To date, the achievable ergodic secrecy sum rate has been studied for multiuser MIMO downlink systems with single-antenna receivers only. In this paper, we study multiuser MIMO downlink systems with multiple-antenna receivers and an external single-antenna eavesdropper to be kept ignorant of the transmitted messages. We adopt the block diagonalization technique at the transmitter to remove inter-user interference, and derive closed-form expressions of the achievable rate for the intended users and the information leakage rate for the eavesdropper. Furthermore, we analyze asymptotic characteristics of the ergodic secrecy sum rate for the system in the high and low SNR regime, and obtain a tight lower bound in the regime of large transmit and receive antennas. Finally, numerical results validate the accuracy of the theoretical analysis.
To date, the achievable ergodic secrecy sum rate has been studied for multiuser MIMO downlink systems with single-antenna receivers only. In this paper, we study multiuser MIMO downlink systems with multiple-antenna receivers and an external single-antenna eavesdropper to be kept ignorant of the transmitted messages. We adopt the block diagonalization technique at the transmitter to remove inter-user interference, and derive closed-form expressions of the achievable rate for the intended users and the information leakage rate for the eavesdropper. Furthermore, we analyze asymptotic characteristics of the ergodic secrecy sum rate for the system in the high and low SNR regime, and obtain a tight lower bound in the regime of large transmit and receive antennas. Finally, numerical results validate the accuracy of the theoretical analysis.
This paper investigates the ergodic secrecy sum-rate for the downlink multiuser MIMO system with independent confidential messages, each of which is intended for one of the users and should keep secret from others. We adopt zero-forcing beamforming with limited channel state information (CSI) feedback at the transmitter, and derive the closed-form expression for the ergodic secrecy sum-rate. Moreover, we analyze some of its asymptotic characteristics, which provide guidance on secure transmission design. Finally, all theoretical results are validated by numerical simulations.
In this paper, we investigate secure communications uplink transmissions, where there are a base station (BS) with M receive antennas, K mobile users each with a single antenna, and an eavesdropper with N receive antennas. The closed-form expressions of the achievable ergodic secrecy sum rates (ESSRs) for a random k users selection scheme in the high and low signal-to-noise ratio regimes are presented. It is shown that the scaling behavior of ESSR with respect to the number served users k can be quite different under different system configurations, determined by the numbers of the BS antennas and that of the eavesdropper antennas. In order to achieve multiuser gain, two low-complexity user selection schemes are proposed under different assumptions on the eavesdropper's channel state information. The closed-form expressions of the achievable ESSRs and the multiuser secrecy gains of the two schemes are also presented in both low and high SNR regimes. observe that, as k increases, the multiuser secrecy gain increases, while the ESSR may decrease. Therefore, when N much larger than M, serving one user with the strongest channel (Time Division Multiple Address-like) is a favorable secrecy scheme, where the ESSR scales with √2 log K.
We derive the asymptotic ergodic secrecy sum rate (ESSR) of block diagonalization precoding for physical-layer security in downlink multi-user wireless networks that use artificial noise. First, we derive the ESSR of the system. Then, we derive the power allocation and the asymptotic ESSR as the number of antennas increases. After, we derive an approximate expression for the optimum ratio of the number of transmit antennas to the number of receive antennas (Ψ). We then introduce the user dropping factor (UDF) as a means to derive the optimum number of users in the system under different scenarios and then derive the asymptotic optimum UDF, which gives the optimum number of scheduled users. We also study the effect of imperfect channel state information and derive a closed-form ESSR. Simulation results show that these precoders outperform channel inversion (CI) and regularized CI schemes in terms of the ESSR at all SNRs. We also show that as the number of receive antennas of each user increases, the asymptotic ESSR gap also increases.
In this paper, we consider the problem of secure communication in multiuser downlink wiretap networks where there exist a base-station (BS) equipped with multiple antennas, multiple legitimate receivers and a passive eavesdropper. The transmitter simultaneously transmits an information signal and artificial noise (AN) separately to the intended receivers and the eavesdropper, in which way, the secrecy rate at the eavesdropper can be seriously degraded without thinking about it location. Different schemes are studied about the power allocation of the multiple antennas in the BS, namely the average power allocation scheme and the Water-filling scheme. And in the average power allocation scheme, Zero-forcing (ZF) pre-coding scheme is used at the BS to eliminate the internal interference of all the security users. We obtain an analytical closed form expression of an achievable ergodic secrecy rate and use it as the objective function to optimize the power allocation rate between the information signal and the AN in the two schemes.
In this thesis, we study the physical layer security in downlink multi-user wireless networks. Traditionally, security has been addressed by cryptography at the higher layers of the communication stack. Security at the physical layer has been a major research topic in recent years. We study two different precoder designs alongside artificial noise (AN) to mitigate multi-user interference and deteriorate reception at the eavesdropper (Eve). We study the large scale analysis to calculate the secrecy sum-rate for these two cases and analyze the effect of AN on the system. First, we consider the worst case scenario, when eavesdropper's (Eve's) rate is not deteriorated by the interference caused by the legitimate users. Later, we investigate how interference from legitimate users would affect the large scale security sum rate. At the end, we assume more practical situation where the channel state information at the transmitter is not perfect due to feedback limitation and estimation error. We first study block diagonalization (BD) precoding. We derive the asymptotic secrecy sum-rate of BD for physical layer security in downlink multi-user wireless networks using artificial noise (AN). We first derive the secrecy sum-rate assuming that the channel of the eavesdropper is not known at the transmitter and derive the asymptotic secrecy sum-rate. Then we derive the optimum power allocation for asymptotic secrecy sum-rate. We design the system based on large scale analysis for different special cases. Simulation results show that the proposed precoders outperform channel inversion (CI) and regularized channel inversion (RCI) schemes at all SNRs. We also show that as the number of receive antennas of each user increases, the sum-rate gap between the proposed scheme and existing methods increases. We, then, study two methods of regularized block diagonalization (RBD) precoding using artificial noise (AN) for physical layer security in downlink multi-user MIMO wireless networks. We compare the complexity analysis of these two methods in terms of floating point operations per second (FLOPS). We derive the secrecy and asymptotic secrecy sum-rates for these schemes. We also derive closed form expressions for the asymptotic optimal power allocation to the AN signal and legitimate users. Simulations show RBD precoding outperform regularized channel inversion (RCI) in terms of secrecy sum-rate with a margin of 0.5 bits/s/Hz. Also, simulation results show our closed-form asymptotic secrecy sum-rates matches closely with the simulations for perfect and imperfect CSIT. We also study the effect of interference on BD precoding scheme. In the first two studies the worst case scenarios was considered and the effect of interference was not considered at the eavesdropper. We first derive the closed-form secrecy and asymptotic secrecy sum-rates for this scheme. Then, we derive the optimum power allocation. Using the derived optimum power allocation, we determine the conditions under which adding AN helps. We also investigate the optimum number of users, number of antennas at the eavesdropper, and the number of transmit antennas to fully study the conditions where using AN improves performance. We show that as the number of users increases or the number of receive antennas at the eavesdropper decreases, improved performance is achieved by allocating a smaller fraction of the total power to transmit the AN. The closed form expressions for the secrecy sum rate (SSR) and optimum power allocation closely match our simulation results. In Chapter 5, we study the effect of imperfect channel state information at the transmitter (CSIT) for each case studied in earlier chapters. We first study the effect of imperfect CSIT for BD precoding in both scenarios when interference does and does not exist at eavesdropper. We show that the imperfect CSI play the same role as interference for the desired users. Then, we study the effect of imperfect CSIT for RBD precoding when interference does not exist at eavesdropper. We show as channel estimation error increases, the secrecy sum-rate decreases. This is due to the fact that channel estimation error just affects the desired users' rate and has no effect on eavesdropper's performance. Finally, in the last chapter, we conclude our thesis and provide some road map for future--Author's abstract
Although there have been extensive works on artificial-noise-aided (AN-aided) secure transmission schemes for multi-antenna systems, there is still lack of study on the AN-aided scheme employing the widely used linear zero-forcing beamforming (ZFBF) for systems with multiple distributed users. Particularly, there is no analytical secrecy performance for general system settings with neither perfect nor imperfect channel state information of the legitimate users at the transmitter (CSIT). This paper considers the AN-aided ZFBF based on the quantized CSIT for secure communication in the downlink multiuser multi-antenna systems with an external multi-antenna eavesdropper. We develop an approximated closed-form lower bound on the ergodic rate of each legitimate user (LU), and also a closed-form upper bound on the maximum achievable ergodic rate for each LU's messages over the eavesdropper's channel without assuming any asymptotes for system parameters. Then, an approximated closed-form lower bound on the ergodic secrecy rate of each LU follows. Simulation results validate our analytical secrecy performance results and also the effectiveness of AN in enhancing the secrecy performance of linear ZFBF.