The Nobel Prize in physics of year 2016 has been awarded to David J. Thouless, F. Duncan M. Haldane and J. Michael Kosterlitz for their theoretical discoveries of topological phase transitions and topological phase of matter. This paper starts with a brief introduction to their groundbreaking works made in 1970s–1980s, including the KT phase transition due to topological defects, vortex and antivortex pairs, in two-dimensional superfluid or superconductor, the TKNN number identifying the integer quantum Hall state, as well as the Haldane model to realize quantum Hall effect without external magnetic field in crystal lattice. Their insightful findings have revealed a new quantum state of matter, which cannot be described by local order parameter within Landau symmetry-breaking theory but by some global topological invariant of electronic states. In topology, a branch of mathematics, topological invariant describes the preserved properties of an object under continuous deformations. The combination of topology with the state of matter is a breakthrough in condensed matter physics. The band topology theory based on Berry phase is introduced in order to understand the origin of topology of the electronic states in solids. But only in last ten years, their pioneering works have been rediscovered and greatly extended. Around 2005, the time-reversal symmetry protected topological state identified by Z2 number has been discovered theoretically and soon it is realized in material called as Z2 topological insulator. Quickly, the concept of symmetry protected topological states has been generalized from time-reversal symmetry to all the space group symmetries, from electronic states to those in photonic crystal, phonon spectrum and cold atoms, and even from the insulators to metals. The first experimentally realized topological metal is Dirac semimetal, a three-dimensional version of graphene, with massless Dirac equation describing the low energy excitation around Fermi level. The discovery of Weyl semimetal in TaAs family has stimulated lots of studies on the chiral Weyl fermions, which have not been found in vacuum but observed as quasiparticles in Weyl semimetals. More topological semimetals, such as node-line semimetal and multiple-degenerate nodal point semimetal, have been also proposed. The distinguished property of topological states of matter is its stability in both bulk and boundary states against the perturbation preserving the protecting symmetry. This is expected for potential applications in electronic devices. Therefore, three Laureates of Nobel Prize in physics of 2016 revealed the secrets of exotic matter and opened the door to topological states.
The Nobel Prize in physics of year 2016 has been awarded to David J. Thouless, F. Duncan M. Haldane and J. Michael Kosterlitz for their theoretical discoveries of topological phase transitions and topological phase of matter. This paper starts with a brief introduction to their groundbreaking works made in 1970s–1980s, including the KT phase transition due to topological defects, vortex and antivortex pairs, in two-dimensional superfluid or superconductor, the TKNN number identifying the integer quantum Hall state, as well as the Haldane model to realize quantum Hall effect without external magnetic field in crystal lattice. Their insightful findings have revealed a new quantum state of matter, which cannot be described by local order parameter within Landau symmetry-breaking theory but by some global topological invariant of electronic states. In topology, a branch of mathematics, topological invariant describes the preserved properties of an object under continuous deformations. The combination of topology with the state of matter is a breakthrough in condensed matter physics. The band topology theory based on Berry phase is introduced in order to understand the origin of topology of the electronic states in solids. But only in last ten years, their pioneering works have been rediscovered and greatly extended. Around 2005, the time-reversal symmetry protected topological state identified by Z2 number has been discovered theoretically and soon it is realized in material called as Z2 topological insulator. Quickly, the concept of symmetry protected topological states has been generalized from time-reversal symmetry to all the space group symmetries, from electronic states to those in photonic crystal, phonon spectrum and cold atoms, and even from the insulators to metals. The first experimentally realized topological metal is Dirac semimetal, a three-dimensional version of graphene, with massless Dirac equation describing the low energy excitation around Fermi level. The discovery of Weyl semimetal in TaAs family has stimulated lots of studies on the chiral Weyl fermions, which have not been found in vacuum but observed as quasiparticles in Weyl semimetals. More topological semimetals, such as node-line semimetal and multiple-degenerate nodal point semimetal, have been also proposed. The distinguished property of topological states of matter is its stability in both bulk and boundary states against the perturbation preserving the protecting symmetry. This is expected for potential applications in electronic devices. Therefore, three Laureates of Nobel Prize in physics of 2016 revealed the secrets of exotic matter and opened the door to topological states.
Quantum states of matter at zero temperature are called quantum phases, which are characterized by their symmetries and topology. If two quantum phases cannot be related by symmetry-preserving continuous transformations, they are defined to be topologically distinct. The zero-temperature transitions among quantum phases are quantum phase transitions. Quantum phase transitions that happen among topologically distinct phases are called topological quantum phase transitions. The study of topological quantum phases and topological quantum phase transitions is a central topic in condensed matter physics.My research on quantum phases has been focused on the theoretical study of topologically nontrivial quantum phases in the crystals governed by non-interacting Hamiltonians, including topological insulator phases, topological semimetal phases, topological superconductor phases, and so on. First, we proposed a sufficient criterion that can efficiently determine whether a three-dimensional crystal is a topological semimetal or not, based on the compatibility of different expressions for a special topological invariant, the quantized bulk average value of the effective axion field. Second, we predicted the existence of various topological insulator phases and topological semimetal phases in half-Heusler materials. Third, we proposed the magnetic-resonance-induced current as a feasible experimental probe of a special kind of topological insulators, called the axion insulators. Fourth, we proposed a new pairing mixing mechanism, the singlet-quintet mixing, for superconductors with spin-3/2 fermions, demonstrated the topological superconductor phase induced by it, and studied various properties of it, including spin-susceptibility, upper critical field, stability against the disorder, and surface Majorana flat bands.Besides the topological quantum phases, I have also worked on quantum phase transitions. First, we constructed the first theoretical model for the emergent supersymmetry at a discontinuous quantum phase transition and proposed to realize it on the surface of a topological superconductor. Second, we proposed the discontinuous change of piezoelectricity as a probe of two-dimensional topological quantum phase transitions between insulating phases, through a systematic study of all the relevant gap closing cases. In this dissertation, I first briefly introduce the basic concepts in the field of topological quantum phases and topological quantum phase transitions with a focus on the crystals governed by noninteracting Hamiltonians. Then, I review in detail all my first-authored research works mentioned above. My other research works are briefly mentioned.
Topological phases of matter are purely quantum mechanical and have no classical analogue. Most phases in nature can be classified and studied classically through the concept of symmetry breaking and its theoretical description, Landau-Ginzburg field theory. In contrast to the general wisdom of Landau-Ginzburg field theory, the topological phases share the same symmetry as a trivial insulator and still are different phases. Having gapped spectrum in bulk, they support a metallic edge excition robust against symmetry-respecting perturbation or an emergent fractional excitation in bulk. Following after fractional quantum Hall fluids, many topologically orderd phases, such as spin liquids and topological insulators, have been found and studied. Spin liquids are disordered phases of frustrated antiferromagnets and do not freeze and order even at the lowest temperature. They support an electrically neutral spin-1/2 excitation, which does not exist in a microscopic scale, with emergent dynamical gauge field in bulk and do not have an adiabatic path to a trivial paramagnet phase. The topological insulators are time-reversal symmetric band insulators which cannot evolve smoothly into a trivial insulator with the symmetry, and they have been intensely studied theoretically and experimetally for the last decade. Though the topological insulators are inherently non-interacting systems, they have exotic gapless edge and surface states which demonstrate many interesting quantum phenomena such as fractionalization, axionic electromagnetism, and half quantum Hall effect. In this thesis, we study various quantum phenomena of the topological phases, mainly of the topological insulator and its close relatives in which the physics of spin liquids has been merged into. As they are intrinsically quantum many-body states, the quantum field theory is an invaluable tool to explore the venue of the phases and will be used thorougly in this work. First, we present a topological field theoretic description of the topological insulators and translational symmetric Z2 spin liquid. We demostrate that abelian BF theory is an effective field theory for the two and three dimensional topological insulators. We show that the phenomenologies of BF theory are consistent with those of the topological insulators such as gapless edge and surface excitations and response functions to external gauge field. The same form of the BF theory is also applicable to study the certain classes of Z2 spin liquids with the gapless edge states. We closely examine the possible gapless edge theory of the BF theory and the translational symmetric spin liquids, and we show that the effective BF theories capture the bulk properties as well as the gapless edge spectrum of the spin liquid. Also we discuss the zero-temperature phase diagram of a thin film three dimensional topological insulators with two competing mass terms: time-reversal symmetric exciton condensation and time-reversal symmetry breaking Zeeman effect. There are two phases, quantum spin Hall phase and quantum anomalous Hall phase, and both phases support fractional excitations. We derive an effective topological field theory for the fractional excitations and examine the origin of the fractional excitations. Next we consider the relatives of the topological insulators. First we discuss the proximate symmetry broken phases of topological Mott insulator, a U(1) spin liquid with fermionic spinons in the topological insulator state. The topologically non-trivial band structure of the spinon generates the axion term for the gauge field, and we show that the axion term changes the nature of the confined phase of the spin liquid. Contrast to the conventional confined phase which has only a bond order, the confined phase of the spin liquid is in general a coexisting phase of the two different orders : a current order and a bond order. We then consider another relative of the topological insulator: a bosonic symmetry protected topological phase in two dimensional space, with both PSU(N) and time reversal symmetry. We develop an effective field theory for the phase, which is a SU(N) principal chiral model with a theta-term, and reveal the physics of the topological phase in detail.Finally we consider a topological semimetal, namely a Weyl semimetal. We first demonstrate that the Weyl semimetal can be realized in the magnetically doped topological band insulators. We explicitly derive the low energy theory of Weyl points from the general continuum Hamiltonian and tight-binding model of the topological insulators. Then we study superconducting instabilities of doped Weyl semimetals. We consider a minimal model for a Weyl semimetal and study the superconducting instabilities induced by a short-ranged attractive interaction. With the interaction, we find two competing states: a fully gapped finite-momentum pairing state and a nodal even-parity pairing state. We show that, in a mean field approximateion, the finite-momentum pairing state wins energetically against the usual even-parity paired state. We also show that exotic modes are localized at the full and half quantum vortices of the finite-momentum pairing state.
One problem of paramount importance in physics over various fields such as elementary particle physics, condensed matter physics, and statistical mechanics has been to make classification of phases of matter, including nontrivial structures of the vacuum. The triumphant history of theory on the phase classification and the phase transition can be traced back to Landau, which is based on the spontaneous breaking of symmetry. It is known, however, that other kinds of phases exist that cannot be characterized by conventional arguments of symmetry breaking, namely, topological phases. Topological phases are gapped phases at zero temperature without symmetry breaking. Examples of the topological phases include a quantum phase in a fractional quantum Hall system, where the ground state exhibits degeneracy, and an anyon, a quasi-particle with nontrivial statistical nature, neither boson nor fermion, emerges as a low-energy excitation. In contemporary physics of the 21st century, it has been revealed that, among various topological states, there exists a nontrivial ground state that does not have ground state degeneracy and yet can be distinguished from a trivial state. This nontrivial ground state, i.e., a topological insulator, has been recognized first in free electron systems [1–3] and later extended to more general quantum many-body systems with interactions including bosonic (spin) systems. Now, such a generalized situation is called a symmetry protected topological (SPT) phase [4–7]. From the point of a modern view of the SPT phase, nontrivial states, such as the Haldane state proposed in antiferromagnetic quantum spin systems in the 1980’s [8] and the ground state in the Affleck-Kennedy-Lieb-Tasaki model [9], belong to the SPT phase. A remarkable feature of the SPT phase is that, if the system has a surface, gapless surface states appear and they are stable against disturbances which do not break the symmetry. One way to understand these surface states is the quantum anomaly on the surface. That is, as long as the surface is concerned, the quantum anomaly arises, but the whole system has no quantum anomaly, and the symmetry is preserved due to cancellation from the bulk contribution. This canceling mechanism of the quantum anomaly has been long known as the anomaly inflow in elementary particle physics [10]. In fact, the classification of the SPT phases can be identified as the classification of the quantum anomaly through the bulk-boundary correspondence. This type of the quantum anomaly closely related to the SPT phase can provide us with a useful theoretical device to constrain phases that can or cannot be realized under the ’t Hooft anomaly matching condition [11–13]. It is quite difficult to scrutinize nonperturbatively interacting systems, but the ’t Hooft anomaly matching condition can be applied to those systems, and possible phases can be constrained. Nowadays, our understanding of the SPT phases has been so developed that applications of the anomaly matching condition can cover systems with finite groups and/or extending objects [14–16]. In this way, the concept of the topological phases has been essential by now in a wide range of physics, particularly in elementary particle physics, condensed matter physics, and statistical mechanics, as mentioned in the beginning. This special section is a collection of papers related to the topological aspects of physics including the topological phases. We would like to express our sincere gratitude to all the authors who made excellent contributions.