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Physical Review A

Phase-noise limitations in continuous-variable quantum key distribution with homodyne detection

Roberto Corvaja

Published Feb 9, 2017• 26 citations
Publisher

Abstract

In continuous-variables quantum key distribution with coherent states, the advantage of performing the detection by using standard telecoms components is counterbalanced by the lack of a stable phase reference in homodyne detection due to the complexity of optical phase-locking circuits and to the unavoidable phase noise of lasers, which introduces a degradation on the achievable secure key rate. Pilot-assisted phase-noise estimation and postdetection compensation techniques are used to implement a protocol with coherent states where a local laser is employed and it is not locked to the received signal, but a postdetection phase correction is applied. Here the reduction of the secure key rate determined by the laser phase noise, for both individual and collective attacks, is analytically evaluated and a scheme of pilot-assisted phase estimation proposed, outlining the tradeoff in the system design between phase noise and spectral efficiency. The optimal modulation variance as a function of the phase-noise amount is derived.

DOI
10.1103/physreva.95.022315

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In continuous-variables quantum key distribution with coherent states, the advantage of performing the detection by using standard telecoms components is counterbalanced by the lack of a stable phase reference in homodyne detection due to the complexity of optical phase-locking circuits and to the unavoidable phase noise of lasers, which introduces a degradation on the achievable secure key rate. Pilot-assisted phase-noise estimation and postdetection compensation techniques are used to implement a protocol with coherent states where a local laser is employed and it is not locked to the received signal, but a postdetection phase correction is applied. Here the reduction of the secure key rate determined by the laser phase noise, for both individual and collective attacks, is analytically evaluated and a scheme of pilot-assisted phase estimation proposed, outlining the tradeoff in the system design between phase noise and spectral efficiency. The optimal modulation variance as a function of the phase-noise amount is derived.
Quantum key distribution (QKD) enables information-theoretic-secure secret key exchange thanks to the laws of quantum mechanics. Since it can easily be incorporated into existing telecom networks, continuous-variable QKD (CV QKD) using coherent states and coherent detection has recently emerged as a promising candidate. However, the secret key rate and link distance in CV QKD systems are still limited by the imperfections of used components. In this work, through simulations, we study the use of different digital filtering techniques for optical phase recovery, aided by pilot symbols, to mitigate the phase noise induced by the coherent mixing of two free-running lasers in a CV QKD system. Moving average, Butterworth and unscented Kalman filters are evaluated for different phase drift conditions. Results show that phase recovery from small amplitude pilot symbols, along with further digital filtering, can considerably reduce phase noise and measurement error, while increasing the secret key rate and link distance of the CV QKD system.
Excess noise induced by the phase drifts is a serious impairment for the continuous-variable quantum key distribution with locally generated local oscillator scheme, which is recently proposed to avoid the side channel attacks due to the transmitted local oscillator. Theoretical and experimental studies on the phase estimation have been widely reported, while two frequency-locked laser sources are indispensable to achieve quantum coherent detection. Moreover, the self-referenced phase estimation scheme requires to propagate the strong reference pulse through optical fiber, which opens a security loophole through the manipulation of the reference pulse amplitude. Based on the theoretical security and Bayes' theorem, we propose a phase estimation protocol, which does not require propagating the strong reference pulse for performing phase estimation. Compared to the other related work, the protocol can avoid the security problem caused by strong reference pulse. Moreover, this algorithm is an iterative progress for each of experiment to obtain the phase estimation and its uncertainty. We hope the proposed scheme could further promote the performance of continuous-variable quantum key distribution.
In the continuous-variable quantum key distribution with real local oscillators, the reference pulses transmitted in the insecure quantum channel results in phase compensation noises on the homodyne detection of quantum signals. Traditionally, the phase compensation noise is modelled as a zero-mean Gaussian distribution for simplicity. However, it is more likely to be the one with non-zero mean in the actual environment. In this paper, the phase compensation noise is considered to be with a non-zero mean, and then the secure bound is analyzed according to the imperfect phase compensation noise model. The actual transmittance and excess noise are compared between the evaluation values derived from the theoretical analysis and the estimation values calculated by training signals. Simulation results show that the security analysis is consistent with the practical implementation, and the secret key rate decreases with the increasing mean value and noise variance.
Discrete-modulated continuous-variable quantum key distribution with homodyne detection is widely recognized for its ease of implementation, efficiency with respect to error correction, and its compatibility with modern optical communication devices.However, recent studies report that the application of homodyne detection obtains poor tolerance to excess noise and insufficient transmission distance, hence seriously restricting the large-scale deployment of quantum secure communication networks.In this paper, we propose a homodyne detection protocol using the quadrature phase shift keying technique.By limiting information leakage, our proposed protocol enhances excess noise tolerance to a high level.Furthermore, we demonstrate that homodyne detection performs better than heterodyne detection in quaternary-modulated continuous-variable quantum key distribution under the untrusted detector noise scenario.The security is analyzed using the tight numerical method against collective attacks in the asymptotic regime.Our results imply that the current protocol can distribute keys in nearly intercity area and, thus, paves the way for constructing low-cost quantum secure communication networks.
The major drawbacks of current CV-QKD systems are the achievable secret key rate or transmission distance. Moreover, most of the CV-QKD systems are based on homodyne detection and use a remotely transmitted local oscillator in time or polarization multiplex. This enhances the complexity of the transmitter and the receiver, limits the transmission distance and leaves a security loophole for a potential eavesdropper performing for example a local oscillator calibration attack. In this article, a CV-QKD system using a discrete 8-state phase modulation and a symbol rate of 1 GBd as well as a heterodyne detection with a real local oscillator is experimentally demonstrated. The excess noise, a crucial parameter limiting the achievable key rate and transmission distance, is studied.
In order to ensure the security of the local oscillator (LO) in continuous variable quantum key distribution (CV-QKD), the LO in CV-QKD based on the local LO (LLO) scheme no longer passes through the quantum channel. For the LLO scheme using homodyne detection, two orthogonal quadratures of reference pulse can only be measured sequentially, which, as a result, each signal pulse should be accompanied by a pair of identical reference pulses. However, due to the phase shift between two adjacent pulses, it is difficult to prepare dual reference pulses with the same phase relative to the LO. In this paper, we propose an improved method to get around this difficulty, which is demonstrated experimentally for a transmitter and a receiver connected by a 50 km single mode fiber. The phase noise measured in the experiment is 2.0×10−3rad2, which is comparable to the recent experimental results using heterodyne detection. This method simplifies the preparation of phase reference pulses and removes the obstacles for the application of homodyne detection in the LLO scheme. In addition, this method can also be used for the compensation of quadrature imbalance in heterodyne detection, then the performance of heterodyne detection can be improved.