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IEEE Transactions on Information Theory

The Secrecy Capacity of Gaussian MIMO Channels With Finite Memory

Nir Shlezinger, Daniel Zahavi, Yonathan Murin, Ron Dabora

Published Jan 4, 2017• 26 citations
Publisher

Abstract

In this paper, we study the secrecy capacity of Gaussian multiple-input multiple-output (MIMO) wiretap channels (WTCs) with a finite memory, subject to a per-symbol average power constraint on the MIMO channel input. MIMO channels with finite memory are very common in wireless communications as well as in wireline communications (e.g., in communications over power lines). To derive the secrecy capacity of the Gaussian MIMO WTC with finite memory, we first construct an asymptotically equivalent block-memoryless MIMO WTC, which is then transformed into a set of parallel, independent, memoryless MIMO WTCs in the frequency domain. The secrecy capacity of the Gaussian MIMO WTC with finite memory is obtained as the secrecy capacity of the set of parallel, independent, memoryless MIMO WTCs, and is expressed as maximization over the input covariance matrices in the frequency domain. Finally, we detail two applications of our result: First, we show that the secrecy capacity of the Gaussian scalar WTC with finite memory can be achieved by waterfilling, and obtain a closed-form expression for this secrecy capacity. Then, we use our result to characterize the secrecy capacity of narrowband powerline channels, thereby resolving one of the major open issues for this channel model.

DOI
10.1109/tit.2017.2648742

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Secrecy rate maximization in Gaussian MIMO wiretap channels is considered. While the optimality of Gaussian signaling and a general expression for the secrecy capacity have been well established, closed-form solutions for the optimal transmit covariance matrix are known for some special cases only, while the general case remains an open problem. This chapter reviews known closed-form solutions and presents a numerical algorithm for the general case with guaranteed convergence to the global optimum. The known solutions include full-rank and rank-1 cases (which, when combined, provide a complete solution for the case of two transmit antennas), the case of identical right singular vectors for the eavesdropper and legitimate channels, and the cases of weak, isotropic, and omnidirectional eavesdroppers, which also provide lower and upper bounds to the general case. Necessary optimality conditions and a tight upper bound for the rank of the optimal covariance matrix in the general case are discussed. Sufficient and necessary conditions for the optimality of three popular signaling strategies over MIMO channels, namely, isotropic and zero-forcing signaling as well as water-filling over the legitimate channel eigenmodes, are presented. The chapter closes with a detailed description of a numerical globally convergent algorithm to solve the general case, and gives some illustrative examples. Introduction Due to their high spectral efficiency, wireless MIMO (multiple input, multiple output) systems are widely adopted by academia and industry. The broadcast nature of wireless channels stimulated significant interest in their security aspects and the Gaussian MIMO wiretap channel (WTC) has emerged as a popular model to study information theoretic secrecy aspects of wireless systems [1]. A number of results have been obtained for this model, including the proof of optimality of Gaussian signaling [1–4], which is far from trivial and significantly more involved than that of the regular (no wiretap) MIMO channel. Once the functional form of the optimal input is established, the only unknown is its covariance matrix since the mean is always zero. This latter part has not been solved yet in the general case; only a number of special cases have been settled.

Cambridge University Press eBooks•Jun 16, 2017•2 citations
In this paper, we study the secrecy capacity of Gaussian multiple-input multiple-output (MIMO) wiretap channels (WTCs) with a finite memory, subject to a per-symbol average power constraint on the MIMO channel input. MIMO channels with finite memory are very common in wireless communications as well as in wireline communications (e.g., in communications over power lines). To derive the secrecy capacity of the Gaussian MIMO WTC with finite memory, we first construct an asymptotically equivalent block-memoryless MIMO WTC, which is then transformed into a set of parallel, independent, memoryless MIMO WTCs in the frequency domain. The secrecy capacity of the Gaussian MIMO WTC with finite memory is obtained as the secrecy capacity of the set of parallel, independent, memoryless MIMO WTCs, and is expressed as maximization over the input covariance matrices in the frequency domain. Finally, we detail two applications of our result: First, we show that the secrecy capacity of the Gaussian scalar WTC with finite memory can be achieved by waterfilling, and obtain a closed-form expression for this secrecy capacity. Then, we use our result to characterize the secrecy capacity of narrowband powerline channels, thereby resolving one of the major open issues for this channel model.
In this work we study the secrecy capacity of Gaussian multiple-input multiple-output (MIMO) wiretap channels (WTCs) with a finite memory, subject to a per-symbol average power constraint on the MIMO channel input. MIMO channels with finite memory are very common in wireless communications as well as in wireline communications (e.g., in communications over power lines). To derive the secrecy capacity of the Gaussian MIMO WTC with finite memory we first construct an asymptotically-equivalent block-memoryless MIMO WTC, which is then transformed into a set of parallel, independent, memoryless MIMO WTCs in the frequency domain. The secrecy capacity of the Gaussian MIMO WTC with finite memory is obtained as the secrecy capacity of the set of parallel independent memoryless MIMO WTCs, and is expressed as a maximization over the input covariance matrices in the frequency domain. Lastly, we detail two applications of our result: First, we show that the secrecy capacity of the Gaussian scalar WTC with finite memory can be achieved by waterfilling, and obtain a closed-form expression for this secrecy capacity. Then, we use our result to characterize the secrecy capacity of narrowband powerline channels, thereby resolving one of the major open issues for this channel model.
Privacy is a critical issue when communicating over shared mediums. A fundamental model for the information-theoretic analysis of secure communications is the wiretap channel (WTC), which consists of a communicating pair and an eavesdropper. In this work we study the secrecy capacity of Gaussian multiple-input multiple-output (MIMO) WTCs with finite memory. These channels are very common in wireless communications as well as in wireline communications (e.g., in power line communications). We derive a closed-form expression for the secrecy capacity of the MIMO Gaussian WTC with finite memory via the analysis of an equivalent block-memoryless model, which is transformed into a set of parallel independent memoryless MIMO WTCs. The secrecy capacity is expressed as the maximization over the input covariance matrices in the frequency domain. Finally, we show that for the Gaussian scalar WTC with finite memory, the secrecy capacity can be obtained by waterfilling.
Secure signaling over multiple-input multiple-output (MIMO) wiretap channel (WTC) is studied under interference and transmit power constraints. The classical MIMO WTC model is extended to interference-limited scenarios, so that interference to other users does not exceed a given threshold while ensuring simultaneously no information leakage to an eavesdropper. The operational secrecy capacity of the Gaussian MIMO WTC under interference and transmit power constraints is rigorously established in two forms (a non-convex max problem and a convex-concave max-min problem), to which per-antenna power constraints can be added as well. Optimal signaling directions are characterized in the general case, from which (tight) upper bounds to the rank of optimal transmit covariance matrix are derived. A sufficient condition for the optimality of beamforming and a necessary condition for optimal full-rank signaling are given. Closed-form rank-1 and high-rank solutions are obtained in the case of zero interference constraints. Sufficient and necessary conditions for non-zero secrecy capacity are established. The results are extended to multi-user scenarios. A sufficient and necessary condition for the unbounded growth of the secrecy capacity with transmit power is obtained. The interplay between transmit and interference power constraints is studied, and its significant impact on optimal signaling is demonstrated (so that neither constraint can be absorbed into the other one in general, as was sometimes suggested in the literature). Overall, these results provide insights into fundamental information-theoretic limits and optimal signaling strategies for secure communications under interference constraints.
We consider a multiple-input multiple-output (MIMO) Gaussian wiretap channel model, where there exists a transmitter, a legitimate receiver and an eavesdropper, each node equipped with multiple antennas. We study the problem of finding the optimal input covariance that achieves secrecy capacity subject to a power constraint, which in general leads to a difficult non-convex optimization problem. For the Gaussian multiple-input single-output (MISO) wiretap channel where there exists a transmitter equipped with multiple antennas, a legitimate receiver and an eavesdropper each equipped with one antenna, the optimal input covariance is obtained in closed form. For the general case, we derive the necessary conditions for the optimal input covariance in the form of a set of equations. We show that for MISO case, the derived conditions guarantee the optimal input covariance. Numerical results are presented to illustrate the proposed theoretical findings.
Secrecy rate maximization in Gaussian MIMO wiretap channels is considered. While the optimality of Gaussian signaling and a general expression for the secrecy capacity have been well established, closed-form solutions for the optimal transmit covariance matrix are known for some special cases only, while the general case remains an open problem. This chapter reviews known closed-form solutions and presents a numerical algorithm for the general case with guaranteed convergence to the global optimum. The known solutions include full-rank and rank-1 cases (which, when combined, provide a complete solution for the case of two transmit antennas), the case of identical right singular vectors for the eavesdropper and legitimate channels, and the cases of weak, isotropic, and omnidirectional eavesdroppers, which also provide lower and upper bounds to the general case. Necessary optimality conditions and a tight upper bound for the rank of the optimal covariance matrix in the general case are discussed. Sufficient and necessary conditions for the optimality of three popular signaling strategies over MIMO channels, namely, isotropic and zero-forcing signaling as well as water-filling over the legitimate channel eigenmodes, are presented. The chapter closes with a detailed description of a numerical globally convergent algorithm to solve the general case, and gives some illustrative examples. Introduction Due to their high spectral efficiency, wireless MIMO (multiple input, multiple output) systems are widely adopted by academia and industry. The broadcast nature of wireless channels stimulated significant interest in their security aspects and the Gaussian MIMO wiretap channel (WTC) has emerged as a popular model to study information theoretic secrecy aspects of wireless systems [1]. A number of results have been obtained for this model, including the proof of optimality of Gaussian signaling [1–4], which is far from trivial and significantly more involved than that of the regular (no wiretap) MIMO channel. Once the functional form of the optimal input is established, the only unknown is its covariance matrix since the mean is always zero. This latter part has not been solved yet in the general case; only a number of special cases have been settled.