, 1994•57 citations

Unified Integer and Fractional Quantum Hall Effects from Boundary-Induced Edge-State Quantization

Pedro Pereyra

Despite the success of Landau-level theory and edge-state transport formalisms, a direct microscopic link between bulk quantization and the observed hierarchy of quantum Hall plateaus has not been established. In particular, no unified microscopic mechanism accounting simultaneously for integer and fractional sequences has been derived within standard quantum mechanics. Here we show that boundary-induced quantization of edge states provides this missing bridge. Starting from the Landau problem in laterally confined two-dimensional electron systems, we demonstrate that the imposition of Dirichlet, Neumann, and mixed (Robin) boundary conditions discretizes both the guiding-center coordinate and the longitudinal momentum of chiral edge states. The resulting boundary-dependent spectra generate families of edge channels with well-defined multiplicities that couple to electronic transport. When incorporated into an edge-state transport description, this boundary quantization reproduces the integer Hall sequence and simultaneously yields a structured hierarchy of fractional filling factors without invoking separate microscopic mechanisms. We further show that a weak Hall-induced parity-breaking contribution reorganizes the low-energy edge spectrum while leaving the bulk Landau levels intact. This controlled symmetry breaking enhances edge-state multiplicities at small Landau indices and stabilizes the fractional plateaus observed at strong magnetic fields. The quantized Hall response thus emerges from the interplay between Landau quantization and boundary-induced guiding-center discretization, which together determine the spectrum and occupation of chiral edge channels. These results establish boundary-induced quantization as the microscopic origin of quantum Hall transport and provide a unified description of both integer and fractional regimes within conventional quantum mechanics.

cond-mat.mes-hallCross-listedarXiv:2603.04652•Mar 6, 2026
A fundamental property of the quantum Hall effect is the presence of edge states at the boundary of the sample, robust against localization and responsible for the perfect quantization of the Hall conductance. The transition between integer quantum Hall plateaus is a delocalization transition, which can be identified as a strong-coupling fixed point of a 1 + 1-dimensional supersymmetric sigma model with topological theta-term. The conformal field theory describing this transition displays unusual features such as non-unitarity, and resisted any attempt of solution so far. In this thesis we investigate the role of edge states at quantum Hall transitions using lattice discretizations of super sigma models. Edge states correspond to twisted boundary conditions for the fields, which can be discretized as quantum spin chains or geometrical (loop) models. For the spin quantum Hall effect, a counterpart of the integer quantum Hall effect for spin transport (class C), our techniques allow the exact computation of critical exponents of the boundary conformal field theories describing higher plateaus transitions. Our predictions for the mean spin conductance are validated by extensive numerical simulations of the related localization problems. Envisaging applications to transport in network models of 2 + 1-dimensional disordered electrons, and to quenches in one-dimensional gapless quantum systems, in this thesis we have also developed a new formalism for dealing with partition functions of critical systems in rectangular geometries. As an application, we derive formulas for probabilities of self-avoiding walks.
A careful study of the supersymmetric version of Pruisken’s nonlinear σ model for the integer quantum Hall effect is presented. The lattice regularized model is cast in Hamiltonian form by taking the anisotropic limit and interpreting the topological density as an alternating sum of Wess-Zumino terms. It is argued that the relevant large-scale physics of the model is preserved by projection of the quantum Hamiltonian on its sector of degenerate strong-coupling ground states. For values of the Hall conductivity close to e 2 /2h (mod e 2 /h), where a delocalization transition occurs, this yields the Hamiltonian of a quantum superspin chain which is closely related to an anisotropic version of the Chalker-Coddington model. The relation implies that the ratio of magnetic length over potential correlation length is an irrelevant parameter at the transition. The superspin chain resembles a 1d isotropic antiferromagnet with spin 1/2. It has an alternating structure which however permits an invariance under translation by one site. The conductance coefficients of a quantum Hall system with N small contacts translate into N-superspin correlation functions which are governed by conformal invariance. The superspin formalism provides a framework for studying the crossover from classical to quantum percolation. It does not however encompass the frequency-dependent correlations of wave amplitudes at criticality.
The quantum Hall effect is one of the most challenging problems in condensed matter physics in which many rare physical phenomena like fractional charges and generally the fractional statistics are involved. In the integer quantum Hall effect the role of the disorder is more than others. The important point in describing these systems is that their bulk states should be gapful and in this sense the system should be incompressible. For describing the electron condensates in an arbitrary filling fraction with the odd denominator one needs the topological U(1) Chern-Simons effective field theory. Our motivation for using these field theories is the emergence of quantized conductivity. This effective field theory also has the ability of constructing the hierarchical fractional condensates with various filling factors. The excitations of these theories have fractional statistics which are investigated in this review. The non-Abelian Chern-Simons for quantum Hall systems will be also investigated. The interesting point is that the edge states of these systems are gapless and their excitations are equipped with the Kac-Moody algebra. The connection to the conformal field theories can be established using this point. The investigation of this correspondence is one of the aims of the present thesis. The connection to the logarithmic conformal field theories (e.g. for the Haldane-Rezaei wave function) is also reported in some works which will be addressed in this thesis.
We introduce and analyze a class of model systems to study transitions in the integer quantum Hall effect (IQHE). Even without disorder our model exhibits an IQHE transition as a control parameter is varied. We find that the transition is in the two-dimensional Ising universality class and compute all associated exponents and critical transport properties. The fixed point has time-reversal, particle-hole, and parity invariance. We then consider the effect of quenched disorder on the IQHE transition and find the following. (i) Randomness in the control parameter (which breaks all the above symmetries) translates into bond randomness in the Ising model and is hence marginally irrelevant. The transition may equally well be viewed as a quantum percolation of edge states localized on equipotentials. The absence of random-phase factors for the edge states is responsible for the nongeneric (Ising) critical properties. (ii) For a random magnetic field (which preserves particle-hole symmetry in every realization) the model exhibits an exactly solvable fixed line, described in terms of a product of a Luttinger liquid and an SU(n) spin chain. While exponents vary continuously along the fixed line, the longitudinal conductivity is constant due to a general conformal sum rule for Kac-Moody algebras (derived here), and is computed exactly. We also obtain a closed expression for the extended zero-energy wave function for every realization of disorder and compute its exact multifractal spectrum f(\ensuremath{\alpha}) and the exponents of all participation ratios. One point on the fixed line corresponds to a recently proposed model by Gade and Wegner. (iii) The model in the presence of a random on-site potential scales to a strong disorder regime, which is argued to be described by a symplectic nonlinear-sigma-model fixed point. (iv) We find a plausible global phase diagram in which all forms of disorder are simultaneously considered. In this generic case, the presence of random-phase factors in the edge-state description indicates that the transition is described by a Chalker-Coddington model, with a so far analytically inaccessible fixed point.
This dissertation discusses some applications of conformal field theories (CFTs) in topological phases of matter. The first part is devoted to a discussion of coupled wire constructions of some novel quantum Hall systems. Through a theoretical coupled wire model, we construct strongly correlated electronic integer quantum Hall states with filling factor 16. The edge state is a bosonic chiral (E8)1 CFT, which is closely related to topological paramagnets in (3+1)d. As a distinguishing feature, these states support electric and thermal Hall transport violating the Wiedemann-Franz law. We further construct two descendant non-Abelian quantum Hall states at filling 8, each carrying bosonic chiral (G2)1 or (F4)1 edge theories, and hosting Fibonacci anyonic excitations in the bulk. Finally, we discover a new notion of particle-hole conjugation based on the E8 state that relates the G2 and F4 Fibonacci states, which is reminiscent of similar physics in half-filled Landau level. The second part is focused on the surface topological orders of 3D bulk topological systems. Symmetry protected and symmetry-enriched topological (SPT/SET) phases in three dimensions are quantum systems that support non-trivial two-dimensional surface states. These surface states develop finite excitation energy gaps when the relevant symmetries are broken. On the other hand, one-dimensional gapless modes can populate along interfaces that separate adjacent gapped surface domains with distinct symmetry-breaking orders. A surface strip pattern in general reduces the low-energy SPT/SET surface degrees of freedom onto a 2D array of gapless 1D channels. These channels can be coupled to one another by quasiparticle tunneling, and these inter-wire interactions collectively provide an effective description of the surface state. In this part, we study a general class of symmetry-preserving or breaking SPT/SET surface states that admit finite excitation energy gaps and Abelian topological orders via the coupled wire construction. In particular, we focus on the prototype Abelian surface topological orders that fall under the ADE classification of simply-laced Lie algebras. We also elaborate on the emergent symmetry and duality properties of the coupled wire models. The third part is to discuss the relation between the conformal boundary state and (2+1)d SPT phases. We propose a diagnostic tool for detecting nontrivial symmetry-protected topological (SPT) phases protected by a symmetry group G in 2 + 1 dimensions. Our method is based on directly studying the 1 + 1-dimensional anomalous edge conformal field theory (CFT) of SPT phases. We claim that if the CFT is the edge theory of an SPT phase, then there must be an obstruction to cutting it open. This obstruction manifests as the non-existence of boundary states in the CFT that preserves both the conformal symmetry and the global symmetry G. We discuss the relation between edgeability and gappability in the presence of G. We study several examples including time-reversal symmetric topological insulators, ZN symmetric bosonic SPT phases, and Z2 × Z2 symmetric topological superconductors.
We obtain the field-theory representations of several network models that are relevant to two-dimensional transport in high magnetic fields. Among them, the simplest one, which is relevant to the plateau transition in the quantum Hall effect, is equivalent to a particular representation of an antiferromagnetic SU(2N) (N\ensuremath{\rightarrow}0) spin chain. Since the latter can be mapped onto a \ensuremath{\theta}\ensuremath{\ne}0, U(2N)/U(N)\ifmmode\times\else\texttimes\fi{}U(N) \ensuremath{\sigma} model, and since recent numerical analyses of the corresponding network give a delocalization transition with \ensuremath{\nu}\ensuremath{\approxeq}2.3, we conclude that the same exponent is applicable to the \ensuremath{\sigma} model.
Despite the success of Landau-level theory and edge-state transport formalisms, a direct microscopic link between bulk quantization and the observed hierarchy of quantum Hall plateaus has not been established. In particular, no unified microscopic mechanism accounting simultaneously for integer and fractional sequences has been derived within standard quantum mechanics. Here we show that boundary-induced quantization of edge states provides this missing bridge. Starting from the Landau problem in laterally confined two-dimensional electron systems, we demonstrate that the imposition of Dirichlet, Neumann, and mixed (Robin) boundary conditions discretizes both the guiding-center coordinate and the longitudinal momentum of chiral edge states. The resulting boundary-dependent spectra generate families of edge channels with well-defined multiplicities that couple to electronic transport. When incorporated into an edge-state transport description, this boundary quantization reproduces the integer Hall sequence and simultaneously yields a structured hierarchy of fractional filling factors without invoking separate microscopic mechanisms. We further show that a weak Hall-induced parity-breaking contribution reorganizes the low-energy edge spectrum while leaving the bulk Landau levels intact. This controlled symmetry breaking enhances edge-state multiplicities at small Landau indices and stabilizes the fractional plateaus observed at strong magnetic fields. The quantized Hall response thus emerges from the interplay between Landau quantization and boundary-induced guiding-center discretization, which together determine the spectrum and occupation of chiral edge channels. These results establish boundary-induced quantization as the microscopic origin of quantum Hall transport and provide a unified description of both integer and fractional regimes within conventional quantum mechanics.