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Bulletin of the American Physical Society

Topological invariants in interacting topological insulators: Success and Breakdown

Yuan-Yao He, Han‐Qing Wu, Zi Yang Meng, Zhong-Yi Lu

Published Mar 15, 2016• 0 citations
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Topological invariants for interacting topological insulators. II. Breakdown of single-particle Green's function formalism

Yuan-Yao He, Han-Qing Wu, Zi Yang Meng +1 more

Topological phase transitions in free fermion systems can be characterized by the closing of single-particle gap and the change in topological invariants. However, in the presence of electronic interactions, topological phase transitions can be more complicated. In paper I of this series [Phys. Rev. B 93, 195163 (2016)], we have proposed an efficient scheme to evaluate the topological invariants based on the single-particle Green's function formalism. Here, in paper II, we demonstrate several interaction-driven topological phase transitions (TPTs) in two-dimensional (2D) interacting topological insulators (TIs) via large-scale quantum Monte Carlo (QMC) simulations, based on the scheme of evaluating topological invariants presented in paper I. Across these transitions, the defining symmetries of the TIs have been neither explicitly nor spontaneously broken. In the first two models, the topological invariants calculated from the Green's function formalism succeed in characterizing the topologically distinct phases and identifying interaction-driven TPTs. However, in the other two models, we find that the single-particle gap does not close and the topological invariants constructed from the single-particle Green's function acquire no change across the TPTs. Unexpected breakdown of the Green's function formalism in constructing the topological invariants is thus discovered. We thence classify the topological phase transitions in interacting TIs into two categories in practical computation: Those that have noninteracting correspondence can be characterized successfully by the topological invariants constructed from the Green's functions, while for the others that do not have noninteracting correspondence, the Green's function formalism experiences a breakdown, but more interesting and exciting phenomena, such as emergent collective critical modes at the transition, arise. Discussion on the success and breakdown of topological invariants constructed from the Green's function formalism in the context of symmetry protected topological (SPT) states is presented.

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Topological invariants for interacting topological insulators with inversion symmetry

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For interacting ${Z}_{2}$ topological insulators with inversion symmetry, we propose a simple topological invariant expressed in terms of the parity eigenvalues of the interacting Green's function at time-reversal invariant momenta and zero frequency. We derive this result from our previous formula involving the integral over the frequency-momenta space. This formula greatly simplifies the explicit calculation of ${Z}_{2}$ topological invariants in inversion-symmetric insulators with strong interactions.

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Luttinger's Theorem Violation and Green's Function Topological Invariants in a Fractional Chern Insulator

Anton A. Markov, Andrey M. Nikishin, Nigel R. Cooper +2 more

Luttinger's theorem constrains the particle density of interacting fermions through global properties of the single-particle Green's function, and its violation signals a breakdown of the identification between the quantized Hall response and the Green-function-based Ishikawa-Matsuyama invariant. This phenomenon becomes especially compelling in strongly correlated topological phases, such as fractional Chern insulators, where fractionalized quasiparticles lack an adiabatic connection to electrons, raising the question of how Green's-function-based topological invariants manifest in such phases. Using exact diagonalization of the fermionic Harper-Hofstadter-Hubbard model, we compute bulk single-particle Green's functions deep inside a fractional Chern insulating phase and directly evaluate the Luttinger count, its possible correction (the Luttinger integral), and the Ishikawa-Matsuyama invariant $N_3[\mathrm{G}]$. We demonstrate a clear violation of Luttinger's theorem and show that the fractional nature of the many-body Chern number is encoded in the Středa response of the Luttinger integral, while the integer invariant $N_3[\mathrm{G}]$ arises from the Středa response of the Luttinger count. We also analytically prove that $N_3[\mathrm{G}]$ is fully determined by the Luttinger count together with the Chern number of the occupied Bloch band, upon neglecting Bloch-band mixing. Finally, we propose an experimental protocol to extract all Green-function-based topological invariants from local density-of-states measurements, experimentally accessible in fractional quantum Hall systems.

cond-mat.str-elCross-listedarXiv:2603.17006•Mar 19, 2026
Topological phase transitions in free fermion systems can be characterized by the closing of single-particle gap and the change in topological invariants. However, in the presence of electronic interactions, topological phase transitions can be more complicated. In paper I of this series [Phys. Rev. B 93, 195163 (2016)], we have proposed an efficient scheme to evaluate the topological invariants based on the single-particle Green's function formalism. Here, in paper II, we demonstrate several interaction-driven topological phase transitions (TPTs) in two-dimensional (2D) interacting topological insulators (TIs) via large-scale quantum Monte Carlo (QMC) simulations, based on the scheme of evaluating topological invariants presented in paper I. Across these transitions, the defining symmetries of the TIs have been neither explicitly nor spontaneously broken. In the first two models, the topological invariants calculated from the Green's function formalism succeed in characterizing the topologically distinct phases and identifying interaction-driven TPTs. However, in the other two models, we find that the single-particle gap does not close and the topological invariants constructed from the single-particle Green's function acquire no change across the TPTs. Unexpected breakdown of the Green's function formalism in constructing the topological invariants is thus discovered. We thence classify the topological phase transitions in interacting TIs into two categories in practical computation: Those that have noninteracting correspondence can be characterized successfully by the topological invariants constructed from the Green's functions, while for the others that do not have noninteracting correspondence, the Green's function formalism experiences a breakdown, but more interesting and exciting phenomena, such as emergent collective critical modes at the transition, arise. Discussion on the success and breakdown of topological invariants constructed from the Green's function formalism in the context of symmetry protected topological (SPT) states is presented.
For interacting Z2{Z}_{2}Z2​ topological insulators with inversion symmetry, we propose a simple topological invariant expressed in terms of the parity eigenvalues of the interacting Green's function at time-reversal invariant momenta and zero frequency. We derive this result from our previous formula involving the integral over the frequency-momenta space. This formula greatly simplifies the explicit calculation of Z2{Z}_{2}Z2​ topological invariants in inversion-symmetric insulators with strong interactions.
Luttinger's theorem constrains the particle density of interacting fermions through global properties of the single-particle Green's function, and its violation signals a breakdown of the identification between the quantized Hall response and the Green-function-based Ishikawa-Matsuyama invariant. This phenomenon becomes especially compelling in strongly correlated topological phases, such as fractional Chern insulators, where fractionalized quasiparticles lack an adiabatic connection to electrons, raising the question of how Green's-function-based topological invariants manifest in such phases. Using exact diagonalization of the fermionic Harper-Hofstadter-Hubbard model, we compute bulk single-particle Green's functions deep inside a fractional Chern insulating phase and directly evaluate the Luttinger count, its possible correction (the Luttinger integral), and the Ishikawa-Matsuyama invariant N3[G]N_3[\mathrm{G}]N3​[G]. We demonstrate a clear violation of Luttinger's theorem and show that the fractional nature of the many-body Chern number is encoded in the Středa response of the Luttinger integral, while the integer invariant N3[G]N_3[\mathrm{G}]N3​[G] arises from the Středa response of the Luttinger count. We also analytically prove that N3[G]N_3[\mathrm{G}]N3​[G] is fully determined by the Luttinger count together with the Chern number of the occupied Bloch band, upon neglecting Bloch-band mixing. Finally, we propose an experimental protocol to extract all Green-function-based topological invariants from local density-of-states measurements, experimentally accessible in fractional quantum Hall systems.