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IEEE Communications Surveys & Tutorials

A Survey on Multiple-Antenna Techniques for Physical Layer Security

Xiaoming Chen, Derrick Wing Kwan Ng, Wolfgang Gerstacker, Hsiao‐Hwa Chen

Published Nov 29, 2016• 476 citations
Publisher

Abstract

As a complement to high-layer encryption techniques, physical layer security has been widely recognized as a promising way to enhance wireless security by exploiting the characteristics of wireless channels, including fading, noise, and interference. In order to enhance the received signal power at legitimate receivers and impair the received signal quality at eavesdroppers simultaneously, multiple-antenna techniques have been proposed for physical layer security to improve secrecy performance via exploiting spatial degrees of freedom. This paper provides a comprehensive survey on various multiple-antenna techniques in physical layer security, with an emphasis on transmit beamforming designs for multiple-antenna nodes. Specifically, we provide a detailed investigation on multiple-antenna techniques for guaranteeing secure communications in point-to-point systems, dual-hop relaying systems, multiuser systems, and heterogeneous networks. Finally, future research directions and challenges are identified.

DOI
10.1109/comst.2016.2633387

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As a complement to high-layer encryption techniques, physical layer security has been widely recognized as a promising way to enhance wireless security by exploiting the characteristics of wireless channels, including fading, noise, and interference. In order to enhance the received signal power at legitimate receivers and impair the received signal quality at eavesdroppers simultaneously, multiple-antenna techniques have been proposed for physical layer security to improve secrecy performance via exploiting spatial degrees of freedom. This paper provides a comprehensive survey on various multiple-antenna techniques in physical layer security, with an emphasis on transmit beamforming designs for multiple-antenna nodes. Specifically, we provide a detailed investigation on multiple-antenna techniques for guaranteeing secure communications in point-to-point systems, dual-hop relaying systems, multiuser systems, and heterogeneous networks. Finally, future research directions and challenges are identified.
This paper provides a comprehensive review of the domain of physical layer security in multiuser wireless networks. The essential premise of physical layer security is to enable the exchange of confidential messages over a wireless medium in the presence of unauthorized eavesdroppers, without relying on higher-layer encryption. This can be achieved primarily in two ways: without the need for a secret key by intelligently designing transmit coding strategies, or by exploiting the wireless communication medium to develop secret keys over public channels. The survey begins with an overview of the foundations dating back to the pioneering work of Shannon and Wyner on information-theoretic security. We then describe the evolution of secure transmission strategies from point-to-point channels to multiple-antenna systems, followed by generalizations to multiuser broadcast, multiple-access, interference, and relay networks. Secret-key generation and establishment protocols based on physical layer mechanisms are subsequently covered. Approaches for secrecy based on channel coding design are then examined, along with a description of inter-disciplinary approaches based on game theory and stochastic geometry. The associated problem of physical layer message authentication is also briefly introduced. The survey concludes with observations on potential research directions in this area.
The use of physical layer methods for improving the security of wireless links has recently become the focus of a considerable research effort. Such methods can be used in combination with cryptography to enhance the exchange of confidential messages over a wireless medium in the presence of unauthorized eavesdroppers, or they can be used to enable secrecy in the absence of shared secret keys through the use of coding strategies, jamming or beamforming. Indeed, one of the driving forces behind the recent emergence of physical layer techniques for security is the push toward adding extra degrees of freedom in the form of multiple antennas at the transmitter and receiver of the link. Multiple-input multiple-output (MIMO) wireless systems have been extensively studied during the past two decades, and their potential gains in throughput, diversity, and range have been well quantified. MIMO approaches are now an integral part of the WiFi and 4G standards in use today. It is not surprising that MIMO architectures are useful in improving wireless security as well, since they can provide focused transmit selectivity of both information and noise toward desired and undesired receivers. In this chapter, we discuss a number of different ways that physical layer security can be achieved in wireless networks with MIMO links. We will focus primarily on signal processing related issues (e.g., beamforming, power control, resource allocation) that enable reliable reception at intended recipients and minimize data leakage to eavesdroppers, and we will consider a variety of different MIMO settings including point-to-point, broadcast, interference, and multi-hop networks. We cannot offer an exhaustive survey of such methods in just a single chapter; instead, we present a few representative approaches that illustrate ✐ ✐ — — ✐ ✐ ✐ ✐ ✐ ✐ Physical Layer Security in Wireless the gains that multiple antennas provide. Additional and more complete treatments of the physical layer security problem can be found in [1-4] as well as other chapters in this book.
With the growing popularity of mobile Internet, providing secure wireless services has become a critical issue. Physical layer security (PHY-security) has been recognized as an effective means to enhance wireless security by exploiting wireless medium characteristics, for example, fading, noise, and interference. A particularly interesting PHY-security technology is cooperative relay due to the fact that it helps to provide distributed diversity and shorten access distance. This article offers a tutorial on various multi-antenna relaying technologies to improve security at physical layer. The state-of-the-art research results on multi-antenna relay aided PHY-security as well as some secrecy performance optimization schemes are presented. In particular, we focus on large-scale MIMO relaying technology, which is effective in tackling various challenging issues for implementing wireless PHY-security, such as short-distance interception without eavesdropper CSI and with imperfect legitimate CSI. Moreover, the future directions are identified for further enhancement of secrecy performance.
Physical layer security is emerging as a promising means of ensuring secrecy in wireless communications. The key idea is to exploit the characteristics of wireless channels such as fading or noise to transmit a message from the source to the intended receiver while keeping this message confidential from eavesdroppers. Topics covered in Trusted Communications with Physical Layer Security for 5G and Beyond include secrecy metrics for physical layer security over fading channels; trusted wireless communications with spatial multiplexing; directional modulation enabled physical layer wireless security; secure waveform for 5G systems; confidential and energy efficient communications using physical layer security; secure data networks with channel uncertainty; antenna selection strategies for wiretap channels; physical layer security for massive MIMO systems, millimeter wave cellular networks, non-orthogonal multiple access, multiuser relay networks, cognitive radio networks, MIMOME-OFDM systems; wirelessly powered communication systems and D2D-enabled cellular networks; and security solutions and applications at the physical layer, including case studies of secret key generation and secrecy coding in communication nodes and terminals.
Due to the broadcast nature of radio propagation, wireless transmission can be readily overheard by unauthorized users for interception purposes and is thus highly vulnerable to eavesdropping attacks. To this end, physical-layer security is emerging as a promising paradigm to protect the wireless communications against eavesdropping attacks by exploiting the physical characteristics of wireless channels. This article is focused on the investigation of diversity techniques to improve physical-layer security differently from the conventional artificial noise generation and beamforming techniques, which typically consume additional power for generating artificial noise and exhibit high implementation complexity for beamformer design. We present several diversity approaches to improve wireless physical-layer security, including multiple-input multiple-output (MIMO), multiuser diversity, and cooperative diversity. To illustrate the security improvement through diversity, we propose a case study of exploiting cooperative relays to assist the signal transmission from source to destination while defending against eavesdropping attacks. We evaluate the security performance of cooperative relay transmission in Rayleigh fading environments in terms of secrecy capacity and intercept probability. It is shown that as the number of relays increases, both the secrecy capacity and intercept probability of cooperative relay transmission improve significantly, implying there is an advantage in exploiting cooperative diversity to improve physical-layer security against eavesdropping attacks.
Physical layer security has been recently recognized as a promising new design paradigm to provide security in wireless networks. In addition to the existing conventional cryptographic methods, physical layer security exploits the dynamics of fading channels to enhance secured wireless links. In this approach, jamming plays a key role by generating noise signals to confuse the potential eavesdroppers, and significantly improves quality and reliability of secure communications between legitimate terminals. This article presents theoretical limits and practical designs of jamming approaches for physical layer security. In particular, the theoretical limits explore the achievable secrecy rates of user cooperation-based jamming whilst the centralized and game theoretic-based precoding techniques are reviewed for practical implementations. In addition, the emerging wireless energy harvesting techniques are exploited to harvest the required energy to transmit jamming signals. Future directions of these approaches and the associated research challenges are also briefly outlined.