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Physical Review E

Quantum models of the mind: Are they compatible with environment decoherence?

Luiz Pinguelli Rosa, Jean Faber

Published Sep 15, 2004• 44 citations
Publisher

Abstract

Quantum models of the mind associate consciousness with coherent superposition of states in the brain. Some authors consider consciousness to be the result of a kind of internal quantum measurement process in the brain. In this paper we discuss the ideas of Hameroff-Penrose and Tegmark and their calculation for an estimate of decoherence time. We criticize the Hameroff-Penrose model in the context of a quantum brain model by gravitational collapse orchestrated objective reduction (OOR), assumed by Penrose, and we propose instead that the decoherence process is caused by interaction with the environment. We consider it useful to exploit this possibility because of the growing importance of the decoherence theory in quantum measurement, and also because quantum mechanics can be applied to brain study independently of the Hameroff-Penrose model for mind and consciousness. Our conclusion is that the Hameroff-Penrose model is not compatible with decoherence, but nevertheless the quantum brain can still be considered if we replace gravitational collapse OOR with decoherence. However, our result does not agree with Tegmark's conclusion of refuting not only the Hameroff-Penrose gravitational collapse but also the quantum brain, based on decoherence time calculations in specific cases in the brain. In spite of this fact we also disagree with some points of the response to Tegmark's article given by Hagan, Hameroff, and Tuszynski.

DOI
10.1103/physreve.70.031902

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Quantum models of the mind associate consciousness with coherent superposition of states in the brain. Some authors consider consciousness to be the result of a kind of internal quantum measurement process in the brain. In this paper we discuss the ideas of Hameroff-Penrose and Tegmark and their calculation for an estimate of decoherence time. We criticize the Hameroff-Penrose model in the context of a quantum brain model by gravitational collapse orchestrated objective reduction (OOR), assumed by Penrose, and we propose instead that the decoherence process is caused by interaction with the environment. We consider it useful to exploit this possibility because of the growing importance of the decoherence theory in quantum measurement, and also because quantum mechanics can be applied to brain study independently of the Hameroff-Penrose model for mind and consciousness. Our conclusion is that the Hameroff-Penrose model is not compatible with decoherence, but nevertheless the quantum brain can still be considered if we replace gravitational collapse OOR with decoherence. However, our result does not agree with Tegmark's conclusion of refuting not only the Hameroff-Penrose gravitational collapse but also the quantum brain, based on decoherence time calculations in specific cases in the brain. In spite of this fact we also disagree with some points of the response to Tegmark's article given by Hagan, Hameroff, and Tuszynski.
We criticize the Hameroff Penrose model in the context of quantum brain model by gravitational collapse orchestrated objective reduction, orch. OR, assumed by Penrose, and we propose instead that the decoherence process is caused by interaction with the environment. We consider it useful to exploit this possibility because of the growing importance of decoherence theory in quantum measurement, and also because quantum mechanics can be applied to brain study independently of the Hameroff Penrose model for mind and consciousness. Our conclusion is that the Hameroff Penrose model is not compatible with decoherence, but nevertheless quantum brain can still be considered if we replace gravitational collapse orch .OR with decoherence.
The Penrose-Hameroff orchestrated objective reduction (orch. OR) model assigns a cognitive role to quantum computations in microtubules within the neurons of the brain. Despite an apparently "warm, wet, and noisy" intracellular milieu, the proposal suggests that microtubules avoid environmental decoherence long enough to reach threshold for "self-collapse" (objective reduction) by a quantum gravity mechanism put forth by Penrose. The model has been criticized as regards the issue of environmental decoherence, and a recent report by Tegmark finds that microtubules can maintain quantum coherence for only 10(-13) s, far too short to be neurophysiologically relevant. Here, we critically examine the decoherence mechanisms likely to dominate in a biological setting and find that (1) Tegmark's commentary is not aimed at an existing model in the literature but rather at a hybrid that replaces the superposed protein conformations of the orch. OR theory with a soliton in superposition along the microtubule; (2) recalculation after correcting for differences between the model on which Tegmark bases his calculations and the orch. OR model (superposition separation, charge vs dipole, dielectric constant) lengthens the decoherence time to 10(-5)-10(-4) s; (3) decoherence times on this order invalidate the assumptions of the derivation and determine the approximation regime considered by Tegmark to be inappropriate to the orch. OR superposition; (4) Tegmark's formulation yields decoherence times that increase with temperature contrary to well-established physical intuitions and the observed behavior of quantum coherent states; (5) incoherent metabolic energy supplied to the collective dynamics ordering water in the vicinity of microtubules at a rate exceeding that of decoherence can counter decoherence effects (in the same way that lasers avoid decoherence at room temperature); (6) microtubules are surrounded by a Debye layer of counterions, which can screen thermal fluctuations, and by an actin gel that might enhance the ordering of water in bundles of microtubules, further increasing the decoherence-free zone by an order of magnitude and, if the dependence on the distance between environmental ion and superposed state is accurately reflected in Tegmark's calculation, extending decoherence times by three orders of magnitude; (7) topological quantum computation in microtubules may be error correcting, resistant to decoherence; and (8) the decohering effect of radiative scatterers on microtubule quantum states is negligible. These considerations bring microtubule decoherence into a regime in which quantum gravity could interact with neurophysiology.
The feasibility of wave function collapse in the human brain has been the subject of vigorous scientific debates since the advent of quantum theory. Scientists like Von Neumann, London, Bauer and Wigner (initially) believed that wave function collapse occurs in the brain or is caused by the mind of the observer. It is a legitimate question to ask how human brain can receive subtle external visual quantum information intact when it must pass through very noisy and complex pathways from the eye to the brain? There are several approaches to investigate information processing in the brain, each of which presents a different set of conclusions. Penrose and Hameroff have hypothesized that there is quantum information processing inside the human brain whose material substrate involves microtubules and consciousness is the result of a collective wavefunction collapse occurring in these structures. Conversely, Tegmark stated that owing to thermal decoherence there cannot be any quantum processing in neurons of the brain and processing in the brain must be classical for cognitive processes. However, Rosa and Faber presented an argument for a middle way which shows that none of the previous authors are completely right and despite the presence of decoherence, it is still possible to consider the brain to be a quantum system. Additionally, Thaheld, has concluded that quantum states of photons do collapse in the human eye and there is no possibility for collapse of visual quantum states in the brain and thus there is no possibility for the quantum state reduction in the brain. In this paper we conclude that if we accept the main essence of the above approaches taken together, each of them can provide a different part of a teleportation mechanism.
The main problem which this paper tries to address is whether collapse of the wave function describing the state of a quantum mechanical system occurs, or, rather can occur in the brain of the observer or not. One of the first (relatively) detailed “collapse models” following the original abstract suggestion by von Neumann that collapse occurs in the brain of the observer and is related to consciousness, is the Orch OR model of Penrose and Hameroff. This model was first criticized by Tegmark on the ground that due to decoherence, quantum processing cannot occur in the human brain. This criticism was countered by saying that due to structural shielding, microtubules inside the neurons can be protected against the wet and warm environment inside the brain. Thaheld, however, in a number of papers argued that quantum visual information carried by the photons from the environment cannot reach the brain intact. In other words, the quantum states of the photons would collapse inside the human eye and only classical information would finally reach the brain and hence no collapse and quantum processing in the brain can take place. In this paper we advance a hypothesis that there is the possibility for the quantum states of photons to be transmitted to the brain in a quantum-like manner. Our approach is based on the quantum teleportation mechanism which includes both classical and quantum aspects of information transfer, but the process itself is wholly quantum mechanical.
The question of whether quantum mechanical phenomena play a functional role in brain activity and the emergence of consciousness remains one of the most controversial yet intellectually stimulating debates at the intersection of physics, neuroscience, and philosophy of mind. This review systematically examines the principal theoretical frameworks proposing quantum-level mechanisms in neural computation, including the Orchestrated Objective Reduction (Orch OR) hypothesis by Penrose and Hameroff, the quantum brain hypothesis of Stapp, quantum coherence models in microtubules, and quantum field theories of consciousness. We critically evaluate the current state of empirical evidence—including recent quantum biology findings, the challenge of decoherence in warm, biological systems, and experimental observations of quantum effects in biological systems—alongside computational models that bridge quantum formalism and neural network dynamics. Furthermore, we discuss the implications of quantum cognition models for understanding perception, decision-making, and memory. Despite significant scientific skepticism, emerging evidence from quantum biology and advanced neuroimaging technologies provides tentative support for quantum processes in neural substrates. We conclude by identifying critical gaps in current knowledge and outlining future research directions that may resolve the debate, including proposals for experimental paradigms using quantum sensing technologies applied to neural tissue. This review aims to serve as a foundational reference for researchers across disciplines approaching the quantum mind hypothesis with scientific rigor.
Abstract Features of consciousness difficult to understand in terms of conventional neuroscience have evoked application of quantum theory, which describes the fundamental behavior of matter and energy. In this paper we propose that aspects of quantum theory (e.g. quantum coherence) and of a newly proposed physical phenomenon of quantum wave function “self-collapse” (objective reduction: OR - Penrose, 1994) are essential for consciousness, and occur in cytoskeletal microtubules and other structures within each of the brain's neurons. The particular characteristics of microtubules suitable for quantum effects include their crystal-like lattice structure, hollow inner core, organization of cell function and capacity for information processing. We envisage that conformational states of microtubule subunits (tubulins) are coupled to internal quantum events, and cooperatively interact (compute) with other tubulins. We further assume that macroscopic coherent superposition of quantum-coupled tubulin conformational states occurs throughout significant brain volumes and provides the global binding essential to consciousness. We equate the emergence of the microtubule quantum coherence with pre-conscious processing which grows (for up to 500 ms) until the mass-energy difference among the separated states of tubulins reaches a threshold related to quantum gravity. According to the arguments for OR put forth in Penrose (1994), superpositioned states each have their own space-time geometries. When the degree of coherent mass-energy difference leads to sufficient separation of space-time geometry, the system must choose and decay (reduce, collapse) to a single universe state. In this way, a transient superposition of slightly differing space-time geometries persists until an abrupt quantum → classical reduction occurs. Unlike the random, “subjective reduction” (SR, or R) of standard quantum theory caused by observation or environmental entanglement, the OR we propose in microtubules is a self-collapse and it results in particular patterns of microtubule-tubulin conformational states that regulate neuronal activities including synaptic functions. Possibilities and probabilities for post-reduction tubulin states are influenced by factors including attachments of microtubule-associated proteins (MAPs) acting as “nodes” which tune and “orchestrate” the quantum oscillations. We thus term the self-tuning OR process in microtubules “orchestrated objective reduction” (“Orch OR”), and calculate an estimate for the number of tubulins (and neurons) whose coherence for relevant time periods (e.g. 500 ms) will elicit Orch OR. In providing a connection among (1) pre-conscious to conscious transition, (2) fundamental space-time notions, (3) non-computability, and (4) binding of various (time scale and spatial) reductions into an instantaneous event (“conscious now”), we believe Orch OR in brain microtubules is the most specific and plausible model for consciousness yet proposed.