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Coding techniques for multi-user physical layer security

Alexandre J. Pierrot

Published Jul 14, 2015• 0 citations
OpenAlex

Abstract

The fast development of wireless networks, which are intrinsically exposed to eavesdropping, has created a growing concern for confidentiality. While classical cryptographic schemes require a key provided by the end-user, physical-layer security leverages the randomness of the physical communication medium as a source of secrecy. The main benefit of physical-layer security techniques is their relatively low cost and their ability to combine with any existing security mechanisms. This dissertation provides an analysis including the theoretical study of the two-way wiretap channel to obtain a better insight into how to design coding mechanisms, practical tests with experimental systems, and the design of actual codes. From a theoretical standpoint, the study confirms the benefits of combining several multi-user coding techniques including cooperative jamming, coded cooperative jamming and secret key generation. For these different mechanisms, the trade-off between reliability, secrecy and communication rate is clarified under a stringent strong secrecy metric. Regarding the design of practical codes, spatially coupled LDPC codes, which were originally designed for reliability, are modified to develop a coded cooperative jamming code. Finally, a proof-of-principle practical wireless system is provided to show how to implement a secret key generation system on experimental programmable radios. This testbed is then used to assess the realistic performance of such systems in terms of reliability, secrecy and rate.

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Physical layer security has been recently recognized as a promising new design paradigm to provide security in wireless networks. In addition to the existing conventional cryptographic methods, physical layer security exploits the dynamics of fading channels to enhance secured wireless links. In this approach, jamming plays a key role by generating noise signals to confuse the potential eavesdroppers, and significantly improves quality and reliability of secure communications between legitimate terminals. This article presents theoretical limits and practical designs of jamming approaches for physical layer security. In particular, the theoretical limits explore the achievable secrecy rates of user cooperation-based jamming whilst the centralized and game theoretic-based precoding techniques are reviewed for practical implementations. In addition, the emerging wireless energy harvesting techniques are exploited to harvest the required energy to transmit jamming signals. Future directions of these approaches and the associated research challenges are also briefly outlined.

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•May 5, 2016•0 citations
The fast development of wireless networks, which are intrinsically exposed to eavesdropping, has created a growing concern for confidentiality. While classical cryptographic schemes require a key provided by the end-user, physical-layer security leverages the randomness of the physical communication medium as a source of secrecy. The main benefit of physical-layer security techniques is their relatively low cost and their ability to combine with any existing security mechanisms. This dissertation provides an analysis including the theoretical study of the two-way wiretap channel to obtain a better insight into how to design coding mechanisms, practical tests with experimental systems, and the design of actual codes. From a theoretical standpoint, the study confirms the benefits of combining several multi-user coding techniques including cooperative jamming, coded cooperative jamming and secret key generation. For these different mechanisms, the trade-off between reliability, secrecy and communication rate is clarified under a stringent strong secrecy metric. Regarding the design of practical codes, spatially coupled LDPC codes, which were originally designed for reliability, are modified to develop a coded cooperative jamming code. Finally, a proof-of-principle practical wireless system is provided to show how to implement a secret key generation system on experimental programmable radios. This testbed is then used to assess the realistic performance of such systems in terms of reliability, secrecy and rate.
Physical layer security has been recently recognized as a promising new design paradigm to provide security in wireless networks. In addition to the existing conventional cryptographic methods, physical layer security exploits the dynamics of fading channels to enhance secured wireless links. In this approach, jamming plays a key role by generating noise signals to confuse the potential eavesdroppers, and significantly improves quality and reliability of secure communications between legitimate terminals. This article presents theoretical limits and practical designs of jamming approaches for physical layer security. In particular, the theoretical limits explore the achievable secrecy rates of user cooperation-based jamming whilst the centralized and game theoretic-based precoding techniques are reviewed for practical implementations. In addition, the emerging wireless energy harvesting techniques are exploited to harvest the required energy to transmit jamming signals. Future directions of these approaches and the associated research challenges are also briefly outlined.
The current research on physical layer security is far from implementations in practical networks, arguably due to impractical assumptions in the literature and the limited applicability of physical layer security. Aiming to reduce the gap between theory and practice, this thesis focuses on wireless physical layer security towards practical assumptions and requirements. In the first half of the thesis, we reduce the dependence of physical layer security on impractical assumptions. The secrecy enhancements and analysis based on impractical assumptions cannot lead to any true guarantee of secrecy in practical networks. The current study of physical layer security was often based on the idealized assumption of perfect channel knowledge on both legitimate users and eavesdroppers. We study the impact of channel estimation errors on secure transmission designs. We investigate the practical scenarios where both the transmitter and the receiver have imperfect channel state information (CSI). Our results show how the optimal transmission design and the achievable throughput vary with the amount of knowledge on the eavesdropper's channel. Apart from the assumption of perfect CSI, the analysis of physical layer security often ideally assumed the number of eavesdropper antennas to be known. We develop an innovative approach to study secure communication systems without knowing the number of eavesdropper antennas by introducing the concept of spatial constraint into physical layer security. That is, the eavesdropper is assumed to have a limited spatial region to place (possibly an infinite number of) antennas. We show that a non-zero secrecy rate is achievable with the help of a friendly jammer, even if the eavesdropper places an infinite number of antennas in its spatial region. In the second half of the thesis, we improve the applicability of physical layer security. The current physical layer security techniques to achieve confidential broadcasting were limited to application in single-cell systems. The primary challenge to achieve confidential broadcasting in the multi-cell network is to deal with not only the inter-cell but also the intra-cell information leakage and interference. To tackle this challenge, we design linear precoders performing confidential broadcasting in multi-cell networks. We optimize the precoder designs to maximize the secrecy sum rate with based on the large-system analysis. Finally, we improve the applicability of physical layer security from a fundamental aspect. The analysis of physical layer security based on the existing secrecy metric was often not applicable in practical networks. We propose new metrics for evaluating the secrecy of transmissions over fading channels to address the practical limitations of using existing secrecy metrics for such evaluations. The first metric establishes a link between the concept of secrecy outage and the eavesdropper's ability to decode confidential messages. The second metric provides an error-probability-based secrecy metric which is often used for the practical implementation of secure wireless systems. The third metric characterizes how much or how fast the confidential information is leaked to the eavesdropper. We show that the proposed secrecy metrics enable one to appropriately design secure communication systems with different views on how secrecy is measured.
Security has become an increasingly significant and urgent issue in wireless networks. The growing computational capability of the eavesdropper (Eve) and more and more complicated secure key management in large scale and heterogeneous networks, pose more and more stringent requirement to the cryptographic protocols. As a new design paradigm, physical layer security has been recognised as a promising solution to enhance the security of wireless links relying on the channel properties and advanced signal processing, and can act as either an alternative or a complementary solution to the conventional cryptographic methods. Without complicated secure key generation and management, physical layer security is quite suitable for the large scale distributed networks. In this thesis, we aim to improve the secrecy performance in emerging wireless communication systems relying on different physical layer security techniques. Firstly, the security of an amplify-and-forward successive relaying network with multiple untrusted relay nodes is investigated, where the conventional detrimental inter-relay interference is exploited to jam the untrusted nodes without assistance of external helpers. Considering different complexity requirements, several relay selection schemes are proposed, and the closed-form expressions of the lower bound of the secrecy outage probability and the maximum secrecy diversity order are derived accordingly. It is shown that the maximum secrecy diversity order of N-1 can be achieved for an N relay nodes network. Secondly, the artificial noise (AN) aided secure transmission strategy for a multiple-input single-output multiple-Eve (MISOME) system with a secure user (Bob) and a normal user (NU) is investigated. The power allocations among Bob, NU and AN, as well as the wiretap code rates, are jointly optimized to maximize the effective secrecy throughput (EST), under the average throughput constraint of NU. An alternative optimization algorithm with guaranteed convergence is proposed to obtain the optimal parameters. It is shown that the EST increases with the transmitting power and the number of transmit antennas, and decreases with the throughput constraint of NU, and the EST can be improved through injecting AN and concurrent transmission of Bob and NU. Thirdly, physical layer security in a multi-antenna small-cell network is investigated, where the multi-antenna base stations (BSs), cellular users, and Eves are all randomly distributed according to independent Poisson point processes. Stochastic geometry is applied to analyze the connection and secrecy outage probabilities and the average achievable secrecy rate. The impact of different parameters, including power allocation, BS and Eve density, and the adaptive eavesdropping or jamming on the secrecy performance is analyzed. It is shown that the average secrecy rate is a quasi-concave function of the power allocation factor and monotonically decreases with the ratio of the Eve-BS density. Finally, we study the physical layer security in a large-scale heterogeneous network consisting of both sub-6 GHz massive multi-input multi-output (MIMO) macro cells and millimeter wave (mmWave) small cells. By considering pilot spoofing attacks from the Eves, the coverage and secrecy probabilities are derived using stochastic geometry and the conditions under which the millimeter wave tier outperforms the sub-6 GHz counterpart are discussed in terms of both coverage and secrecy.It is shown that the mmWave small cell can provide better coverage performance in the high transmission code-rate region, and the secrecy performance of the mmWave system outperforms the sub-6 GHz counterpart in the low redundant rate region, which reveals the advantage of using mmWave for secure communication.
Wireless communication networks are widely deployed today and the networks are used in many applications which require that the data transmitted be secure. Due to the open nature of wireless systems, it is important to have a fundamental understanding of coding schemes that allow for simultaneously secure and reliable transmission. The information theoretic approach is able to give us this fundamental insight into the nature of the coding schemes required for security. The security issue is approached by focusing on the confidentiality of message transmission and reception at the physical layer. The goal is to design coding and signal processing schemes that provide security, in the information theoretic sense. In so doing, we are able to prove the simultaneously secure and reliable transmission rates for different network building blocks. The multi-receiver broadcast channel is an important network building block, where the rate region for the channel without security constraints is still unknown. In the thesis this channel is investigated with security constraints, and the secure and reliable rates are derived for the proposed coding scheme using a random coding argument. Cooperative relaying is next applied to the wiretap channel, the fundamental physical layer model for the communication security problem, and signal processing techniques are used to show that the secure rate can be improved in situations where the secure rate was small due to the eavesdropper enjoying a more favorable channel condition compared to the legitimate receiver. Finally, structured lattice codes are used in the wiretap channel instead of unstructured random codes, used in the vast majority of the work so far. We show that lattice coding and decoding can achieve the secrecy rate of the Gaussian wiretap channel; this is an important step towards realizing practical, explicit codes for the wiretap channel.
Wireless networking has kept evolving with additional features and increasing capacity. Meanwhile, inherent characteristics of wireless networking make it more vulnerable than wired networks. In this thesis we present an extensive and comprehensive review of physical layer security in wireless networking. Different from cryptography, physical layer security, emerging from the information theoretic assessment of secrecy, could leverage the properties of wireless channel for security purpose, by either enabling secret communication without the need of keys, or facilitating the key agreement process. Hence we categorize existing literature into two main branches, namely keyless security and key-based security. We elaborate the evolution of this area from the early theoretic works on the wiretap channel, to its generalizations to more complicated scenarios including multiple-user, multiple-access and multiple-antenna systems, and introduce not only theoretical results but practical implementations. We critically and systematically examine the existing knowledge by analyzing the fundamental mechanics for each approach. Hence we are able to highlight advantages and limitations of proposed techniques, as well their interrelations, and bring insights into future developments of this area.
The use of wireless networks for communication has grown significantly in recent times, and continues to develop further. The broadcast nature of wireless communications makes them susceptible to a wide variety of security attacks. Unlike traditional solutions, which usually handle security at the application layer, the primary concern of this dissertation is to analyse and develop solutions for secure communication using channel coding techniques at the physical-layer. \nThe topic of physical layer authenticated encryption using high rate key generation through shared randomness is investigated in this work. First, a physical layer secret key generation scheme is discussed exploiting channel reciprocity in wireless systems. In order to address the susceptibility of this family of schemes to active attacks, a novel physical layer authentication encryption protocol is presented along with its extension to multi-node networks in the presence of active adversaries. Unlike previous work in the area of generating secret keys through shared randomness, it is demonstrated that the proposed scheme is semantically secure with respect to chosen plaintext and chosen cipher text attacks. \nSecondly, in order to increase the rate in bits per seconds at which agreed cryptographic keys are been generated, a multi-level quantization algorithm with public feedback is discussed. It is demonstrated that the proposed scheme is superior to direct information distillation approaches and can substantially increase the key generation rates even at low and medium SNRs. Furthermore, the employment of this low-overhead feedback at the information distillation process can largely simplify the information reconciliation process. \nThe proposed secret key generation schemes are tested for randomness such as required for cryptographic keys. The validation test is perfomed with the aid of National Institute of Standards and Technology (NIST) statistical test suite. The P-values obtained in each of the test carried out indicates that the key sequence generated by our algorithm is random.